State of Illinois
91st General Assembly
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Public Act 91-0169

SB1064 Enrolled                                LRB9102334ACtm

    AN ACT to amend the Abused and Neglected Long  Term  Care
Facility Residents Reporting Act.

    Be  it  enacted  by  the People of the State of Illinois,
represented in the General Assembly:

    Section 5.  The  Abused  and  Neglected  Long  Term  Care
Facility  Residents  Reporting  Act  is  amended  by changing
Section 6.2, 6.3, 6.4, 6.5, 6.6, 6.7, and 6.8 as follows:

    (210 ILCS 30/6.2) (from Ch. 111 1/2, par. 4166.2)
    (Section scheduled to be repealed on January 1, 2000)
    Sec. 6.2.  Inspector General.
    (a)  The Governor shall appoint,  and  the  Senate  shall
confirm,  an  Inspector General who shall function within the
Department of Human Services and report to the  Secretary  of
Human Services and the Governor.  The Inspector General shall
investigate  reports  of suspected abuse or neglect (as those
terms are defined in Section 3 of this Act)  of  patients  or
residents  in any mental health or developmental disabilities
facility operated by the Department  of  Human  Services  and
shall have authority to investigate and take immediate action
on  reports  of  abuse  or  neglect  of  recipients,  whether
patients  or residents, in any mental health or developmental
disabilities  facility  or  program  that  is   licensed   or
certified  by  the Department of Human Services (as successor
to  the  Department  of  Mental  Health   and   Developmental
Disabilities)  or  that  is funded by the Department of Human
Services (as successor to the Department of Mental Health and
Developmental Disabilities) and is not licensed or  certified
by any agency of the State.  At the specific, written request
of  an agency of the State other than the Department of Human
Services (as successor to the Department of Mental Health and
Developmental  Disabilities),  the  Inspector   General   may
cooperate  in  investigating  reports of abuse and neglect of
persons with mental illness  or  persons  with  developmental
disabilities.    The   Inspector   General   shall   have  no
supervision over or  involvement  in  routine,  programmatic,
licensure,  or  certification operations of the Department of
Human Services or any of its funded agencies.
    The Inspector General shall promulgate rules establishing
minimum requirements for reporting allegations of  abuse  and
neglect    and   initiating,   conducting,   and   completing
investigations.  The  promulgated  rules  shall  clearly  set
forth  that in instances where 2 or more State agencies could
investigate an allegation of abuse or neglect, the  Inspector
General  shall not conduct an investigation that is redundant
to an investigation conducted by another State agency.    The
rules  shall  establish  criteria for determining, based upon
the nature of  the  allegation,  the  appropriate  method  of
investigation, which may include, but need not be limited to,
site  visits,  telephone  contacts,  or  requests for written
responses from agencies.  The rules shall  also  clarify  how
the  Office  of the Inspector General shall interact with the
licensing  unit  of  the  Department  of  Human  Services  in
investigations of  allegations  of  abuse  or  neglect.   Any
allegations  or  investigations  of  reports made pursuant to
this Act shall remain confidential until a  final  report  is
completed.  The  resident or patient who allegedly was abused
or neglected and his or her legal guardian shall be  informed
by  the  facility or agency of the report of alleged abuse or
neglect. Final reports regarding unsubstantiated or unfounded
allegations shall  remain  confidential,  except  that  final
reports may be disclosed pursuant to Section 6 of this Act.
    The  Inspector General shall be appointed for a term of 4
years.
    (b)  The Inspector General shall within  24  hours  after
receiving  a  report  of suspected abuse or neglect determine
whether the evidence indicates that any possible criminal act
has been committed. If he determines that a possible criminal
act has been committed, or that special expertise is required
in  the  investigation,  he  shall  immediately  notify   the
Department  of  State Police.  The Department of State Police
shall investigate any report indicating  a  possible  murder,
rape,  or  other  felony. All investigations conducted by the
Inspector General shall be conducted in a manner designed  to
ensure  the  preservation  of  evidence for possible use in a
criminal prosecution.
    (b-5)  The Inspector General shall make  a  determination
to accept or reject a preliminary report of the investigation
of   alleged   abuse   or   neglect   based   on  established
investigative procedures.  The facility or agency may request
clarification  or   reconsideration   based   on   additional
information.   For  cases  where  the  allegation of abuse or
neglect is substantiated, the Inspector General shall require
the facility or agency to submit  a  written  response.   The
written response from a facility or agency shall address in a
concise  and  reasoned  manner the actions that the agency or
facility will take or has taken to protect  the  resident  or
patient  from  abuse  or  neglect, prevent reoccurrences, and
eliminate   problems    identified    and    shall    include
implementation and completion dates for all such action.
    (c)  The Inspector General shall, within 10 calendar days
after the transmittal date of a completed investigation where
abuse or neglect is substantiated or administrative action is
recommended,  provide  a  complete  report on the case to the
Secretary of Human Services and to the agency  in  which  the
abuse  or  neglect  is alleged to have happened. The complete
report shall include a written response from  the  agency  or
facility  operated by the State to the Inspector General that
addresses in a concise and reasoned manner the  actions  that
the  agency or facility will take or has taken to protect the
resident  or  patient  from   abuse   or   neglect,   prevent
reoccurrences,  and  eliminate  problems identified and shall
include implementation and  completion  dates  for  all  such
action.   The  Secretary  of  Human  Services shall accept or
reject the  response and establish how  the  Department  will
determine  whether  the  facility  or  program  followed  the
approved  response.   The  Secretary  may  require Department
personnel to visit  the  facility  or  agency  for  training,
technical    assistance,    programmatic,    licensure,    or
certification  purposes.   Administrative  action,  including
sanctions,  may  be  applied  should the Secretary reject the
response or should the facility or agency fail to follow  the
approved  response.   The facility or agency shall inform the
resident or  patient  and  the  legal  guardian  whether  the
reported  allegation  was  substantiated, unsubstantiated, or
unfounded.  There shall be an appeals process for any  person
or   agency  that  is  subject  to  any  action  based  on  a
recommendation or recommendations.
    (d)  The  Inspector  General   may   recommend   to   the
Departments  of Public Health and Human Services sanctions to
be  imposed   against   mental   health   and   developmental
disabilities   facilities   under  the  jurisdiction  of  the
Department of Human Services for the protection of residents,
including  appointment  of  on-site  monitors  or  receivers,
transfer or relocation of residents, and  closure  of  units.
The Inspector General may seek the assistance of the Attorney
General  or  any of the several State's attorneys in imposing
such sanctions.
    (e)  The Inspector General shall  establish  and  conduct
periodic   training   programs   for   Department   employees
concerning the prevention and reporting of neglect and abuse.
    (f)  The  Inspector General shall at all times be granted
access to any mental  health  or  developmental  disabilities
facility  operated  by  the  Department,  shall establish and
conduct unannounced site visits to those facilities at  least
once  annually,  and shall be granted access, for the purpose
of investigating  a  report  of  abuse  or  neglect,  to  any
facility  or program funded by the Department that is subject
under the provisions of this Section to investigation by  the
Inspector General for a report of abuse or neglect.
    (g)  Nothing  in  this Section shall limit investigations
by the Department of Human Services  that  may  otherwise  be
required by law or that may be necessary in that Department's
capacity  as the central administrative authority responsible
for the operation of State mental  health  and  developmental
disability facilities.
    (h)  This Section is repealed on January 1, 2002 2000.
(Source: P.A.  89-427,  eff.  12-7-95;  89-507,  eff. 7-1-97;
90-252, eff. 7-29-97;  90-512,  eff.  8-22-97;  90-655,  eff.
7-30-98.)

    (210 ILCS 30/6.3) (from Ch. 111 1/2, par. 4166.3)
    (Section scheduled to be repealed on January 1, 2000)
    Sec.  6.3.  Quality Care Board.  There is created, within
the Department of Human Services'  Office  of  the  Inspector
General,  a  Quality  Care  Board to be composed of 7 members
appointed by the Governor with the advice and consent of  the
Senate.   One  of the members shall be designated as chairman
by the Governor.  Of the initial  appointments  made  by  the
Governor,  4 Board members shall each be appointed for a term
of 4 years and 3 members shall each be appointed for  a  term
of  2  years.   Upon  the expiration of each member's term, a
successor shall be appointed for a term of 4 years.   In  the
case  of  a vacancy in the office of any member, the Governor
shall appoint a successor for the remainder of the  unexpired
term.
    Members  appointed  by the Governor shall be qualified by
professional knowledge or experience  in  the  area  of  law,
investigatory  techniques,  or  in  the  area  of care of the
mentally  ill  or  developmentally  disabled.   Two   members
appointed  by the Governor shall be persons with a disability
or a parent of a person with  a  disability.   Members  shall
serve  without  compensation,  but  shall  be  reimbursed for
expenses incurred in connection with the performance of their
duties as members.
    The Board  shall  meet  quarterly,  and  may  hold  other
meetings  on  the  call  of the chairman.  Four members shall
constitute  a  quorum.   The  Board  may  adopt   rules   and
regulations it deems necessary to govern its own procedures.
    This Section is repealed on January 1, 2002 2000.
(Source: P.A. 89-427, eff. 12-7-95; 89-507, eff. 7-1-97.)

    (210 ILCS 30/6.4) (from Ch. 111 1/2, par. 4166.4)
    (This  Section  is  scheduled  to  be repealed January 1,
2000.)
    Sec. 6.4.  Scope and function of the Quality Care  Board.
The Board shall monitor and oversee the operations, policies,
and  procedures of the Inspector General to assure the prompt
and thorough investigation  of  allegations  of  neglect  and
abuse.   In  fulfilling these responsibilities, the Board may
do the following:
         (1)  Provide independent, expert consultation to the
    Inspector  General  on   policies   and   protocols   for
    investigations of alleged neglect and abuse.
         (2)  Review  existing  regulations  relating  to the
    operation  of  facilities  under  the  control   of   the
    Department.
         (3)  Advise  the Inspector General as to the content
    of training activities authorized under Section 6.2.
         (4)  Recommend  policies  concerning   methods   for
    improving the intergovernmental relationships between the
    office  of  the  Inspector  General  and  other  State or
    federal agencies.
    This Section is repealed on January 1, 2002 2000.
(Source: P.A. 89-427, eff. 12-7-95.)

    (210 ILCS 30/6.5) (from Ch. 111 1/2, par. 4166.5)
    (Section scheduled to be repealed on January 1, 2000)
    Sec.  6.5.  Investigators.   Within  60  days  after  the
effective date of this amendatory Act of 1992, the  Inspector
General  shall  establish  a  comprehensive program to ensure
that  every  person  employed  or  newly  hired  to   conduct
investigations  shall  receive  training on an on-going basis
concerning investigative  techniques,  communication  skills,
and the appropriate means of contact with persons admitted or
committed  to the mental health or developmental disabilities
facilities under the jurisdiction of the Department of  Human
Services.
    This Section is repealed on January 1, 2002 2000.
(Source: P.A. 89-427, eff. 12-7-95; 89-507, eff. 7-1-97.)

    (210 ILCS 30/6.6) (from Ch. 111 1/2, par. 4166.6)
    (This  Section  is  scheduled  to  be repealed January 1,
2000.)
    Sec. 6.6.  Subpoenas; testimony; penalty.  The  Inspector
General shall have the power to subpoena witnesses and compel
the   production   of   books  and  papers  pertinent  to  an
investigation authorized by this Act, provided that the power
to subpoena or to compel the production of books  and  papers
shall  not  extend  to  the  person  or  documents of a labor
organization or its representatives insofar as the person  or
documents  of  a labor organization relate to the function of
representing an employee subject to investigation under  this
Act.  Mental health records of patients shall be confidential
as   provided  under  the  Mental  Health  and  Developmental
Disabilities Confidentiality Act.  Any person  who  fails  to
appear in response to a subpoena or to answer any question or
produce  any  books  or  papers pertinent to an investigation
under this Act, except as otherwise provided in this Section,
or who knowingly gives false  testimony  in  relation  to  an
investigation   under  this  Act  is  guilty  of  a  Class  A
misdemeanor.
    This Section is repealed on January 1, 2002 2000.
(Source: P.A. 89-427, eff. 12-7-95.)

    (210 ILCS 30/6.7) (from Ch. 111 1/2, par. 4166.7)
    (This Section is scheduled to be repealed July 1, 2000.)
    Sec. 6.7.  Annual report.  The  Inspector  General  shall
provide  to  the  General Assembly and the Governor, no later
than January 1  of  each  year,  a  summary  of  reports  and
investigations  made under this Act for the prior fiscal year
with  respect  to  residents  of   institutions   under   the
jurisdiction  of the Department.  The report shall detail the
imposition of sanctions and the final  disposition  of  those
recommendations.    The   summaries  shall  not  contain  any
confidential  or  identifying  information   concerning   the
subjects of the reports and investigations.  The report shall
also  include  a  trend  analysis  of  the number of reported
allegations and their  disposition,  for  each  facility  and
Department-wide, for the most recent 3-year time period and a
statement,  for  each  facility,  of  the staffing-to-patient
ratios.  The ratios shall include only the number  of  direct
care   staff.    The   report  shall  also  include  detailed
recommended   administrative   actions   and   matters    for
consideration by the General Assembly.
    This Section is repealed on January 1, 2002 July 1, 2000.
(Source: P.A. 89-427, eff. 12-7-95.)

    (210 ILCS 30/6.8) (from Ch. 111 1/2, par. 4166.8)
    (Section scheduled to be repealed on January 1, 2000)
    Sec.  6.8.  Program  audit.   The  Auditor  General shall
conduct a  biennial  program  audit  of  the  office  of  the
Inspector  General  in  relation  to  the Inspector General's
compliance with  this  Act.   The  audit  shall  specifically
include    the    Inspector    General's   effectiveness   in
investigating  reports  of  alleged  neglect  or   abuse   of
residents  in  any facility operated by the Department and in
making recommendations for sanctions to  the  Departments  of
Human  Services and Public Health.  The Auditor General shall
conduct the program audit according to the provisions of  the
Illinois  State Auditing Act and shall report its findings to
the  General  Assembly  no  later  than  January  1  of  each
odd-numbered year.
    This Section is repealed on January 1, 2002 2000.
(Source: P.A. 89-427, eff. 12-7-95; 89-507, eff. 7-1-97.).

    Section 99.  Effective date.  This Act takes effect  upon
becoming law.

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