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90_SB0743sam003 LRB9000385JSgcam03 1 AMENDMENT TO SENATE BILL 743 2 AMENDMENT NO. . Amend Senate Bill 743, AS AMENDED, 3 by replacing the title with the following: 4 "AN ACT to create the Senior Housing with Services Act, 5 amending named Acts."; and 6 by replacing everything after the enacting clause with the 7 following: 8 "Section 1. Short title. This Act may be cited as the 9 Senior Housing with Services Act. 10 Section 5. Legislative purpose. The purpose of this 11 Act is to promote the availability of appropriate services 12 for elderly persons in the least restrictive and most 13 homelike environment; to encourage the development of 14 assisted living and shared housing arrangements that promote 15 the dignity, individuality, privacy, independence, autonomy, 16 and decision-making ability and the right to negotiated risk 17 of those persons; to provide for the health, safety, and 18 welfare of those residents residing in assisted living and 19 shared housing establishments in this State; to promote 20 continuous quality improvement in assisted living; and to 21 encourage the development of innovative and affordable -2- LRB9000385JSgcam03 1 assisted living establishments and shared housing with 2 service establishments for elderly persons of all income 3 levels. It is the public policy of this State that assisted 4 living is an important part of the continuum of long-term 5 care. In support of the goal of aging in place, assisted 6 living establishments and shared housing establishments shall 7 be operated as residential environments with supportive 8 services designed to meet the individual residents' changing 9 needs and preferences. The residential environment shall be 10 designed to encourage family and community involvement. The 11 services available to residents, either directly or through 12 contracts or agreements, are intended to help residents 13 remain as independent as possible. Assisted living, which 14 promotes resident choice autonomy and decision making, should 15 be based on a contract model designed to result in a 16 negotiated agreement between the resident or a family member 17 of the resident and the provider, clearly identifying the 18 services to be provided. This model supports the principle 19 that there is an acceptable balance between consumer 20 protection and resident willingness to accept risk and that 21 most consumers are competent to make their own judgments 22 about the services they are obtaining. Oversight of assisted 23 living establishments and shared housing establishments must 24 be sufficiently flexible to allow residents to age in place. 25 Section 10. Definitions. For purposes of this Act: 26 "Activity of daily living" means eating, dressing, 27 bathing, toileting, transferring, ambulating, or other 28 grooming. 29 "Assisted living establishment" or "establishment" means 30 a home, building, residence, or any other place where the 31 following services are provided consistent with the purposes 32 of this Act: 33 (1) community-based residential care for persons -3- LRB9000385JSgcam03 1 who need assistance with activities of daily living, 2 including housing and personal, supportive, and 3 intermittent health-related services available 24 hours 4 per day, if needed, to meet the scheduled and unscheduled 5 needs of a resident in a way that promotes self-direction 6 and participation in decisions that emphasize 7 independence, individuality, privacy, and dignity in a 8 residential surrounding; 9 (2) mandatory services, whether provided directly 10 by the establishment or by another entity arranged for by 11 the establishment, with the consent of the resident or 12 resident's representative; 13 (3) physical environment standards that, at a 14 minimum, require a homelike setting that includes the 15 following and such other elements as established by the 16 Department in conjunction with the Senior Housing with 17 Services Advisory Board: individual living units each of 18 which shall accommodate small kitchen appliances and 19 contain private bathing, washing, and toilet facilities, 20 or private washing and toilet facilities with a common 21 bathing room readily accessible to each resident. Units 22 shall be maintained for single occupancy except in cases 23 in which 2 residents choose to share a unit. Sufficient 24 common space shall exist to permit individual and group 25 activities. An assisted living establishment provides 26 sleeping accommodations to 3 or more unrelated adult 27 residents, at least 80% of whom are 55 years of age or 28 older. 29 "Assisted living establishment" or "establishment" does 30 not mean any of the following: 31 (1) A home, institution, or similar place operated 32 by the federal government or the State of Illinois. 33 (2) A long-term care facility licensed under the 34 Nursing Home Care Act. However, a long term care -4- LRB9000385JSgcam03 1 facility may convert sections of the facility to assisted 2 living. If the long term care facility elects to do so, 3 the facility shall retain the Certificate of Need for 4 its nursing beds that were converted. 5 (3) A hospital, sanitarium, or other institution, 6 the principal activity or business of which is the 7 diagnosis, care, and treatment of human illness and that 8 is required to be licensed under the Hospital 9 Licensing Act. 10 (4) A facility for child care as defined in the 11 Child Care Act of 1969. 12 (5) A community living facility as defined in the 13 Community Living Facilities Licensing Act. 14 (6) A community residential alternative as defined 15 in the Community Residential Alternatives Licensing Act. 16 (7) A nursing home or sanitarium operated solely by 17 and for persons who rely exclusively upon treatment by 18 spiritual means through prayer in accordance with the 19 creed or tenants of a well-recognized church or 20 religious denomination. 21 (8) A facility licensed by the Department of Human 22 Services as a community-integrated living arrangement as 23 defined in the Community-Integrated Living Arrangements 24 Licensure and Certification Act. 25 (9) A supportive residence licensed under the 26 Supportive Residences Licensing Act. 27 (10) A life care facility as defined in the Life 28 Care Facilities Act; a life care facility may apply under 29 this Act to convert sections of the community to assisted 30 living. 31 (11) A free-standing hospice facility. 32 (12) A shared housing establishment. 33 (13) A supportive living facility as described in 34 Section 5-5.01a of the Illinois Public Aid Code. -5- LRB9000385JSgcam03 1 "Department" means the Department on Aging. 2 "Director" means the Director of Aging. 3 "Mandatory services" include the following: 4 (1) meals provided in a dining room or the 5 resident's own room and prepared by the establishment or 6 an outside contractor; 7 (2) housekeeping services including, but not 8 limited to, vacuuming, dusting, and cleaning the kitchen 9 and bathrooms of the resident's unit; 10 (3) security provided 24 hours each day including, 11 but not limited to, locked entrances or building or 12 contract security personnel; 13 (4) either an emergency communication response 14 system, which is a procedure in place 24 hours each day 15 by which a resident can notify building management, an 16 emergency response vendor, or others able to respond to 17 his or her need for assistance or a procedure and 18 staffing pattern designed to meet the intention of this 19 clause to respond to the needs of residents who are not 20 capable of communicating their needs for assistance due 21 to cognitive impairment; and 22 (5) personal care including, but not limited to, 23 assistance with bathing, dressing, grooming, 24 ambulating, toileting, transferring, meal planning, 25 personal laundry. 26 "Shared housing establishment" or "establishment" means a 27 publicly or privately operated residence for fewer than 12 28 persons, at least 80% of whom are 55 years of age or older 29 and who are unrelated to the owners and one manager of the 30 residence, that directly provides or contracts with another 31 entity with the consent of the resident or resident's 32 representative for the provision of mandatory services. 33 "Resident" means a person residing in an assisted living 34 or shared housing establishment. -6- LRB9000385JSgcam03 1 Section 15. Service plan requirement. Prior to admission 2 to any establishment covered by this Act, a comprehensive 3 assessment that includes an evaluation of the prospective 4 resident's physical, cognitive, and psychosocial condition 5 shall be completed. At least annually, and upon 6 identification of a significant change in the resident's 7 condition, a comprehensive assessment shall be completed. 8 The initial physical assessment shall be completed by a 9 physician licensed to practice medicine in all its branches. 10 Based on the assessment, a written service plan shall be 11 developed and mutually agreed upon by the provider and the 12 resident. The service plan, which shall be reviewed annually, 13 or more often as the resident's condition, preferences, or 14 care needs change, shall serve as a basis for the contract 15 between the provider and the resident. Based on the 16 assessment, the service plan may provide for the 17 disconnection or removal of any kitchen appliance. 18 Section 20. Staffing and management requirements. 19 (a) A facility licensed under this Act must employ: 20 (1) a full-time administrator who must be at least 21 21 years of age with ability, training, and education 22 appropriate to meet the needs of the residents and to 23 manage the operations of the facility and who 24 participates in on-going training for those purposes; 25 (2) staff sufficient in number with qualifications, 26 adequate skills, education, and experience to meet the 24 27 hour scheduled and unscheduled needs of residents and who 28 participate in on-going training to serve the resident 29 populations in a manner consistent with the philosophy of 30 assisted living. 31 (b) The administrator and all individuals providing 32 direct care to residents of the establishment, whether 33 employed or contracted by the establishment, shall be subject -7- LRB9000385JSgcam03 1 to the Health Care Worker Background Check Act. 2 Section 25. License requirement. No entity may 3 establish, operate, conduct, or maintain an establishment 4 registered under this Act in this State without a license 5 issued by the Department under this Act. An entity that 6 violates the requirement of this Section shall be subject to 7 corrective action as established by rule of the Department in 8 collaboration with the Senior Housing with Services Advisory 9 Board. 10 Section 30. Licensing. 11 (a) The Department, in consultation with the Senior 12 Housing with Services Advisory Board, shall establish by rule 13 forms, procedures, and fees for the annual licensing of 14 assisted living and shared housing establishments, sanctions 15 and penalties for operating in violation of this Act, and an 16 annual on-site review requirement for each establishment 17 covered by this Act, the scope of which shall be set forth 18 within the rule. 19 (b) Within 30 days after any change in the business name 20 or address of the establishment or of pending closure of the 21 facility, a licensed establishment shall notify the 22 Department of the name or mailing address of the owner or 23 owners, the name or mailing address of the managing agent, or 24 of the pending closure. There shall be no fee for the 25 submission of any such notification. An establishment shall 26 provide the following information to the Department to be 27 licensed: 28 (1) the business name, street address, mailing 29 address, and telephone number of the establishment; 30 (2) the name and mailing address of the owner or 31 owners of the establishment and if the owner or owners 32 are not natural persons, identification of the type of -8- LRB9000385JSgcam03 1 business entity of the owners, and the names and 2 addresses of the officers and members of the governing 3 body, or comparable persons for partnerships, limited 4 liability corporations, or other types of business 5 organizations; 6 (3) the name and mailing address of the 7 managing agent of the establishment, whether hired 8 under a management agreement or lease agreement, if 9 different from the owner or owners, and the name of the 10 on-site manager, if any; 11 (4) verification that the establishment has 12 entered or will enter into a service delivery contract as 13 described in Section 55, as required under this Act, 14 with each resident or resident's representative; 15 (5) the name and address of at least one natural 16 person who shall be responsible for dealing with the 17 Department on all matters provided for in this Act, on 18 whom personal service of all notices and orders shall be 19 made, and who shall be authorized to accept service on 20 behalf of the owner or owners and the managing agent. 21 Notwithstanding a contrary provision of the Code of Civil 22 Procedure, personal service on the person identified 23 pursuant to this subsection shall be considered service 24 on the owner or owners and the managing agent, and it 25 shall not be a defense to any action that personal 26 service was not made on each individual or entity; 27 (6) the signature of the authorized representative 28 of the owner or owners; 29 (7) proof of an ongoing quality assurance program 30 in accordance with rules adopted by the Department in 31 collaboration with the Senior Housing with Services 32 Advisory Board; 33 (8) information about the number and types of 34 units, the maximum census, and the services to be -9- LRB9000385JSgcam03 1 provided at the establishment, proof of compliance with 2 applicable State and local residential standards, and a 3 copy of the standard contract offered to residents; and 4 (9) documentation of adequate liability insurance. 5 Section 35. Service requirements. An assisted living or 6 shared housing establishment must provide all mandatory 7 services and may provide additional services as defined by 8 rule including, but not limited to, medication management, 9 intermittent health-related services, transportation, health 10 assessment, counseling, and social or educational activities, 11 whether provided directly by the establishment or by another 12 entity arranged for by the establishment with the consent of 13 the resident or the resident's representative. 14 Section 40. Admission and discharge criteria. 15 (a) A person shall be ineligible to be admitted as or to 16 continue as an assisted living or shared housing 17 establishment resident for any one or more of the following 18 reasons: 19 (1) the person poses a serious threat to himself or 20 herself or to others; 21 (2) the person is not able to communicate his or 22 her needs; 23 (3) the person requires total assistance with 2 or 24 more activities of daily living (except for 25 quadraplegics, paraplegics, and victims of muscular 26 dystrophy, multiple sclerosis, and other neuro-muscular 27 diseases if the resident is able to communicate his or 28 her needs and does not require assistance with complex 29 medical problems); 30 (4) the person requires the assistance of more than 31 one paid caregiver with an activity of daily living 32 (except for quadraplegics, paraplegics, and victims of -10- LRB9000385JSgcam03 1 muscular dystrophy, multiple sclerosis, and other 2 neuro-muscular diseases if the resident is able to 3 communicate his or her needs and does not require 4 assistance with complex medical problems); 5 (5) the person requires 24-hour skilled nursing 6 care or supervision; 7 (6) the person requires intravenous or daily 8 intramuscular injections or intravenous feedings that are 9 not self-administered; 10 (7) the person requires gastromy feedings that are 11 not self-administered; 12 (8) the person requires insertion, sterile 13 irrigation, and replacement of catheter, except for 14 routine maintenance of Foley catheters; 15 (9) the person requires sterile wound care; 16 (10) the person requires treatment of stage 3 or 17 stage 4 decubitus ulcers or exfoliative dermatitis; or 18 (11) other reasons prescribed by the Department by 19 rule. 20 (b) Except as provided in subsection (e), a person with 21 a condition listed in items (6) through (11) of subsection 22 (a) for a period of 21 consecutive days shall be ineligible 23 to continue as a resident. 24 (c) A person shall be ineligible to continue as a 25 resident if the individual requires 5 or more skilled nursing 26 visits per week for conditions other than those listed in 27 items (6) through (11) of subsection (a) for period of 21 28 consecutive days or more. 29 (d) A resident shall be discharged from the facility 30 when, in the opinion of the resident's treating physician, 31 services available to the resident in the establishment are 32 no longer adequate for the care of the resident. This 33 provision shall not be interpreted as limiting the 34 authority of the Department to require the discharge of -11- LRB9000385JSgcam03 1 individuals. 2 (e) Terminally ill residents may continue residing in an 3 establishment if a hospice licensed under the Hospice Program 4 Licensing Act coordinates services and all parties agree to 5 the continued residency. 6 (f) The Department, in consultation with the Senior 7 Housing with Services Advisory Board, shall develop by rule 8 the procedures by which residents shall be involuntarily 9 discharged under this Section. 10 Section 45. Involuntary discharge. 11 (a) No resident may be involuntarily discharged from an 12 assisted living or shared housing establishment except for 13 the following reasons: 14 (1) for the reasons outlined in Section 40 of this 15 Act; 16 (2) for non-payment of justifiable charges after 17 the resident and the resident's representative have 18 received 30 days written notice of the delinquency and 19 the resident or the resident's representative has had at 20 least 15 days to cure the deficiency; or 21 (3) for failure to negotiate a service agreement 22 where applicable. 23 (b) Prior to an involuntary discharge, the establishment 24 shall give the resident or the resident's representative, or 25 both, a 30-day written notice setting forth the reason and 26 proposed date for the move and notifying the resident of the 27 right to file a complaint with the Department. In emergency 28 situations, notice may be waived. 29 Section 50. Issuance of license. The Department shall 30 issue a license to an applicant who has met the requirements 31 of Section 25 and paid the required fee. -12- LRB9000385JSgcam03 1 Section 55. Contract requirements. No entity may 2 establish, operate, conduct, or maintain an assisted living 3 or shared housing establishment in this State unless a 4 written service delivery contract is executed between 5 the establishment and each resident or resident's 6 representative in accordance with Section 55, and unless the 7 establishment operates in accordance with the terms of the 8 contract. The resident or the resident's representative 9 shall be given a complete copy of the contract and all 10 supporting documents and attachments and any changes 11 whenever changes are made. 12 Section 60. Contents of service delivery contract. A 13 contract between an assisted living or shared housing 14 establishment and a resident must be entitled "assisted 15 living establishment contract" or "shared housing 16 establishment contract" as applicable, shall be printed in no 17 less than 12 point type, and shall include at least the 18 following elements in the body or through supporting 19 documents or attachments: 20 (1) name, street address, and mailing address of the 21 establishment; 22 (2) the name and mailing address of the owner or owners 23 of the establishment and, if the owner or owners is not 24 natural persons, the type of business entity of the owner or 25 owners; 26 (3) the name and mailing address of the managing agent 27 of the establishment, whether hired under a management 28 agreement or lease agreement, if the managing agent is 29 different from the owner or owners; 30 (4) the name and address of at least one natural 31 person who is authorized to accept service on behalf of 32 the owners and managing agent; 33 (5) a statement describing the license status of the -13- LRB9000385JSgcam03 1 establishment and the license status of all providers of 2 health-related or supportive services to a resident under 3 arrangement with the establishment; 4 (6) the duration of the contract; 5 (7) the base rate to be paid by the resident and a 6 description of the services to be provided as part of this 7 rate; 8 (8) description of any additional services to be 9 provided for an additional fee by the establishment directly 10 or by a third party provider under arrangement with the 11 establishment; 12 (9) fee schedules outlining the cost of any additional 13 services; 14 (10) a description of the process through which the 15 contract may be modified, amended, or terminated; 16 (11) a description of the establishment's complaint 17 resolution process available to residents and notice of the 18 availability of the Department's Senior Helpline for 19 complaints; 20 (12) the resident's designated representative, if any; 21 (13) the resident's obligations in order to maintain 22 residency and receive services; 23 (14) billing and payment procedures and requirements; 24 (15) a statement affirming the resident's freedom to 25 receive services from service providers with whom the 26 establishment does not have a contractual arrangement, which 27 may also disclaim liability on the part of the assisted 28 living or shared housing establishment for those services; 29 (16) a statement that medical assistance under Article V 30 or Article VI of the Illinois Public Aid Code is not 31 available for payment for services provided in an assisted 32 living or shared housing establishment; 33 (17) a statement detailing the admission, risk 34 management, and discharge criteria and procedures; -14- LRB9000385JSgcam03 1 (18) a statement acknowledging that, by contracting with 2 the assisted living or shared housing establishment, the 3 resident does not forfeit the following rights: 4 (A) federal and State constitutional rights; 5 (B) the right to retain and use personal 6 property and a place to store personal items that is 7 locked and secure; 8 (C) the right to refuse services and to be advised 9 of the consequences of that refusal; 10 (D) the right to respect for bodily privacy and 11 dignity at all times, especially during care and 12 treatment; 13 (E) the right to privacy with regard to mail, phone 14 calls, and visitors; 15 (F) the right to be free of retaliation for 16 criticizing the establishment or making complaints to 17 appropriate agencies; 18 (G) the right to be free of restraints; 19 (H) the right to be free of abuse or neglect; 20 (I) the right to confidentiality of the resident's 21 personal files maintained by the establishment, except 22 as specified in item (19) of this Section; 23 (J) the right of access and the right to copy the 24 resident's personal files maintained by the 25 establishment; 26 (K) the right to 24 hours access to the 27 establishment; and 28 (L) the right to a minimum 30 day notice of a 29 planned establishment closure. 30 (19) A statement detailing the Department's annual 31 on-site review process including what documents shall be 32 reviewed by the on-site reviewer as defined by rule. 33 Section 65. Record retention. Service delivery -15- LRB9000385JSgcam03 1 contracts and related documents executed by each resident or 2 resident's representative shall be maintained by an 3 establishment covered by this Act from the date of execution 4 until 3 years after the contract is terminated. The 5 establishment shall also maintain and retain records to 6 residents to support compliance with individual contract 7 and with applicable State and federal regulations. 8 The records and supporting documents other than the 9 resident's personal files shall be made available for 10 on-site inspection by the Department upon request at any 11 time. 12 Section 70. Powers and duties of the Department. 13 (a) The Department shall conduct an annual on-site visit 14 at each assisted living and shared housing establishment. 15 (b) Upon receipt of information that may indicate the 16 failure of the assisted living or shared housing 17 establishment or a service provider to comply with a 18 provision of this Act, the Department shall investigate the 19 matter or make appropriate referrals to other government 20 agencies and entities having jurisdiction over the subject 21 matter of the possible violation. The Department may also 22 make referrals to any public or private agency that the 23 Department considers available for appropriate assistance to 24 those involved. The Department may oversee and coordinate the 25 enforcement of State consumer protection policies affecting 26 residents residing in an establishment licensed under this 27 Act. 28 (c) The Department shall establish by rule complaint 29 receipt, investigation, and resolution procedures. 30 Resolution procedures shall provide for on-site review and 31 evaluation of an assisted living or shared housing 32 establishment found to be in violation of this Act within a 33 specified period of time based on the gravity and severity of -16- LRB9000385JSgcam03 1 the violation and any pervasive pattern of occurrences of the 2 same or similar violations. 3 (d) The Director shall establish a Senior Housing with 4 Services Advisory Board. 5 (e) The Department shall mandate compliance with 6 the National Fire Protection Association's Life Safety 7 Code. 8 (f) The Department shall, beginning January 1, 1999, 9 promulgate rules necessary for the administration of this 10 Act. 11 Section 75. Senior Housing with Services Advisory Board. 12 (a) The Director shall appoint the Senior Housing with 13 Services Advisory Board which shall be responsible for 14 advising the Director in all aspects of the administration of 15 the Act. 16 (b) The Board shall be comprised of the following 17 persons: 18 (1) the Director who shall serve as chair, ex 19 officio and nonvoting; 20 (2) one representative each of the Departments of 21 Public Health, Public Aid, and the Illinois Housing 22 Development Authority, all nonvoting members; 23 (3) the State ombudsman or his designee; 24 (4) one member of to be appointed by the President 25 of the Senate; 26 (5) one member to be appointed by the Minority 27 Leader of the Senate; 28 (6) one member to be appointed by the Speaker of 29 the House of Representatives; 30 (7) one member to be appointed by the Minority 31 Leader of the House of Representatives; 32 (8) one representative of the Association of Area 33 Agencies on Aging; -17- LRB9000385JSgcam03 1 (9) four members selected from the recommendations 2 by provider organizations whose membership consist of 3 nursing care or assisted living facilities; 4 (10) two residents of assisted living facilities; 5 (11) three members selected from the 6 recommendations of consumer organizations which engage 7 solely in advocacy or legal representation on behalf of 8 the senior population; 9 (12) two representatives of the medical profession 10 of the State of Illinois; and 11 (13) two citizen members with expertise in the area 12 of gerontology research. 13 (c) Members of the Board created by this Act shall be 14 appointed to serve for terms of 3 years. All members will be 15 appointed no later than January 1, 1999. One third of the 16 Board member's initial terms will expire in one year; one 17 third in 2 years, and one third in 3 years. A member's term 18 does not expire until a successor is appointed by the 19 Director. The Board shall meet at the call of the Director. 20 A member of the Board can designate a replacement to serve at 21 the Board meeting and vote in place of the member by 22 submitting a letter of designation to the chair prior to or 23 at the Board meeting. Members of this Board shall receive no 24 compensation for their services; however, resident members 25 shall be reimbursed for their actual expenses. 26 Section 80. Operation without a license. An entity that 27 provides assisted living or shared housing establishment 28 services without a license issued under this Act shall be 29 subject to the provisions, including penalties, of the 30 Nursing Home Care Act. 31 Section 85. Civil penalties. 32 (a) The Department may assess a civil penalty not to -18- LRB9000385JSgcam03 1 exceed $5,000 against any establishment covered under this 2 Act for violations of this Act. Each day of such operation is 3 a separate violation. 4 (b) Beginning 180 days after the promulgation of rules 5 under this Act by the Department, the Department may assess 6 a civil penalty not to exceed $3,000 against any 7 establishment covered under this Act for caring for a 8 resident who exceeds the care needs defined in this Act. 9 Each day shall constitute a separate violation. 10 (c) The Department is authorized to hold hearings in 11 contested cases regarding appeals of the penalties assessed 12 pursuant to this subsection. 13 Section 90. State and private funding. Nothing in this 14 Act shall: 15 (1) require or authorize the State agency responsible 16 for the administration of the medical assistance program 17 established under Article V and Article VI of the Illinois 18 Public Aid Code to approve, supply or cover services provided 19 in an assisted living or shared housing establishment; 20 (2) require an agency or a managed care organization 21 to approve, supply, or cover services provided in an assisted 22 living or shared housing establishment; or 23 (3) require any other third party payer to approve, 24 supply or cover medically necessary home care services 25 provided in an assisted living establishment. 26 Section 95. Conversion of sheltered care facilities. 27 Entities licensed as sheltered care facilities under the 28 Nursing Home Care Act may elect to convert their sheltered 29 care license to a license under this Act. 30 Section 100. Application of Act. All establishments 31 licensed under this Act shall obtain and maintain all other -19- LRB9000385JSgcam03 1 licenses, permits, certificates, and other governmental 2 approvals required of it, except that a licensed assisted 3 living or shared housing establishment is exempt from the 4 provisions of the Illinois Health Facilities Planning Act and 5 the Nursing Home Care Act. All establishments licensed under 6 this Act shall comply with the requirements of all local, 7 State, federal, and other applicable laws, rules, and 8 ordinances and the National Fire Protection Association's 9 Life Safety Code. 10 Section 105. Senior Housing Regulatory Fund. There is 11 created in the State treasury a special fund to be known as 12 the Senior Housing Regulatory Fund. All moneys received by 13 the Department under this Act shall be deposited into the 14 Fund. Subject to appropriation, moneys in the Fund shall be 15 used for the administration of this Act. Interest earned on 16 moneys in the Fund shall be deposited into the Fund. 17 Section 110. Report of the Department. 18 (a) The Department shall conduct a study or contract for 19 the conducting of a study to review the effects of this Act 20 on the availability of housing for seniors. The study shall 21 evaluate whether (i) sufficient housing exists to meet the 22 needs of Illinois seniors for housing, (ii) the services 23 available under this Act meet the needs of Illinois seniors, 24 (iii) the private sector marketplace is an adequate supplier 25 of housing with services for seniors, and (iv) any other 26 consideration the Department deems relevant. 27 (b) The study shall be completed and its findings and 28 recommendations reported to the General Assembly no later 29 than January 1, 2005. 30 Section 115. Severability. The provisions of this Act 31 are severable under Section 1.31 of the Statute on Statutes. -20- LRB9000385JSgcam03 1 Section 190. The Illinois Health Facilities Planning Act 2 is amended by changing Section 3 as follows: 3 (20 ILCS 3960/3) (from Ch. 111 1/2, par. 1153) 4 Sec. 3. As used in this Act: 5 "Health care facilities" means and includes the following 6 facilities and organizations: 7 1. An ambulatory surgical treatment center required 8 to be licensed pursuant to the Ambulatory Surgical 9 Treatment Center Act; 10 2. An institution, place, building, or agency 11 required to be licensed pursuant to the Hospital 12 Licensing Act; 13 3. Any institution required to be licensed pursuant 14 to the Nursing Home Care Act; 15 4. Hospitals,nursing homes,ambulatory surgical 16 treatment centers, or kidney disease treatment centers 17 maintained by the State or any department or agency 18 thereof;and19 5. Skilled and intermediate long term care 20 facilities licensed under the Nursing Home Care Act; and 21 6. Kidney disease treatment centers, including a 22 free-standing hemodialysis unit. 23 No federally owned facility shall be subject to the 24 provisions of this Act, nor facilities used solely for 25 healing by prayer or spiritual means. 26 No facility licensed under the Supportive Residences 27 Licensing Act or licensed under the Senior Housing with 28 Services Act shall be subject to the provisions of this Act. 29 A facility designated as a supportive living facility 30 that is in good standing with the demonstration project 31 established under Section 5-5.01a of the Illinois Public Aid 32 Code shall not be subject to the provisions of this Act. 33 This Act does not apply to facilities granted waivers -21- LRB9000385JSgcam03 1 under Section 3-102.2 of the Nursing Home Care Act. However, 2 if a demonstration project under that Act applies for a 3 certificate of need to convert to a nursing facility, it 4 shall meet the licensure and certificate of need requirements 5 in effect as of the date of application. 6 With the exception of those health care facilities 7 specifically included in this Section, nothing in this Act 8 shall be intended to include facilities operated as a part of 9 the practice of a physician or other licensed health care 10 professional, whether practicing in his individual capacity 11 or within the legal structure of any partnership, medical or 12 professional corporation, or unincorporated medical or 13 professional group. Further, this Act shall not apply to 14 physicians or other licensed health care professional's 15 practices where such practices are carried out in a portion 16 of a health care facility under contract with such health 17 care facility by a physician or by other licensed health care 18 professionals, whether practicing in his individual capacity 19 or within the legal structure of any partnership, medical or 20 professional corporation, or unincorporated medical or 21 professional groups. This Act shall apply to construction or 22 modification and to establishment by such health care 23 facility of such contracted portion which is subject to 24 facility licensing requirements, irrespective of the party 25 responsible for such action or attendant financial 26 obligation. 27 "Person" means any one or more natural persons, legal 28 entities, governmental bodies other than federal, or any 29 combination thereof. 30 "Consumer" means any person other than a person (a) whose 31 major occupation currently involves or whose official 32 capacity within the last 12 months has involved the 33 providing, administering or financing of any type of health 34 care facility, (b) who is engaged in health research or the -22- LRB9000385JSgcam03 1 teaching of health, (c) who has a material financial interest 2 in any activity which involves the providing, administering 3 or financing of any type of health care facility, or (d) who 4 is or ever has been a member of the immediate family of the 5 person defined by (a), (b), or (c). 6 "State Board" means the Health Facilities Planning Board. 7 "Construction or modification" means the establishment, 8 erection, building, alteration, reconstruction, 9 modernization, improvement, extension, discontinuation, 10 change of ownership, of or by a health care facility, or the 11 purchase or acquisition by or through a health care facility 12 of equipment or service for diagnostic or therapeutic 13 purposes or for facility administration or operation, or any 14 capital expenditure made by or on behalf of a health care 15 facility which exceeds the capital expenditure minimum. 16 "Establish" means the construction of a health care 17 facility or the replacement of an existing facility on 18 another site. 19 "Major medical equipment" means medical equipment which 20 is used for the provision of medical and other health 21 services and which costs in excess of the capital expenditure 22 minimum, except that such term does not include medical 23 equipment acquired by or on behalf of a clinical laboratory 24 to provide clinical laboratory services if the clinical 25 laboratory is independent of a physician's office and a 26 hospital and it has been determined under Title XVIII of the 27 Social Security Act to meet the requirements of paragraphs 28 (10) and (11) of Section 1861(s) of such Act. In determining 29 whether medical equipment has a value in excess of the 30 capital expenditure minimum, the value of studies, surveys, 31 designs, plans, working drawings, specifications, and other 32 activities essential to the acquisition of such equipment 33 shall be included. 34 "Capital Expenditure" means an expenditure: (A) made by -23- LRB9000385JSgcam03 1 or on behalf of a health care facility (as such a facility is 2 defined in this Act); and (B) which under generally accepted 3 accounting principles is not properly chargeable as an 4 expense of operation and maintenance, or is made to obtain by 5 lease or comparable arrangement any facility or part thereof 6 or any equipment for a facility or part; and which exceeds 7 the capital expenditure minimum. 8 For the purpose of this paragraph, the cost of any 9 studies, surveys, designs, plans, working drawings, 10 specifications, and other activities essential to the 11 acquisition, improvement, expansion, or replacement of any 12 plant or equipment with respect to which an expenditure is 13 made shall be included in determining if such expenditure 14 exceeds the capital expenditures minimum. Donations of 15 equipment or facilities to a health care facility which if 16 acquired directly by such facility would be subject to review 17 under this Act shall be considered capital expenditures, and 18 a transfer of equipment or facilities for less than fair 19 market value shall be considered a capital expenditure for 20 purposes of this Act if a transfer of the equipment or 21 facilities at fair market value would be subject to review. 22 "Capital expenditure minimum" means $1,000,000 for major 23 medical equipment and $2,000,000 for all other capital 24 expenditures, both of which shall be annually adjusted to 25 reflect the increase in construction costs due to inflation. 26 "Areawide" means a major area of the State delineated on 27 a geographic, demographic, and functional basis for health 28 planning and for health service and having within it one or 29 more local areas for health planning and health service. The 30 term "region", as contrasted with the term "subregion", and 31 the word "area" may be used synonymously with the term 32 "areawide". 33 "Local" means a subarea of a delineated major area that 34 on a geographic, demographic, and functional basis may be -24- LRB9000385JSgcam03 1 considered to be part of such major area. The term 2 "subregion" may be used synonymously with the term "local". 3 "Areawide health planning organization" or "Comprehensive 4 health planning organization" means the health systems agency 5 designated by the Secretary, Department of Health and Human 6 Services or any successor agency. 7 "Local health planning organization" means those local 8 health planning organizations that are designated as such by 9 the areawide health planning organization of the appropriate 10 area. 11 "Physician" means a person licensed to practice in 12 accordance with the Medical Practice Act of 1987, as amended. 13 "Licensed health care professional" means a person 14 licensed to practice a health profession under pertinent 15 licensing statutes of the State of Illinois. 16 "Director" means the Director of the Illinois Department 17 of Public Health. 18 "Agency" means the Illinois Department of Public Health. 19 "Comprehensive health planning" means health planning 20 concerned with the total population and all health and 21 associated problems that affect the well-being of people and 22 that encompasses health services, health manpower, and health 23 facilities; and the coordination among these and with those 24 social, economic, and environmental factors that affect 25 health. 26 "Alternative health care model" means a facility or 27 program authorized under the Alternative Health Care Delivery 28 Act. 29 (Source: P.A. 89-499, eff. 6-28-96; 89-530, eff. 7-19-96; 30 90-14, eff. 7-1-97.) 31 Section 191. The State Finance Act is amended by adding 32 Section 5.480 as follows: -25- LRB9000385JSgcam03 1 (30 ILCS 105/5.480 new) 2 Sec. 5.480. The Senior Housing Regulatory Fund. 3 Section 192. The Nursing Home Care Act is amended by 4 changing Section 1-113 as follows: 5 (210 ILCS 45/1-113) (from Ch. 111 1/2, par. 4151-113) 6 Sec. 1-113. "Facility" or "long-term care facility" 7 means a private home, institution, building, residence, or 8 any other place, whether operated for profit or not, or a 9 county home for the infirm and chronically ill operated 10 pursuant to Division 5-21 or 5-22 of the Counties Code, or 11 any similar institution operated by a political subdivision 12 of the State of Illinois, which provides, through its 13 ownership or management, personal care, sheltered care or 14 nursing for 3 or more persons, not related to the applicant 15 or owner by blood or marriage. It includes skilled nursing 16 facilities and intermediate care facilities as those terms 17 are defined in Title XVIII and Title XIX of the Federal 18 Social Security Act. 19 "Facility" does not include the following: 20 (1) A home, institution, or other place operated by the 21 federal government or agency thereof, or by the State of 22 Illinois; 23 (2) A hospital, sanitarium, or other institution whose 24 principal activity or business is the diagnosis, care, and 25 treatment of human illness through the maintenance and 26 operation as organized facilities therefor, which is required 27 to be licensed under the Hospital Licensing Act; 28 (3) Any "facility for child care" as defined in the 29 Child Care Act of 1969; 30 (4) Any "Community Living Facility" as defined in the 31 Community Living Facilities Licensing Act; 32 (5) Any "community residential alternative" as defined -26- LRB9000385JSgcam03 1 in the Community Residential Alternatives Licensing Act; 2 (6) Any nursing home or sanatorium operated solely by 3 and for persons who rely exclusively upon treatment by 4 spiritual means through prayer, in accordance with the creed 5 or tenets of any well-recognized church or religious 6 denomination. However, such nursing home or sanatorium shall 7 comply with all local laws and rules relating to sanitation 8 and safety; 9 (7) Any facility licensed by the Department of Human 10 Services as a community-integrated living arrangement as 11 defined in the Community-Integrated Living Arrangements 12 Licensure and Certification Act; 13 (8) Any "Supportive Residence" licensed under the 14 Supportive Residences Licensing Act;or15 (9) Any "supportive living facility" in good standing 16 with the demonstration project established under Section 17 5-5.01a of the Illinois Public Aid Code; or.18 (10) Any assisted living or shared housing establishment 19 licensed under the Senior Housing with Services Act. 20 (Source: P.A. 89-499, eff. 6-28-96; 89-507, eff. 7-1-97; 21 90-14, eff. 7-1-97.) 22 Section 193. The Health Care Worker Background Check Act 23 is amended by changing Section 15 as follows: 24 (225 ILCS 46/15) 25 Sec. 15. Definitions. For the purposes of this Act, the 26 following definitions apply: 27 "Applicant" means an individual seeking employment with a 28 health care employer who has received a bona fide conditional 29 offer of employment. 30 "Conditional offer of employment" means a bona fide offer 31 of employment by a health care employer to an applicant, 32 which is contingent upon the receipt of a report from the -27- LRB9000385JSgcam03 1 Department of State Police indicating that the applicant does 2 not have a record of conviction of any of the criminal 3 offenses enumerated in Section 25. 4 "Direct care" means the provision of nursing care or 5 assistance with meals, dressing, movement, bathing, or other 6 personal needs or maintenance, or general supervision and 7 oversight of the physical and mental well-being of an 8 individual who is incapable of managing his or her person 9 whether or not a guardian has been appointed for that 10 individual. 11 "Health care employer" means: 12 (1) the owner or licensee of any of the following: 13 (i) a community living facility, as defined in the 14 Community Living Facilities Act; 15 (ii) a life care facility, as defined in the Life 16 Care Facilities Act; 17 (iii) a long-term care facility, as defined in the 18 Nursing Home Care Act; 19 (iv) a home health agency, as defined in the Home 20 Health Agency Licensing Act; 21 (v) a full hospice, as defined in the Hospice 22 Program Licensing Act; 23 (vi) a hospital, as defined in the Hospital 24 Licensing Act; 25 (vii) a community residential alternative, as 26 defined in the Community Residential Alternatives 27 Licensing Act; 28 (viii) a nurse agency, as defined in the Nurse 29 Agency Licensing Act; 30 (ix) a respite care provider, as defined in the 31 Respite Program Act; 32 (x) an establishment licensed under the Senior 33 Housing with Services Act; 34 (2) a day training program certified by the Department -28- LRB9000385JSgcam03 1 of Human Services; or 2 (3) a community integrated living arrangement operated 3 by a community mental health and developmental service 4 agency, as defined in the Community-Integrated Living 5 Arrangements Licensing and Certification Act. 6 "Initiate" means the obtaining of the authorization for a 7 record check from a student, applicant, or employee. The 8 educational entity or health care employer or its designee 9 shall transmit all necessary information and fees to the 10 Illinois State Police within 10 working days after receipt of 11 the authorization. 12 (Source: P.A. 89-197, eff. 7-21-95; 89-507, eff. 7-1-97; 13 89-674, eff. 8-14-96; 90-14, eff. 7-1-97.) 14 Section 199. Effective date. This Section, Section 1, 15 Section 10, Section 70, and Section 75 of this Act take 16 effect upon becoming law; the remaining provisions of this 17 Act take effect January 1, 2000.".