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92nd General Assembly

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Public Act 92-0075

SB870 Enrolled                                 LRB9201509JSpc

    AN ACT concerning insurer security deposits.

    Be it enacted by the People of  the  State  of  Illinois,
represented in the General Assembly:

    Section  5.  The  Illinois  Insurance  Code is amended by
changing Sections 26, 53, 74, 278, 327, and 341 as follows:

    (215 ILCS 5/26) (from Ch. 73, par. 638)
    Sec.  26.  Deposit.   A  Every  company  subject  to  the
provisions of this Article shall make and maintain  with  the
Director  for  the protection of all creditors, policyholders
and  policy  obligations  of  the  company,  a   deposit   of
securities  which  are  authorized  investments under Section
126.11A(1), 126.11A(2), 126.24A(1), or  126.24A(2)  having  a
fair  market  value  equal to the minimum capital and surplus
required to be maintained under Section 13. The Director  may
release the required deposit of securities upon receipt of an
order  of  a  court  having  proper jurisdiction or upon: (i)
certification by the  company  that  it  has  no  outstanding
creditors, policyholders, or policy obligations in effect and
no plans to engage in the business of insurance; (ii) receipt
of  a  lawful  resolution of the company's board of directors
effecting the surrender of its articles of incorporation  for
administrative dissolution by the Director; and (iii) receipt
of  the  name  and  forwarding  address for each of the final
officers and directors of the company, together with  a  plan
of dissolution approved by the Director.
(Source: P.A. 90-418, eff. 8-15-97.)

    (215 ILCS 5/53) (from Ch. 73, par. 665)
    Sec.   53.   Deposit.  A  Each  company  subject  to  the
provisions of this Article shall make and maintain  with  the
Director  for  the protection of all creditors, policyholders
and  policy  obligations  of  the  company,  a   deposit   of
securities  which  are  authorized  investments under Section
126.11A(1), 126.11A(2), 126.24A(1), or  126.24A(2)  having  a
fair market value equal to the minimum surplus required to be
maintained  under  Section  43.  The Director may release the
required deposit of securities upon receipt of an order of  a
court  having  proper jurisdiction or upon: (i) certification
by  the  company  that  it  has  no  outstanding   creditors,
policyholders,  or  policy obligations in effect and no plans
to engage in the business of insurance;  (ii)  receipt  of  a
lawful   resolution  of  the  company's  board  of  directors
effecting the surrender of its articles of incorporation  for
administrative dissolution by the Director; and (iii) receipt
of  the  name  and  forwarding  address for each of the final
officers and directors of the company, together with  a  plan
of dissolution approved by the Director.
(Source: P.A. 90-418, eff. 8-15-97.)

    (215 ILCS 5/74) (from Ch. 73, par. 686)
    Sec.  74. Deposit.  A Each domestic reciprocal subject to
the provisions of this Article shall make and  maintain  with
the   Director,   for   the   protection  of  all  creditors,
policyholders and policy obligations  of  the  reciprocal,  a
deposit  of  securities that are authorized investments under
Section 126.11A(1), 126.11A(2),  126.24A(1),  or  126.24A(2),
having  a  fair market value equal to the surplus required to
be maintained under Section 66. The Director may release  the
required  deposit of securities upon receipt of an order of a
court having proper jurisdiction or upon:  (i)  certification
by   the  reciprocal  company  that  it  has  no  outstanding
creditors, policyholders, or policy obligations in effect and
no plans to engage in the business of insurance; (ii) receipt
of  a  lawful  resolution  of  the  governing  body  of   the
reciprocal's  attorney-in-fact effecting the surrender of its
certificate of authority and declaration of organization  for
administrative dissolution by the Director; and (iii) receipt
of  the  name  and  forwarding  address for each of the final
officers and directors of the reciprocal's  attorney-in-fact,
together with a plan of dissolution approved by the Director.
(Source: P.A. 90-418, eff. 8-15-97; 90-655, eff. 7-30-98.)

    (215 ILCS 5/278) (from Ch. 73, par. 890)
    Sec.  278.  Reserve  deposits.  A Each company subject to
this Article  shall  from  time  to  time  deposit  with  the
Director, securities of the kind authorized for investment by
a  company  transacting  the  kind  of business enumerated in
Class 1 of Section 4, in such amount that the market value of
the securities deposited shall, at all  times,  be  at  least
equal  to  the total of the reserved required by this Code on
the life contracts issued by said company until  there  shall
be  on  deposit  at  least  $200,000.  Thereafter,  while the
reserves  on  all  such  contracts  are  maintained,  further
deposits shall be optional with the  company.  Each  separate
deposit,  except  in  the  case  of newly organized companies
during the first 2 years of existence, shall be in the sum of
not less than $1,000 and such securities may be deposited  at
any  time.  Any such company may at any time, withdraw any of
such securities in excess of the minimum herein required  and
may  from  time  to  time  exchange any of such securities by
depositing others  of  the  kind  in  which  the  company  is
authorized  to  invest,  of  equal value. So long as the said
company shall remain solvent and  maintain  its  deposits  as
herein  required, it may collect the interest or other income
of the securities deposited as the same may accrue. All  such
deposits  shall  be  held  by  the  Director in trust for the
benefit of the holders of life contracts upon which contracts
reserves at least equal to the minimum reserves prescribed by
Section 281  are  required.  The  Director  may  release  the
required  deposit of securities upon receipt of an order of a
court having proper jurisdiction or upon:  (i)  certification
by  the  company that it has no outstanding life contracts on
which reserves are required, life insurance policyholders, or
policy obligations in effect and no plans to  engage  in  the
business of insurance; (ii) receipt of a lawful resolution of
the  company's  board of directors effecting the surrender of
its articles of incorporation  for administrative dissolution
by the Director; and (iii) receipt of the name and forwarding
address for each of the final officers and directors  of  the
company,  together with a plan of dissolution approved by the
Director.
(Source: Laws 1959, p. 1148.)

    (215 ILCS 5/327) (from Ch. 73, par. 939)
    Sec. 327. Benefit fund.
    (1)  An Every association shall maintain a  benefit  fund
which  shall  be  used  solely  for  the payment of claims of
members and no part thereof shall be used for  defraying  the
expenses  of the association. Such fund, any portion of which
may be deposited with the Director, may be held  in  cash  or
invested  in securities of the United States Government or of
the State of Illinois, and not otherwise. All moneys or other
assets  of  the  benefit  account,  as  defined  in  the  Act
mentioned in Section 316, of any association shall  upon  the
effective  date  of  this  Code  be deemed transferred to and
become a part of its benefit fund. The minimum amount of such
benefit fund at all times after one year from  the  effective
date  of  this Code shall be $1,000, plus the sum of $200 for
each 100 members in excess of 500. If the benefit fund of any
association at any time after one  year  from  the  effective
date  of  this  Code  shall  be  less than the minimum amount
required by this Section and is not increased to such minimum
within 90 days, the association shall be deemed insolvent and
the Director shall proceed against  it  under  Article  XIII.
The  Director  may  release any required benefit fund deposit
upon  receipt  of  an  order  of  a   court   having   proper
jurisdiction  or  upon:  (i) certification by the association
that  it  has  no  outstanding   member   creditors,   member
certificates, or member obligations in effect and no plans to
engage in the business of insurance; (ii) receipt of a lawful
resolution  of the association's board of directors effecting
the surrender of its charter and  articles  of  incorporation
for  administrative  dissolution  by  the Director; and (iii)
receipt of the name and forwarding address for  each  of  the
final  officers and directors of the company, together with a
plan of dissolution approved by the Director.
    (2)  Whenever the association shall have been notified of
any loss under its certificate of membership,  which  exceeds
in  amount the benefit fund of the association, the president
shall convene the directors of the association who shall levy
an assessment against all members for an amount sufficient to
pay all such losses of  the  association  at  the  time  said
assessment  is  made  and  for  an  amount  in excess thereof
sufficient to maintain the minimum amount of the benefit fund
as provided in this Section. Assessments provided for in this
section shall be distributed equally against all  members  of
the  association  except  for children under 16 years of age.
The board of directors shall assess each such child an amount
not to exceed one half of  the  amount  levied  against  each
other member.
    (3)  In  order  to  provide  for  an unexpected number of
deaths,  an  association  shall  have  the  right   to   levy
additional  assessments  whenever  in  the  discretion of the
board of directors the same shall be deemed advisable  except
that no assessment may be levied if the amount in the benefit
fund  exceeds, or if such assessment will increase the amount
of the benefit fund in excess of  a  sum  equal  to  $25  per
member  in  good  standing.  The  entire proceeds of all such
additional assessments shall be placed in the benefit fund.
(Source: Laws 1957, p. 68.)

    (215 ILCS 5/341) (from Ch. 73, par. 953)
    Sec. 341. Deposit required.
    (1)  A Every  burial  society  shall  maintain  with  the
Director  a  deposit of cash or securities in an amount of at
least $1,000 one thousand dollars. A  Any  society  having  a
membership of more than 2,500 twenty-five hundred members and
less  than  5,000  five  thousand  members  shall  maintain a
deposit with the Director of $5,000 five thousand dollars.  A
Any  society  having  a  membership  of  more than 5,000 five
thousand members and less than 10,000  ten  thousand  members
shall  maintain  a  deposit  with the Director of $10,000 ten
thousand dollars. A Any society having more than  10,000  ten
thousand  members  shall maintain a deposit with the Director
of $10,000 ten thousand dollars and an additional $1,000  one
thousand  dollars  for  each  1,000  one  thousand members in
excess of 10,000 ten thousand.
    (2)  All deposits as required herein shall be in cash  or
in securities permitted by section 346.
    (3)  The  Director  may  release  the required deposit of
cash or securities upon receipt of an order of a court having
proper jurisdiction or upon: (i) certification by the  burial
society  that it has no outstanding creditors, policyholders,
certificate holders, or member obligations in effect  and  no
plans to engage in the business of insurance; (ii) receipt of
a   lawful  resolution  of  the  burial  society's  board  of
directors  effecting  the  surrender  of  its   articles   of
incorporation for administrative dissolution by the Director;
and (iii) receipt of the name and forwarding address for each
of  the  final  officers and directors of the burial society,
together with a plan of dissolution approved by the Director.
(Source: Laws 1937, p. 696.)

    Section 10.  The Health Maintenance Organization  Act  is
amended by changing Section 2-6 as follows:

    (215 ILCS 125/2-6) (from Ch. 111 1/2, par. 1406.2)
    Sec.  2-6.  Statutory  Deposits.   An  Every organization
subject to the provisions of this Act shall make and maintain
with  the  Director  through  December  30,  1993,  for   the
protection  of  enrollees  of  the organization, a deposit of
securities which are authorized investments under  paragraphs
(1)  and  (2)  of subsection (h) of Section 3-1 having a fair
market value equal to at least $100,000.  Effective  December
31,  1993  and  through  December 30, 1994, the deposit shall
have  a  fair  market  value  at  least  equal  to  $200,000.
Effective December 31, 1994 and thereafter, the deposit shall
have a fair market value at  least  equal  to  $300,000.   An
organization  issued  a  certificate of authority on or after
the effective date of this Amendatory Act of 1993, shall make
and  maintain  with  the  Director;  for  the  protection  of
enrollees of the organization, a deposit of securities  which
are  authorized  investments  under paragraphs (1) and (2) of
subsection (h) of Section 3-1  having  a  fair  market  value
equal  to  at  least  $300,000.   The amount on deposit shall
remain as an  admitted  asset  of  the  organization  in  the
determination  of its net worth. The Director may release the
required deposit of securities upon receipt of an order of  a
court  having  proper jurisdiction or upon: (i) certification
by the organization  that  it  has  no  outstanding  enrollee
creditors,   enrollees,   certificate  holders,  or  enrollee
obligations in effect and no plans to engage in the  business
of  insurance  as  a  health  maintenance  organization; (ii)
receipt  of  a  lawful  resolution  of   the   organization's
governing  body effecting the surrender of its certificate of
authority, articles of incorporation, or other organizational
documents to their issuing governmental officer for voluntary
or administrative dissolution; and (iii) receipt of the  name
and  forwarding  address  for  each of the final officers and
directors of  the  organization,  together  with  a  plan  of
dissolution approved by the Director.
(Source: P.A. 88-364.)

    Section  15.  The Limited Health Service Organization Act
is amended by changing Section 2006 as follows:

    (215 ILCS 130/2006) (from Ch. 73, par. 1502-6)
    Sec. 2006.  Statutory deposits.
    (a)  An Every organization subject to the  provisions  of
this  Act  shall make and maintain with the Director, for the
protection of enrollees of the  organization,  a  deposit  of
securities  that are in the form authorized under Section 2-6
of the Health Maintenance  Organization  Act  having  a  fair
market  value  equal  to the minimum net worth required under
subsection (a) of Section 2004.  The amount on deposit  shall
remain  as  an  admitted  asset  of  the  organization in the
determination of its net worth.  The Director may release the
required deposit of securities required by this Section  upon
receipt  of an order of a court having proper jurisdiction or
upon: (i) certification by the organization that  it  has  no
outstanding   enrollee   creditors,   enrollees,  certificate
holders, or enrollee obligations in effect and  no  plans  to
engage  in  the  business  of  insurance  as a limited health
service organization; (ii) receipt of a lawful resolution  of
the  organization's governing body effecting the surrender of
its certificate of authority, articles of  incorporation,  or
other  organizational documents to their issuing governmental
officer for  voluntary  or  administrative  dissolution;  and
(iii)  receipt of the name and forwarding address for each of
the  final  officers  and  directors  of  the   organization,
together with a plan of dissolution approved by the Director.
    (b)  An  LHSO  that  offers  a  POS  contract  shall,  in
addition  to  the deposit required by subsection (a), deposit
and maintain with the Director cash or  securities  that  are
authorized  investments  under  Section  1003  having  a fair
market value equal to the greater of:
         (1)  $50,000  if   the   LHSO's   expenditures   for
    out-of-plan  covered  services  do  not exceed 10% of its
    total  limited  health  expenditures  in   any   calendar
    quarter; or
         (2)  $100,000   if   the   LHSO's  expenditures  for
    out-of-plan covered services exceeds  10%  but  are  less
    than 20% of its total limited health services expenditure
    in any calendar quarter; or
         (3)  120%  of its current actual monthly out-of-plan
    covered service claims  expense  plus  incurred  but  not
    reported balances for out-of-plan covered services.
    (c)  The  combined deposit amount required in subsections
(a) and (b) shall not exceed $200,000.
(Source: P.A. 87-1079; 88-364; 88-667, eff. 9-16-94.)

    Section 99.  Effective date.  This Act takes effect  upon
becoming law.
    Passed in the General Assembly April 19, 2001.
    Approved July 12, 2001.
    Effective July 12, 2001.

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