State of Illinois
92nd General Assembly
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92_SB0461ham003

 










                                           LRB9207772DJgcam01

 1                    AMENDMENT TO SENATE BILL 461

 2        AMENDMENT NO.     .  Amend Senate Bill 461,  AS  AMENDED,
 3    by  replacing  everything  after the enacting clause with the
 4    following:

 5        "Section 5.  The Early Intervention Services  System  Act
 6    is  amended  by changing Sections 3, 4, 5, 11, 13, and 15 and
 7    adding Sections 13.5,  13.10,  13.15,  13.20,  13.25,  13.30,
 8    13.32, and 13.50 as follows:

 9        (325 ILCS 20/3) (from Ch. 23, par. 4153)
10        Sec. 3.  Definitions.  As used in this Act:
11        (a)  "Eligible  infants  and  toddlers" means infants and
12    toddlers under 36 months of age with  any  of  the  following
13    conditions:
14             (1)  Developmental   delays   as   defined   by  the
15        Department by rule.
16             (2)  A physical or mental condition which  typically
17        results in developmental delay.
18             (3)  Being    at    risk   of   having   substantial
19        developmental delays based on informed clinical judgment.
20             (4)  Having entered the program  under  any  of  the
21        circumstances  listed  in  paragraphs  (1) through (3) of
22        this subsection, and continuing to  have  any  measurable
 
                            -2-            LRB9207772DJgcam01
 1        delay;  or  not having attained a level of development in
 2        each  area,  including  (i)  cognitive,   (ii)   physical
 3        (including  vision  and hearing), (iii) language, speech,
 4        and communication, (iv) psycho-social, or  (v)  self-help
 5        skills,  that  is at least at the mean of the child's age
 6        equivalent  peers;  or  having  been  determined  by  the
 7        multidisciplinary individualized family service plan team
 8        to  require  or  to  be  likely  to  benefit   from   the
 9        continuation  of  those  early intervention services that
10        may  continue  to  be  necessary  to  support  continuing
11        developmental progress, given the child's needs, provided
12        in  an  appropriate  developmental  manner.   The   type,
13        frequency,  and  intensity should differ from the initial
14        individualized  family  services  plan  and  reflect  the
15        child's developmental progress.
16        (b)  "Developmental delay" means a delay in one  or  more
17    of  the  following areas of childhood development as measured
18    by   appropriate   diagnostic   instruments   and    standard
19    procedures:   cognitive;   physical,   including  vision  and
20    hearing; language, speech and  communication;  psycho-social;
21    or self-help skills.
22        (c)  "Physical   or   mental  condition  which  typically
23    results in developmental delay" means:
24             (1)  a  diagnosed   medical   disorder   bearing   a
25        relatively   well   known  expectancy  for  developmental
26        outcomes   within   varying   ranges   of   developmental
27        disabilities; or
28             (2)  a history of prenatal, perinatal,  neonatal  or
29        early   developmental  events  suggestive  of  biological
30        insults to the  developing  central  nervous  system  and
31        which   either   singly   or  collectively  increase  the
32        probability of developing a disability or delay based  on
33        a medical history.
34        (d)  "Informed  clinical  judgment"  means  both clinical
 
                            -3-            LRB9207772DJgcam01
 1    observations  and   parental   participation   to   determine
 2    eligibility  by  a consensus of a multidisciplinary team of 2
 3    or more members based on their  professional  experience  and
 4    expertise.
 5        (e)  "Early intervention services" means services which:
 6             (1)  are designed to meet the developmental needs of
 7        each  child  eligible under this Act and the needs of his
 8        or her family;
 9             (2)  are selected in collaboration with the  child's
10        family;
11             (3)  are provided under public supervision;
12             (4)  are provided at no cost except where a schedule
13        of  sliding  scale  fees  or  other system of payments by
14        families has been adopted in accordance  with  State  and
15        federal law;
16             (5)  are  designed  to meet an infant's or toddler's
17        developmental needs in any of the following areas:
18                  (A)  physical development, including vision and
19             hearing,
20                  (B)  cognitive development,
21                  (C)  communication development,
22                  (D)  social or emotional development, or
23                  (E)  adaptive development;
24             (6)  meet the standards of the State, including  the
25        requirements of this Act;
26             (7)  include one or more of the following:
27                  (A)  family training,
28                  (B)  social     work     services,    including
29             counseling, and home visits,
30                  (C)  special instruction,
31                  (D)  speech, language pathology and audiology,
32                  (E)  occupational therapy,
33                  (F)  physical therapy,
34                  (G)  psychological services,
 
                            -4-            LRB9207772DJgcam01
 1                  (H)  service coordination services,
 2                  (I)  medical services only  for  diagnostic  or
 3             evaluation purposes,
 4                  (J)  early   identification,   screening,   and
 5             assessment services,
 6                  (K)  health  services  specified  by  the  lead
 7             agency  as necessary to enable the infant or toddler
 8             to  benefit  from  the  other   early   intervention
 9             services,
10                  (L)  vision services,
11                  (M)  transportation, and
12                  (N)  assistive technology devices and services;
13             (8)  are  provided by qualified personnel, including
14        but not limited to:
15                  (A)  child development specialists  or  special
16             educators,
17                  (B)  speech   and   language  pathologists  and
18             audiologists,
19                  (C)  occupational therapists,
20                  (D)  physical therapists,
21                  (E)  social workers,
22                  (F)  nurses,
23                  (G)  nutritionists,
24                  (H)  optometrists,
25                  (I)  psychologists, and
26                  (J)  physicians;
27             (9)  are   provided   in    conformity    with    an
28        Individualized Family Service Plan;
29             (10)  are provided throughout the year; and
30             (11)  are    provided   in   natural   environments,
31        including  the  home  and  community  settings  in  which
32        infants   and   toddlers   without   disabilities   would
33        participate   to   the   extent   determined    by    the
34        multidisciplinary Individualized Family Service Plan.
 
                            -5-            LRB9207772DJgcam01
 1        (f)  "Individualized Family Service Plan" or "Plan" means
 2    a written plan for providing early intervention services to a
 3    child  eligible under this Act and the child's family, as set
 4    forth in Section 11.
 5        (g)  "Local interagency  agreement"  means  an  agreement
 6    entered  into  by  local  community  and  State  and regional
 7    agencies receiving early intervention funds directly from the
 8    State  and  made  in  accordance   with   State   interagency
 9    agreements  providing  for the delivery of early intervention
10    services within a local community area.
11        (h)  "Council" means the Illinois Interagency Council  on
12    Early Intervention established under Section 4.
13        (i)  "Lead agency" means the State agency responsible for
14    administering  this  Act  and receiving and disbursing public
15    funds received in accordance with State and federal  law  and
16    rules.
17        (i-5)  "Central billing office" means the central billing
18    office created by the lead agency under Section 13.
19        (j)  "Child   find"  means  a  service  which  identifies
20    eligible infants and toddlers.
21        (k)  "Regional intake entity"  means  the  lead  agency's
22    designated entity responsible for implementation of the Early
23    Intervention Services System within its designated geographic
24    area.
25        (l)  "Early  intervention  provider"  means an individual
26    who is qualified, as defined by the lead agency,  to  provide
27    one or more types of early intervention services, and who has
28    enrolled as a provider in the early intervention program.
29        (m)  "Fully  credentialed  early  intervention  provider"
30    means  an individual who has met the highest standards in the
31    State applicable to the relevant profession, and has met such
32    other qualifications as the lead agency  has  determined  are
33    suitable for personnel providing early intervention services,
34    including  pediatric  experience,  education,  and continuing
 
                            -6-            LRB9207772DJgcam01
 1    education.    The   lead   agency   shall   establish   these
 2    qualifications by rule no  later  than  180  days  after  the
 3    effective  date  of  this  amendatory Act of the 92nd General
 4    Assembly.
 5    (Source: P.A. 90-158, eff. 1-1-98; 91-538, eff. 8-13-99.)

 6        (325 ILCS 20/4) (from Ch. 23, par. 4154)
 7        Sec.   4.   Illinois   Interagency   Council   on   Early
 8    Intervention.
 9        (a)  There  is  established  the   Illinois   Interagency
10    Council  on Early Intervention. The Council shall be composed
11    of at least 15 but not more than 25 members.  The members  of
12    the  Council  and  the  designated chairperson of the Council
13    shall be  appointed  by  the  Governor.  The  Council  member
14    representing  the lead agency may not serve as chairperson of
15    the Council.  The Council shall be composed of the  following
16    members:
17             (1)  The  Secretary of Human Services (or his or her
18        designee)  and  2  additional  representatives   of   the
19        Department of Human Services designated by the Secretary,
20        plus  the Directors (or their designees) of the following
21        State agencies involved in the provision  of  or  payment
22        for  early  intervention services to eligible infants and
23        toddlers and their families:
24                  (A)  Illinois State Board of Education;
25                  (B)  (Blank);
26                  (C)  (Blank);
27                  (D)  Illinois Department of Children and Family
28             Services;
29                  (E)  University   of   Illinois   Division   of
30             Specialized Care for Children;
31                  (F)  Illinois Department of Public Aid;
32                  (G)  Illinois Department of Public Health;
33                  (H)  (Blank);
 
                            -7-            LRB9207772DJgcam01
 1                  (I)  Illinois Planning Council on Developmental
 2             Disabilities; and
 3                  (J)  Illinois Department of Insurance.
 4             (2)  Other members as follows:
 5                  (A)  At least 20% of the members of the Council
 6             shall be parents,  including  minority  parents,  of
 7             infants  or  toddlers  with disabilities or children
 8             with disabilities aged 12 or younger, with knowledge
 9             of, or experience with,  programs  for  infants  and
10             toddlers  with  disabilities.   At  least  one  such
11             member  shall  be  a  parent of an infant or toddler
12             with a disability or a child with a disability  aged
13             6 or younger;
14                  (B)  At least 20% of the members of the Council
15             shall  be  public  or  private  providers  of  early
16             intervention services;
17                  (C)  One  member  shall  be a representative of
18             the General Assembly; and
19                  (D)  One  member  shall  be  involved  in   the
20             preparation   of  professional  personnel  to  serve
21             infants and toddlers similar to those  eligible  for
22             services under this Act.
23        The  Council  shall  meet  at least quarterly and in such
24    places as it deems necessary.  Terms of the  initial  members
25    appointed  under  paragraph (2) shall be determined by lot at
26    the  first  Council  meeting  as  follows:  of  the   persons
27    appointed  under  subparagraphs  (A) and (B), one-third shall
28    serve one year terms, one-third shall serve 2 year terms, and
29    one-third shall serve  3  year  terms;  and  of  the  persons
30    appointed  under subparagraphs (C) and (D), one shall serve a
31    2 year term and one shall serve a 3 year  term.   Thereafter,
32    successors  appointed  under paragraph (2) shall serve 3 year
33    terms.  Once appointed, members shall continue to serve until
34    their successors are appointed.  No member shall be appointed
 
                            -8-            LRB9207772DJgcam01
 1    to serve more than 2 consecutive terms.
 2        Council members  shall  serve  without  compensation  but
 3    shall  be  reimbursed  for  reasonable  costs incurred in the
 4    performance of their duties, including costs related to child
 5    care, and parents may be paid a stipend  in  accordance  with
 6    applicable requirements.
 7        The  Council  shall  prepare  and  approve a budget using
 8    funds appropriated for the purpose to hire staff, and  obtain
 9    the  services  of  such professional, technical, and clerical
10    personnel as may be necessary  to  carry  out  its  functions
11    under  this  Act.   This  funding  support and staff shall be
12    directed by the lead agency.
13        (b)  The Council shall:
14             (1)  advise  and  assist  the  lead  agency  in  the
15        performance of its  responsibilities  including  but  not
16        limited  to  the  identification of sources of fiscal and
17        other support services for early  intervention  programs,
18        and  the promotion of interagency agreements which assign
19        financial responsibility to the appropriate agencies;
20             (2)  advise  and  assist  the  lead  agency  in  the
21        preparation   of   applications   and    amendments    to
22        applications;
23             (3)  review  and  advise on relevant regulations and
24        standards proposed by the related State agencies;
25             (4)  advise  and  assist  the  lead  agency  in  the
26        development,  implementation  and   evaluation   of   the
27        comprehensive early intervention services system; and
28             (5)  prepare  and  submit  an  annual  report to the
29        Governor and to the General Assembly  on  the  status  of
30        early  intervention  programs  for  eligible  infants and
31        toddlers and  their  families  in  Illinois.  The  annual
32        report shall include (i) the estimated number of eligible
33        infants  and  toddlers  in this State, (ii) the number of
34        eligible infants and toddlers who have received  services
 
                            -9-            LRB9207772DJgcam01
 1        under  this Act and the cost of providing those services,
 2        and (iii) the estimated cost of providing services  under
 3        this  Act  to  all  eligible infants and toddlers in this
 4        State,  and  (iv)  data  and  other  information  as   is
 5        requested  to  be  included  by  the Legislative Advisory
 6        Committee established under Section 13.50  of  this  Act.
 7        The  report  shall  be  posted  by the lead agency on the
 8        early intervention website as  required  under  paragraph
 9        (f) of Section 5 of this Act.
10        No  member  of  the  Council  shall  cast  a  vote  on or
11    participate substantially in any matter which would provide a
12    direct financial benefit to that member or otherwise give the
13    appearance of a conflict of interest under State  law.    All
14    provisions   and   reporting  requirements  of  the  Illinois
15    Governmental Ethics Act shall apply to Council members.
16    (Source: P.A. 91-357; eff. 7-29-99.)

17        (325 ILCS 20/5) (from Ch. 23, par. 4155)
18        Sec. 5.  Lead Agency.  The Department of  Human  Services
19    is designated the lead agency and shall provide leadership in
20    establishing and implementing the coordinated, comprehensive,
21    interagency    and    interdisciplinary   system   of   early
22    intervention services.  The lead agency shall  not  have  the
23    sole  responsibility  for  providing  these  services.   Each
24    participating State agency shall continue to coordinate those
25    early   intervention  services  relating  to  health,  social
26    service and education provided under this authority.
27        The lead agency  is  responsible  for  carrying  out  the
28    following:
29             (a)  The  general  administration,  supervision, and
30        monitoring   of   programs   and   activities   receiving
31        assistance under Section  673  of  the  Individuals  with
32        Disabilities Education Act (20 United States Code 1473).;
33             (b)  The  identification  and  coordination  of  all
 
                            -10-           LRB9207772DJgcam01
 1        available resources within the State from federal, State,
 2        local and private sources.;
 3             (c)  The  development  of  procedures to ensure that
 4        services are provided to eligible  infants  and  toddlers
 5        and  their  families  in  a  timely  manner  pending  the
 6        resolution  of  any  disputes  among  public  agencies or
 7        service providers.;
 8             (d)  The resolution of intra-agency and  interagency
 9        regulatory and procedural disputes.; and
10             (e)  The  development  and  implementation of formal
11        interagency  agreements,  and   the   entry   into   such
12        agreements,   between   the   lead  agency  and  (i)  the
13        Department of Public Aid, (ii) the University of Illinois
14        Division of Specialized  Care  for  Children,  and  (iii)
15        other relevant State agencies that:
16                  (1)  define  the  financial  responsibility  of
17             each   agency  for  paying  for  early  intervention
18             services (consistent with existing State and federal
19             law and rules, including the requirement that  early
20             intervention  funds  be  used  as  the payor of last
21             resort), a hierarchical order of  payment  as  among
22             the  agencies  for  early intervention services that
23             are covered under or may  be  paid  by  programs  in
24             other  agencies,  and procedures for direct billing,
25             collecting reimbursements  for  payments  made,  and
26             resolving service and payment disputes; and
27                  (2)  include    all    additional    components
28             necessary   to  ensure  meaningful  cooperation  and
29             coordination.
30             Interagency agreements under this paragraph (e) must
31        be reviewed and revised to implement the purposes of this
32        amendatory Act of the 92nd General Assembly no later than
33        60 days after the effective date of this  amendatory  Act
34        of the 92nd General Assembly.
 
                            -11-           LRB9207772DJgcam01
 1             (f)  The   maintenance   of  an  early  intervention
 2        website.    Within 30 days after the  effective  date  of
 3        this  amendatory  Act  of  the 92nd General Assembly, the
 4        lead agency shall post and keep posted  on  this  website
 5        the  following:  (i)  the  current annual report required
 6        under subdivision (b)(5) of Section 4 of  this  Act,  and
 7        the   annual  reports of the prior 3 years, (ii) the most
 8        recent Illinois  application  for  funds  prepared  under
 9        Section   637   of   the  Individuals  with  Disabilities
10        Education Act filed with the United States Department  of
11        Education,    (iii)   proposed   modifications   of   the
12        application prepared for public comment, (iv)  notice  of
13        Council  meetings,  Council  agendas,  and minutes of its
14        proceedings for at least the previous year, (v)  proposed
15        and  final  early  intervention  rules, (vi) requests for
16        proposals,   and   (vii)   all   reports   created    for
17        dissemination to the public that are related to the early
18        intervention  program,  including reports prepared at the
19        request of the Council, the  General  Assembly,  and  the
20        Legislative  Advisory Committee established under Section
21        13.50 of this Act.  Each such document shall be posted on
22        the website within 3 working days  after  the  document's
23        completion.
24    (Source: P.A. 90-158, eff. 1-1-98.)

25        (325 ILCS 20/11) (from Ch. 23, par. 4161)
26        Sec. 11.  Individualized Family Service Plans.
27        (a)  Each eligible infant or toddler and that infant's or
28    toddler's family shall receive:
29             (1)  (a)  timely,  comprehensive,  multidisciplinary
30        assessment  of  the  unique needs of each eligible infant
31        and  toddler,  and  assessment  of   the   concerns   and
32        priorities  of  the families to appropriately assist them
33        in meeting their needs  and  identify  services  to  meet
 
                            -12-           LRB9207772DJgcam01
 1        those needs; and
 2             (2)  (b)  a  written  Individualized  Family Service
 3        Plan developed by a multidisciplinary team which includes
 4        the parent or guardian. The individualized family service
 5        plan shall  be  based  on  the  multidisciplinary  team's
 6        assessment  of the resources, priorities, and concerns of
 7        the family and its identification  of  the  supports  and
 8        services  necessary  to  enhance the family's capacity to
 9        meet the developmental needs of the  infant  or  toddler,
10        and   shall   include   the  identification  of  services
11        appropriate to meet those needs, including the frequency,
12        intensity, and method of delivering services.  During and
13        as part of the initial development of the  individualized
14        family  services  plan,  and  any periodic reviews of the
15        plan, the multidisciplinary team shall consult  the  lead
16        agency's  therapy  guidelines and its designated experts,
17        if any, to help determine appropriate  services  and  the
18        frequency  and  intensity  of  those  services.   At  the
19        periodic   reviews,  the  team  shall  determine  whether
20        modification or revision of the outcomes or  services  is
21        necessary.   All  services  in  the individualized family
22        services plan must be justified by the  multidisciplinary
23        assessment  of  the  unique  strengths  and  needs of the
24        infant or toddler and must be appropriate to  meet  those
25        needs.
26        (b)  The  Individualized  Family  Service  Plan  shall be
27    evaluated once a year and the  family  shall  be  provided  a
28    review  of  the Plan at 6 month intervals or more often where
29    appropriate based on infant or toddler and family needs.
30        (c)  The evaluation and initial  assessment  and  initial
31    Plan  meeting  must  be held within 45 days after the initial
32    contact with the early  intervention  services  system.  With
33    parental  consent,  early  intervention services may commence
34    before the completion of  the  comprehensive  assessment  and
 
                            -13-           LRB9207772DJgcam01
 1    development of the Plan.
 2        (d)  Parents  must be informed that, at their discretion,
 3    early  intervention  services  shall  be  provided  to   each
 4    eligible infant and toddler in the natural environment, which
 5    may  include  the  home or other community settings.  Parents
 6    shall make the final decision  to  accept  or  decline  early
 7    intervention  services.  A  decision to decline such services
 8    shall not be a  basis  for  administrative  determination  of
 9    parental  fitness, or other findings or sanctions against the
10    parents. Parameters of the Plan shall be set forth in rules.
11        (e)  The regional intake offices shall  explain  to  each
12    family, orally and in writing, all of the following:
13             (1)  That  the  early  intervention program will pay
14        for all early intervention  services  set  forth  in  the
15        individualized  family  service plan that are not covered
16        or paid under the family's public  or  private  insurance
17        plan  or  policy and not eligible for payment through any
18        other third party payor.
19             (2)  That services will not be delayed  due  to  any
20        rules  or  restrictions under the family's insurance plan
21        or policy.
22             (3)  That the family may request,  with  appropriate
23        documentation  supporting  the  request,  at the regional
24        intake entity,  a  determination  of  an  exemption  from
25        private insurance use under Section 13.25.
26             (4)  That    responsibility   for   co-payments   or
27        co-insurance under a family's private insurance  plan  or
28        policy  will  be transferred to the lead agency's central
29        billing office.
30             (5)  That families will be responsible for  payments
31        of  family  fees,  which will be based on a sliding scale
32        according to income, and that these fees are  payable  to
33        the  central  billing  office,  and  that  if  the family
34        encounters a catastrophic circumstance, as defined  under
 
                            -14-           LRB9207772DJgcam01
 1        subsection  (f)  of  Section  13  of  this Act, making it
 2        unable to pay the fees, the lead agency may,  upon  proof
 3        of inability to pay, waive the fees.
 4        (f)  The  individualized  family  service plan must state
 5    whether the family has private insurance coverage and, if the
 6    family has such coverage, must have attached to it a copy  of
 7    the  family's  insurance  identification  card  or  otherwise
 8    include all of the following information:
 9             (1)  The  name, address, and telephone number of the
10        insurance carrier.
11             (2)  The contract number and policy  number  of  the
12        insurance plan.
13             (3)  The  name,  address, and social security number
14        of the primary insured.
15             (4)  The beginning date  of  the  insurance  benefit
16        year.
17        (g)  A  copy  of  the  individualized family service plan
18    must be provided to each enrolled provider who  is  providing
19    early  intervention  services to the child who is the subject
20    of that plan.
21    (Source: P.A. 91-538, eff. 8-13-99.)

22        (325 ILCS 20/13) (from Ch. 23, par. 4163)
23        Sec. 13. Funding and Fiscal Responsibility.
24        (a)  The lead agency and every other participating  State
25    agency  may  receive  and  expend  funds  appropriated by the
26    General Assembly to implement the early intervention services
27    system as required by this Act.
28        (b)  The lead agency and each participating State  agency
29    shall  identify  and report on an annual basis to the Council
30    the State agency funds utilized for the  provision  of  early
31    intervention services to eligible infants and toddlers.
32        (c)  Funds  provided under Section 633 of the Individuals
33    with Disabilities Education Act (20 United States Code  1433)
 
                            -15-           LRB9207772DJgcam01
 1    and   State   funds  designated  or  appropriated  for  early
 2    intervention services or programs may not be used to  satisfy
 3    a  financial  commitment  for  services which would have been
 4    paid for from another public or private source  but  for  the
 5    enactment  of  this Act, except whenever considered necessary
 6    to prevent delay in receiving appropriate early  intervention
 7    services  by  the  eligible  infant or toddler or family in a
 8    timely manner.  Funds  provided  under  Section  633  of  the
 9    Individuals  with  Disabilities Education Act and State funds
10    designated or appropriated for early intervention services or
11    programs may be used by the lead agency to pay  the  provider
12    of  services  (A)  pending reimbursement from the appropriate
13    State agency or (B) if (i) the claim for payment is denied in
14    whole or in part by a public or private source, or  would  be
15    denied  under the written terms of the public program or plan
16    or private plan, or (ii) use of  private  insurance  for  the
17    service has been exempted under Section 13.25.  Payment under
18    item   (B)(i)  may  be  made  based  on  a  pre-determination
19    telephone inquiry supported by written documentation  of  the
20    denial supplied thereafter by the insurance carrier.
21        (d)  Nothing in this Act shall be construed to permit the
22    State  to  reduce medical or other assistance available or to
23    alter eligibility under Title V and Title XIX of  the  Social
24    Security  Act  relating  to the Maternal Child Health Program
25    and Medicaid for eligible infants and toddlers in this State.
26        (e)  The lead  agency  shall  create  a  central  billing
27    office to receive and dispense all relevant State and federal
28    resources,   as  well  as  local  government  or  independent
29    resources available, for early  intervention  services.  This
30    office  shall  assure  that  maximum  federal  resources  are
31    utilized  and  that  providers  receive  funds  with  minimal
32    duplications  or  interagency reporting and with consolidated
33    audit procedures.
34        (f)  The lead agency shall, by rule, may  also  create  a
 
                            -16-           LRB9207772DJgcam01
 1    system of payments by families, including a schedule of fees.
 2    No  fees,  however,  may  be  charged for: implementing child
 3    find,  evaluation  and  assessment,   service   coordination,
 4    administrative  and  coordination  activities  related to the
 5    development, review, and evaluation of Individualized  Family
 6    Service Plans, or the implementation of procedural safeguards
 7    and  other  administrative  components of the statewide early
 8    intervention system.
 9        The system of payments,  called  family  fees,  shall  be
10    structured  on  a  sliding  scale based on family income. The
11    family's coverage or lack  of  coverage  under  a  public  or
12    private  insurance  plan  or  policy shall not be a factor in
13    determining the amount of the family fees.
14        Each  family's  fee  obligation  shall   be   established
15    annually,  and  shall  be  paid  by  families  to the central
16    billing office in installments. At the written request of the
17    family, the fee obligation shall be adjusted prospectively at
18    any point during the year upon proof of a  change  in  family
19    income  or  family  size.  The inability of the parents of an
20    eligible  child  to  pay  family  fees  due  to  catastrophic
21    circumstances or extraordinary expenses shall not  result  in
22    the  denial of services to the child or the child's family. A
23    family must document  its  extraordinary  expenses  or  other
24    catastrophic  circumstances  by showing one of the following:
25    (i) out-of-pocket medical expenses in excess of 15% of  gross
26    income;  (ii)  a  fire,  flood,  or  other disaster causing a
27    direct out-of-pocket loss in excess of 15% of  gross  income;
28    or    (iii)    other   catastrophic   circumstances   causing
29    out-of-pocket losses in excess of 15% of  gross  income.  The
30    family must present proof of loss to its service coordinator,
31    who shall document it, and the manager of the regional intake
32    entity  shall  determine  whether  the fees shall be reduced,
33    forgiven, or suspended within  10  days  after  the  family's
34    request.
 
                            -17-           LRB9207772DJgcam01
 1        (g)  To  ensure that early intervention funds are used as
 2    the payor of last resort for early intervention services, the
 3    lead  agency  shall  determine  at   the   point   of   early
 4    intervention  intake,  and  again  at  any periodic review of
 5    eligibility  thereafter  or   upon   a   change   in   family
 6    circumstances, whether the family is eligible for or enrolled
 7    in  any program for which payment is made directly or through
 8    public or private insurance for  any  or  all  of  the  early
 9    intervention services made available under this Act. The lead
10    agency shall establish procedures to ensure that payments are
11    made  either  directly  from these public and private sources
12    instead of from State or federal early intervention funds, or
13    as reimbursement for payments previously made from  State  or
14    federal early intervention funds.
15    (Source: P.A. 91-538, eff. 8-13-99.)

16        (325 ILCS 20/13.5 new)
17        Sec. 13.5. Other programs.
18        (a)  When  an  application or a review of eligibility for
19    early intervention services is made, and at  any  eligibility
20    redetermination  thereafter,  the family shall be asked if it
21    is currently enrolled in Medicaid, KidCare, or  the  Title  V
22    program  administered  by the University of Illinois Division
23    of Specialized Care for Children.   If the family is enrolled
24    in any of these programs, that information shall  be  put  on
25    the  individualized  family service plan and entered into the
26    computerized case management system, and shall  require  that
27    the  individualized  family  services plan of a child who has
28    been found eligible for  services  through  the  Division  of
29    Specialized  Care  for  Children  state  that  the  child  is
30    enrolled  in  that  program.  For those programs in which the
31    family is not  enrolled,  a  preliminary  eligibility  screen
32    shall  be conducted simultaneously for (i) medical assistance
33    (Medicaid) under Article V of the Illinois Public  Aid  Code,
 
                            -18-           LRB9207772DJgcam01
 1    (ii)  children's  health insurance program (KidCare) benefits
 2    under the Children's Health Insurance Program Act, and  (iii)
 3    Title  V  maternal and child health services provided through
 4    the  Division  of  Specialized  Care  for  Children  of   the
 5    University of Illinois.
 6        (b)  For   purposes  of  determining  family  fees  under
 7    subsection (f) of Section 13 and determining eligibility  for
 8    the  other  programs  and  services  specified  in  items (i)
 9    through (iii)  of  subsection  (a),  the  lead  agency  shall
10    develop  and  use, within 60 days after the effective date of
11    this amendatory Act of the 92nd General  Assembly,  with  the
12    cooperation  of the Department of Public Aid and the Division
13    of  Specialized  Care  for  Children  of  the  University  of
14    Illinois,  a  screening  device  that   provides   sufficient
15    information   for  the  early  intervention  regional  intake
16    entities or other agencies to establish eligibility for those
17    other programs and shall, in cooperation  with  the  Illinois
18    Department of Public Aid and the Division of Specialized Care
19    for Children, train the regional intake entities on using the
20    screening device.
21        (c)  When   a   child  is  determined  eligible  for  and
22    enrolled in the  early  intervention  program  and  has  been
23    found  to  at  least  meet  the  threshold income eligibility
24    requirements for Medicaid or  KidCare,  the  regional  intake
25    entity shall complete a KidCare/Medicaid application with the
26    family  and  forward  it to the Illinois Department of Public
27    Aid's KidCare Unit for a determination of eligibility.
28        (d)  With the cooperation of  the  Department  of  Public
29    Aid,  the  lead agency shall establish procedures that ensure
30    the timely and maximum allowable recovery of payments for all
31    early  intervention  services  and  allowable  administrative
32    costs under Article V of the Illinois Public Aid Code and the
33    Children's Health Insurance Program  Act  and  shall  include
34    those  procedures in the interagency agreement required under
 
                            -19-           LRB9207772DJgcam01
 1    subsection (e) of Section 5 of this Act.
 2        (e)  For  purposes  of   making   referrals   for   final
 3    determinations  of eligibility for KidCare benefits under the
 4    Children's Health  Insurance  Program  Act  and  for  medical
 5    assistance  under  Article V of the Illinois Public Aid Code,
 6    the  lead  agency  shall  require  each  early   intervention
 7    regional  intake  entity  to  enroll  as a "KidCare agent" in
 8    order for the entity to complete the KidCare  application  as
 9    authorized   under   Section  22  of  the  Children's  Health
10    Insurance Program Act.
11        (f)  For purposes of early intervention services that may
12    be provided by the Division of Specialized Care for  Children
13    of  the  University of Illinois (DSCC), the lead agency shall
14    establish procedures whereby the early intervention  regional
15    intake  entities  may  determine whether children enrolled in
16    the early intervention program may also be eligible for those
17    services,  and  shall  develop,  within  60  days  after  the
18    effective date of this amendatory Act  of  the  92nd  General
19    Assembly,  (i)  the  inter-agency  agreement  required  under
20    subsection  (e)  of  Section 5 of this Act, establishing that
21    early intervention funds are to be used as the payor of  last
22    resort  when services required under an individualized family
23    services plan may be provided to an  eligible  child  through
24    the  DSCC,   and  (ii)  training  guidelines for the regional
25    intake entities and providers that  explain  eligibility  and
26    billing procedures for services through DSCC.
27        (g)  The  lead  agency  shall  require that an individual
28    applying for or renewing enrollment as a provider of services
29    in the early intervention program state whether or not he  or
30    she  is  also  enrolled  as a DSCC provider. This information
31    shall be noted next to  the  name  of  the  provider  on  the
32    computerized roster of Illinois early intervention providers,
33    and regional intake entities shall make every effort to refer
34    families eligible for DSCC services to these providers.
 
                            -20-           LRB9207772DJgcam01
 1        (325 ILCS 20/13.10 new)
 2        Sec.  13.10.  Private  health insurance; assignment.  The
 3    lead agency shall determine, at the point of new applications
 4    for  early  intervention  services,  and  for  all   children
 5    enrolled  in  the early intervention program, at the regional
 6    intake offices, whether the child is insured under a  private
 7    health  insurance  plan  or  policy. An application for early
 8    intervention services shall serve as a right to assignment of
 9    the right of recovery against a private health insurance plan
10    or policy for any covered early  intervention  services  that
11    may  be billed to the family's insurance carrier and that are
12    provided to a child covered under the plan or policy.

13        (325 ILCS 20/13.15 new)
14        Sec. 13.15. Billing of insurance carrier.
15        (a)  Subject  to   the   restrictions   against   private
16    insurance  use  on  the  basis  of  material  risk of loss of
17    coverage, as determined under Section  13.25,  each  enrolled
18    provider  who  is  providing a family with early intervention
19    services shall bill the child's insurance  carrier  for  each
20    unit  of early intervention service for which coverage may be
21    available. The lead agency may exempt from the requirement of
22    this paragraph any early intervention  service  that  it  has
23    deemed not to be covered by insurance plans. When the service
24    is not exempted, providers who receive a denial of payment on
25    the   basis  that  the  service  is  not  covered  under  any
26    circumstance under the plan are not  required  to  bill  that
27    carrier  for that service again until the following insurance
28    benefit year. That explanation of benefits denying the claim,
29    once submitted  to  the  central  billing  office,  shall  be
30    sufficient  to  meet the requirements of this paragraph as to
31    subsequent  services  billed  under  the  same  billing  code
32    provided to that child during that  insurance  benefit  year.
33    Any  time limit on a provider's filing of a claim for payment
 
                            -21-           LRB9207772DJgcam01
 1    with the central billing office that  is  imposed  through  a
 2    policy,  procedure,  or  rule  of  the  lead  agency shall be
 3    suspended until  the  provider  receives  an  explanation  of
 4    benefits  or  other final determination of the claim it files
 5    with the child's insurance carrier.
 6        (b)  In all instances when an insurance carrier has  been
 7    billed for early intervention services, whether paid in full,
 8    paid  in  part,  or  denied by the carrier, the provider must
 9    provide the central billing  office,  within  90  days  after
10    receipt,  with a copy of the explanation of benefits form and
11    other information  in  the  manner  prescribed  by  the  lead
12    agency.
13        (c)  When  the  insurance carrier has denied the claim or
14    paid an amount for the early intervention service billed that
15    is less that the current State rate  for  early  intervention
16    services,  the  provider  shall  submit  the  explanation  of
17    benefits  with a claim for payment, and the lead agency shall
18    pay the provider the difference between the sum actually paid
19    by the insurance carrier for each unit  of  service  provided
20    under  the individualized family service plan and the current
21    State rate for early intervention services. The  State  shall
22    also  pay  the  family's co-payment or co-insurance under its
23    plan, but only to the extent that  those  payments  plus  the
24    balance of the claim do not exceed the current State rate for
25    early  intervention  services.  The  provider  may  under  no
26    circumstances  bill the family for the difference between its
27    charge for services and that  which  has  been  paid  by  the
28    insurance carrier or by the State.

29        (325 ILCS 20/13.20 new)
30        Sec. 13.20. Families with insurance coverage.
31        (a)  Families   of   children  with  insurance  coverage,
32    whether public or private, shall incur  no  greater  or  less
33    direct out-of-pocket expenses for early intervention services
 
                            -22-           LRB9207772DJgcam01
 1    than families who are not insured.
 2        (b)  Managed care plans.
 3             (1)  Use  of managed care network providers. When  a
 4        family's insurance coverage is  through  a  managed  care
 5        arrangement   with  a  network of providers that includes
 6        one or more types of early intervention  specialists  who
 7        provide   the   services    set  forth  in  the  family's
 8        individualized family service plan, the  regional  intake
 9        entity  shall  require  the  family  to use those network
10        providers, but only to the extent that:
11                  (A)  the  network   provider   is   immediately
12             available  to  receive  the  referral  and  to begin
13             providing services to the child;
14                  (B)  the network  provider  is  enrolled  as  a
15             provider  in  the Illinois early intervention system
16             and fully credentialed under the current  policy  or
17             rule of the lead agency;
18                  (C)  the   network  provider  can  provide  the
19             services to the child in the manner required in  the
20             individualized service plan;
21                  (D)  the  family  would not have to travel more
22             than an additional 15  miles  or  an  additional  30
23             minutes  to  the network provider than it would have
24             to travel to a non-network provider who is available
25             to provide the same service; and
26                  (E)  the family's managed care  plan  does  not
27             allow for billing (even at a reduced rate or reduced
28             percentage  of  the  claim)  for  early intervention
29             services provided by non-network providers.
30             (2)  Transfers   from   non-network    to    network
31        providers.  If a child has been receiving services from a
32        non-network  provider  and  the  regional  intake  entity
33        determines,  at  the  time  of  enrollment  in  the early
34        intervention program or at any point thereafter, that the
 
                            -23-           LRB9207772DJgcam01
 1        family is enrolled in a managed care plan,  the  regional
 2        intake  entity  shall require the family to transfer to a
 3        network provider within 45 days after that determination,
 4        but within no more than 60 days after the effective  date
 5        of this amendatory Act of the 92nd General Assembly, if:
 6                  (A)  all the requirements of subdivision (b)(1)
 7             of this Section have been met; and
 8                  (B)  the child is less than 26 months of age.
 9             (3)  Waivers.    The   lead   agency  may  fully  or
10        partially waive the network  enrollment  requirements  of
11        subdivision  (b)(1)  of  this  Section  and  the transfer
12        requirements of subdivision (b)(2) of this Section as  to
13        a  particular  region, or narrower geographic area, if it
14        finds that the managed care plans in that  area  are  not
15        allowing   further   enrollment   of  early  intervention
16        providers and it finds that  referrals  or  transfers  to
17        network  providers  could  cause  an  overall shortage of
18        early intervention providers in that region of the  State
19        or  could  cause  delays  in  families securing the early
20        intervention services set forth in individualized  family
21        services plans.
22             (4)  The   lead  agency,  in  conjunction  with  any
23        entities with  which  it  may  have  contracted  for  the
24        training   and  credentialing  of  providers,  the  local
25        interagency council for early intervention, the  regional
26        intake  entity, and the enrolled providers in each region
27        who wish to participate, shall cooperate in developing  a
28        matrix and action plan that (A) identifies both (i) which
29        early intervention providers and which fully credentialed
30        early  intervention  providers are members of the managed
31        care plans that are used in the region by  families  with
32        children  in  the  early  intervention  program, and (ii)
33        which   early   intervention    services,    with    what
34        restrictions,  if any, are covered under those plans, (B)
 
                            -24-           LRB9207772DJgcam01
 1        identifies which credentialed specialists are members  of
 2        which   managed   care  plans  in  the  region,  and  (C)
 3        identifies  the  various  managed  care  plans  to  early
 4        intervention providers, encourages  their  enrollment  in
 5        the area plans, and provides them with information on how
 6        to enroll. These matrices shall be complete no later than
 7        7  months after the effective date of this amendatory Act
 8        of the 92nd General Assembly, and shall  be  provided  to
 9        the  Early Intervention Legislative Advisory Committee at
10        that time. The lead agency shall work with networks  that
11        may  have  closed  enrollment  to additional providers to
12        encourage   their   admission   of   early   intervention
13        providers, and shall report  to  the  Early  Intervention
14        Legislative  Advisory Committee on the initial results of
15        these efforts no later than February 1, 2002.

16        (325 ILCS 20/13.25 new)
17        Sec. 13.25. Private insurance; exemption.
18        (a)  The lead agency shall  establish  procedures  for  a
19    family, whose child is eligible to receive early intervention
20    services,  to  apply  for an exemption restricting the use of
21    its private insurance plan or policy based on  material  risk
22    of  loss  of  coverage  as authorized under subsection (c) of
23    this Section.
24        (b)  The lead agency shall make a final determination  on
25    a  request  for an exemption within 10 days after its receipt
26    of a written request for an exemption at the regional  intake
27    entity.  During  that 10 days, no claims may be filed against
28    the insurance plan or policy. If the exemption is granted, it
29    shall be noted on the individualized family service plan, and
30    the family and the providers  serving  the  family  shall  be
31    notified in writing of the exemption.
32        (c)  An exemption may be granted on the basis of material
33    risk   of  loss  of  coverage  only  if  the  family  submits
 
                            -25-           LRB9207772DJgcam01
 1    documentation  with  its  request  for  an   exemption   that
 2    establishes  (i)  that  the insurance plan or policy covering
 3    the child is an individually purchased plan or policy and has
 4    been purchased by a head of a household that is not  eligible
 5    for  a  group medical insurance plan, (ii) that the policy or
 6    plan has a lifetime cap that applies to one or more  specific
 7    types   of  early  intervention  services  specified  in  the
 8    family's  individualized  family  service  plan,   and   that
 9    coverage  could be exhausted during the period covered by the
10    individualized family service plan, or (iii) proof of another
11    risk that the  lead  agency,  in  its  discretion,  may  have
12    additionally   established   and  defined  as  a  ground  for
13    exemption by rule.
14        (d)  An exemption under this Section  based  on  material
15    risk  of loss of coverage may apply to all early intervention
16    services and all plans or policies insuring the child, may be
17    limited to one or more plans or policies, or may  be  limited
18    to  one  or  more types of early intervention services in the
19    child's individualized family services plan.

20        (325 ILCS 20/13.30 new)
21        Sec. 13.30. System of  personnel  development.  The  lead
22    agency shall provide training to early intervention providers
23    and  may  enter  into contracts to meet this requirement.  If
24    such contracts are let, they shall  be  bid  under  a  public
25    request  for  proposals  that  shall  be  posted  on the lead
26    agency's early intervention website for no less than 30 days.
27    This training shall include, at minimum, the following  types
28    of instruction:
29        (a)  Courses  in  birth-to-3  evaluation and treatment of
30    children with developmental disabilities and delays (1)  that
31    are taught by fully credentialed early intervention providers
32    or  educators  with  substantial experience in evaluation and
33    treatment of children from birth to age 3 with  developmental
 
                            -26-           LRB9207772DJgcam01
 1    disabilities  and  delays, (2) that cover these topics within
 2    each of the disciplines of audiology,  occupational  therapy,
 3    physical   therapy,   speech   and  language  pathology,  and
 4    developmental therapy, including the social-emotional  domain
 5    of  development,  (3)  that  are  held no less than twice per
 6    year, (4) that offer no fewer than 20 contact hours per  year
 7    of course work, (5) that are held in no fewer than 5 separate
 8    locales  throughout  the  State, and (6) that give enrollment
 9    priority to early intervention providers who do not meet  the
10    experience,  education,  or continuing education requirements
11    necessary  to  be  fully  credentialed   early   intervention
12    providers; and
13        (b)  Courses  held  no  less  than  twice per year for no
14    fewer than 4 hours each in no fewer than 5  separate  locales
15    throughout the State each on the following topics:
16             (1)  Practice  and  procedures  of private insurance
17        billing.
18             (2)  The  role  of  the  regional  intake  entities;
19        service coordination; program eligibility determinations;
20        family  fees;  Medicaid,   KidCare,   and   Division   of
21        Specialized    Care    applications,    referrals,    and
22        coordination  with  Early  Intervention;  and  procedural
23        safeguards.
24             (3)  Introduction to the early intervention program,
25        including provider enrollment and credentialing, overview
26        of  Early  Intervention program policies and regulations,
27        and billing requirements.
28             (4)  Evaluation   and   assessment   of   birth-to-3
29        children; individualized family service plan development,
30        monitoring,   and   review;   best   practices;   service
31        guidelines; and quality assurance.

32        (325 ILCS 20/13.32 new)
33        Sec. 13.32. Contracting. The lead agency may  enter  into
 
                            -27-           LRB9207772DJgcam01
 1    contracts  for some or all of its responsibilities under this
 2    Act,  including  but  not  limited  to,   credentialing   and
 3    enrolling    providers;   training   under   Section   13.30;
 4    maintaining a central billing  office;  data  collection  and
 5    analysis;  establishing  and  maintaining a computerized case
 6    management system accessible to local  referral  offices  and
 7    providers;  creating  and  maintaining  a system for provider
 8    credentialing and enrollment; creating  and  maintaining  the
 9    central  directory required under subsection (g) of Section 7
10    of this Act; and program  operations.  If  contracted,  these
11    contracts are subject to the Illinois Procurement Code, shall
12    be  subject  to public bid under requests for proposals under
13    that Code, and, in addition to the posting requirements under
14    that Code, shall be posted on the early intervention  website
15    maintained  by  the lead agency during the entire bid period.
16    Any of these listed responsibilities currently under contract
17    or grant that  have  not  met  these  requirements  shall  be
18    subject to public bid under this request for proposal process
19    no later than July 1, 2002.

20        (325 ILCS 20/13.50 new)
21        Sec.   13.50.  Early  Intervention  Legislative  Advisory
22    Committee. No later than 60 days after the effective date  of
23    this  amendatory Act of 92nd General Assembly, there shall be
24    convened  the   Early   Intervention   Legislative   Advisory
25    Committee.  The  majority and minority leaders of the General
26    Assembly shall each appoint 2 members to the  Committee.  The
27    Committee's  term  is  for  a  period  of  2  years,  and the
28    Committee shall publicly convene no less  than  4  times  per
29    year. The Committee's responsibilities shall include, but not
30    be   limited  to,  providing  guidance  to  the  lead  agency
31    regarding   programmatic   and    fiscal    management    and
32    accountability,   provider  development  and  accountability,
33    contracting, and program outcome measures.  During  the  life
 
                            -28-           LRB9207772DJgcam01
 1    of  the Committee, on a quarterly basis, or more often as the
 2    Committee may request, the lead agency shall provide  to  the
 3    Committee, and simultaneously to the public, through postings
 4    on  the  lead  agency's early intervention website, quarterly
 5    reports containing monthly data and other early  intervention
 6    program  information  that  the Committee requests. The first
 7    data report must be supplied  no  later  than  September  21,
 8    2001, and must include the previous 2 quarters of data.

 9        (325 ILCS 20/15) (from Ch. 23, par. 4165)
10        Sec.  15.  The Auditor General of the State shall conduct
11    a follow-up an evaluation of  the  system  established  under
12    this  Act,  in  order  to  evaluate  the effectiveness of the
13    system in providing services that enhance the  capacities  of
14    families  throughout  Illinois  to  meet the special needs of
15    their eligible infants and toddlers, and provide a report  of
16    the  evaluation  to  the Governor and the General Assembly no
17    later than April 30, 2002 1993.  Upon  receipt  by  the  lead
18    agency, this report shall be posted on the early intervention
19    website.
20    (Source: P.A. 87-680.)

21        Section  99.  Effective date.  This Act takes effect upon
22    becoming law.".

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