90th General Assembly
Summary of SB1694
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Senate Sponsors:
PARKER-PHILIP-MYERS,J-MAHAR, LUECHTEFELD, HALVORSON, 
   OBAMA AND KEHOE.

House Sponsors:
MULLIGAN-SCHOENBERG-COULSON-WOOD-GASH

Short description: 
SECURITIES-PHONE SOLICITATION                                              

Synopsis of Bill as introduced:
        Amends the Illinois Securities Law of 1953.  Provides that,  with      
   respect  to  a federal covered investment adviser, "investment adviser      
   representative"  means  any  person  who  is  an  investment   adviser      
   representative  with  a  place of business in this State as such terms      
   are defined pursuant to the federal Investment Advisers Act  of  1940.      
   Prohibits  unsolicited   telephone  calls  to offer or sell securities      
   unless the caller identifies himself or herself and the purpose of the      
   call and unless the call is made within certain time periods.  Makes a      
   violation of certain provisions of the Law by use of a plan,  program,      
   or  campaign  that  is  conducted using one or more telephones for the      
   purpose of inducing the purchase or  sale  of  securities  a  Class  2      
   felony.    Makes  inducement,  in  the  course  of  violating  certain      
   provisions of the Law, of a  person  60  years  of  age  or  older  to      
   purchase or sell securities a Class 2 felony.  Effective immediately.       
 
Last action on Bill: PUBLIC ACT.............................. 90-0667

   Last action date: 98-07-30

           Location: Senate

 Amendments to Bill: AMENDMENTS ADOPTED: HOUSE -   0     SENATE -   1


   END OF INQUIRY 



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