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[ Senate Amendment 001 ] |
90_HB0263ccr001 LRB9000755JSgcccr10 1 90TH GENERAL ASSEMBLY 2 CONFERENCE COMMITTEE REPORT 3 ON HOUSE BILL 263 4 ------------------------------------------------------------- 5 ------------------------------------------------------------- 6 To the President of the Senate and the Speaker of the 7 House of Representatives: 8 We, the conference committee appointed to consider the 9 differences between the houses in relation to Senate 10 Amendment No. 1 to House Bill 263, recommend the following: 11 (1) that the Senate recede from Senate Amendment No. 1; 12 and 13 (2) that House Bill 263 be amended by replacing the 14 title with the following: 15 "AN ACT to amend the Public Utilities Act in relation to 16 telecommunications services."; and 17 by replacing everything after the enacting clause with the 18 following: 19 "Section 5. The Public Utilities Act is amended by 20 changing Sections 13-506, 13-509, and 13-515 as follows: 21 (220 ILCS 5/13-506) 22 (Section scheduled to be repealed on July 1, 2001) 23 Sec. 13-506. Tariffs for competitive telecommunications 24 services. 25 (a) Telecommunications carriers may file proposed 26 tariffs for any competitive telecommunications service which 27 includes and specifically describes a range, band, formula, 28 or standard within which or by which a change in rates or 29 charges for such telecommunications service could be made 30 without prior notice or prior Commission approval, provided 31 that any and all rates or charges within the band or range, 32 or determinable by the operation of the formula or standard, -2- LRB9000755JSgcccr10 1 are consistent with the public interest and the purpose and 2 policies of this Article and Act, and are likely to remain so 3 for the foreseeableforseeablefuture. To the extent any 4 proposed band or range encompasses rates or charges which are 5 not consistent with the public interest and the purposes and 6 policies of this Article and Act or otherwise fully proper, 7 or any proposed formula or standard determines rates or 8 charges which are not consistent with the purposes and 9 policies of this Article and Act or otherwise fully proper, 10 the Commission after notice and hearing shall have the power 11 to modify the level, scope, or limits of such band or range, 12 and to modify or limit the operation of such formula or 13 standard, as necessary, to ensure that rates or charges 14 resulting therefrom are consistent with the purposes and 15 policies of this Article and Act and fully proper, and likely 16 to remain so in the foreseeableforseeablefuture. 17 (b) The Commission may require a telecommunications 18 carrier to file a variable tariff as described in paragraph 19 (a) for any or all competitive telecommunications services 20 which are offered or provided by such carrier, if the 21 Commission finds, after notice and hearing, that the 22 determination of rates or charges for such service by a 23 tariff would improve the Commission's ability to effectively 24 regulate such rates or charges and that such improvement is 25 required by the public interest. Any such tariff required by 26 the Commission shall be approved only if it is also 27 consistent with the provisions of paragraph (a) of this 28 Section. 29 (c) AfterWhen the Commission approvesavariabletariff 30 filed, as proposed or modifiedpursuant to this Section 31 becomes effective, the telecommunications carrier shallplace32such tariff in effect thereafter and such tariff shall33 determine the rates andorcharges for services according to 34 the provisions thereof. 35 (Source: P.A. 90-185, eff. 7-23-97.) -3- LRB9000755JSgcccr10 1 (220 ILCS 5/13-509) (from Ch. 111 2/3, par. 13-509) 2 (Section scheduled to be repealed on July 1, 2001) 3 Sec. 13-509. Agreements for provisions of competitive 4 telecommunications services differing from tariffs. A 5 telecommunications carrier may negotiate with customers or 6 prospective customers to provide competitive 7 telecommunications service, and in so doing, may offer or 8 agree to provide such service on such terms and for such 9 rates or charges as are reasonable, without regard to any 10 tariffs it may have filed with the Commission with respect to 11 such services. Within 10 business days after executing any 12 such agreement, the telecommunications carrier shall file any 13 contract or memorandum of understanding for the provision of 14 telecommunications service, which shall include the rates or 15 other charges, practices, rules or regulations applicable to 16 the agreed provision of such service. Any cost support 17 required to be filed withforthe agreement by some other 18 Section of this Act shall be filed within 30 calendar days 19 after executing any such agreement. Where the agreement 20 contains the same rates, charges, practices, rules, and 21 regulations found in a single contract or memorandum already 22 filed by the telecommunications carrier with the Commission, 23 instead of filing the contract or memorandum, the 24 telecommunications carrier may elect to file a letter 25 identifying the new agreement and specifically referencing 26 the contract or memorandum already on file with the 27 Commission which contains the same provisions. A single 28 letter may be used to file more than one new agreement. Upon 29 filing its contract or memorandum, or letter, the 30 telecommunications carrier shall thereafter provide service 31 according to the terms thereof, unless the Commission finds, 32 after notice and hearing, that the continued provision of 33 service pursuant to such contract or memorandum would 34 substantially and adversely affect the financial integrity of 35 the telecommunications carrier or would violate any other -4- LRB9000755JSgcccr10 1 provision of this Act. 2 Any contract or memorandum entered into and filed 3 pursuant to the provisions of this Section may, in the 4 Commission's discretion, be accorded proprietary treatment. 5 (Source: P.A. 90-185, eff. 7-23-97.) 6 (220 ILCS 5/13-515) 7 (Section scheduled to be repealed on July 1, 2001) 8 Sec. 13-515. Enforcement. 9 (a) The following expedited proceduresCommissionshall 10 be used to enforce the provisions of Section 13-514 of this 11 Act except as provided in subsection (b). However,Unless12 the Commission, the complainant, and the respondent may 13parties otherwisemutually agree to adjust, the Commission14shall usethe procedures establishedset forthin this 15 Section. If the Commission determines, pursuant to 16 subsection (b), that the procedural provisions of this 17 Section do not apply, the complaint shall continue pursuant 18 to the general complaint provisions of Article Xfor the19review of complaints relating to violations of Section2013-514. 21 (b) The provisions of this Section shall not apply to an 22 allegation of a violation of item (8) of Section 13-514 by 23interconnection agreements witha Bell operating company, as 24 defined in Section 3 of the federal Telecommunications Act of 25 1996, unless and untilthe datesuch company or its affiliate 26 is authorized to provide inter-LATA services under Section 27 271(d) of the federal TelecommunicationsthatAct of 1996; 28 provided, however, that a complaint setting forth a separate 29 independent basis for a violation of Section 13-514 may 30 proceed under this Section notwithstanding that the alleged 31 acts or omissions may also constitute a violation of item (8) 32 of Section 13-514. 33 (c) No complaint may be filed under this Section until 34 the complainant has first notified the respondent of the -5- LRB9000755JSgcccr10 1 alleged violation and offered the respondent 48 hours to 2 correct the situation. Provision of notice and the 3 opportunity to correct the situation creates a rebuttable 4 presumption of knowledge under Section 13-514. 5 (d) A telecommunications carrier may file a complaint 6 with the Commission alleging a violation of Section 13-514 in 7 accordance with this subsection: 8 (1) The complaint shall be filed with the Chief 9 Clerk of the Commission and shall be served in hand upon 10 the respondent, the executive director, and the general 11 counsel of the Commission at the time of the filing. 12 (2) A complaint filed under this subsection shall 13 include a statement that the requirements of subsection 14 (c) have been fulfilled and that the respondent did not 15 correct the situation as requested. 16 (3) Reasonable discovery specific to the issue of 17 the complaint may commence upon filing of the complaint. 18 Requests for discovery must be served in hand and 19 responses to discovery must be provided in hand to the 20 requester within 14 days after a request for discovery is 21 made. 22 (4) An answer and any other responsive pleading to 23 the complaint shall be filed with the Commission and 24 served in hand at the same time upon the complainant, the 25 executive director, and the general counsel of the 26 Commission within 7 days after the date on which the 27 complaint is filed. 28 (5) If the answer or responsive pleading raises the 29 issue that the complaint violates subsection (i) of this 30 Section, the complainant may file a reply to such 31 allegation within 3 days after actual service of such 32 answer or responsive pleading. Within 4 days after the 33 time for filing a reply has expired, the hearing officer 34 or arbitrator shall either issue a written decision 35 dismissing the complaint as frivolous in violation of -6- LRB9000755JSgcccr10 1 subsection (i) of this Section including the reasons for 2 such disposition or shall issue an order directing that 3 the complaint shall proceed.A determination as to4reasonable grounds for the complaint and, if appropriate,5a directive for legal notice of a hearing shall be made6within 3 days after the date on which the answer is7filed.8 (6) A pre-hearing conference shall be held within 9 14 days after the date on which the complaint is filed. 10 (7) The hearing shall commence within 30 days of 11 the date on which the complaint is filed. The hearing 12 may be conducted by a hearing examiner or by an 13 arbitrator. Parties and the Commission staff shall be 14 entitled to present evidence and legal argument in oral 15 or written form as deemed appropriate by the hearing 16 examiner or arbitrator. The hearing examiner or 17 arbitrator shall issue a written decision within 60 days 18 after the date on which the complaint is filed. The 19 decision shall include reasons for the disposition of the 20 complaint and, if a violation of Section 13-514 is found, 21 directions and a deadline for correction of the 22 violation.The decision of the hearing examiner or23arbitrator shall be considered a final order of the24Commission after 10 days unless the Commission enters its25own final order within 10 days of the decision of the26hearing examiner or arbitrator.27 (8) Any party may file a petition requesting the 28 Commission to review the decision of the hearing examiner 29 or arbitrator within 5 days of such decision. Any party 30 may file a response to a petition for review within 3 31 business days after actual service of the petition. 32 After the time for filing of the petition for review, but 33 no later than 15 days after the decision of the hearing 34 examiner or arbitrator, the Commission shall decide to 35 adopt the decision of the hearing examiner or arbitrator -7- LRB9000755JSgcccr10 1 or shall issue its own final order. 2 (e) If the alleged violation has a substantial adverse 3 effect on the ability of the complainant to provide service 4 to customers, the complainant may include in its complaint a 5 request for an order for emergency relief. The Commission, 6 acting through its designated hearing examiner or arbitrator, 7 shall act upon such a request within 2 business days of the 8 filing of the complaint. An order for emergency relief may 9 be granted, without an evidentiary hearing, upon a verified 10 factual showing that the party seeking relief will likely 11 succeed on the merits, that the party will suffer irreparable 12 harm in its ability to serve customers if emergency relief is 13 not granted, and that the order is in the public interest. 14 An order for emergency relief shall include a finding that 15 the requirements of this subsection have been fulfilled and 16 shall specify the directives that must be fulfilled by the 17 respondent and deadlines for meeting those directives. The 18 decision of the hearing examiner or arbitrator to grant or 19 deny emergency relief shall be considered an order of the 20 Commission unless the Commission enters its own order within 21 2 calendar days of the decision of the hearing examiner or 22 arbitrator. The order for emergency relief may require the 23 responding party to act or refrain from acting so as to 24 protect the provision of competitive service offerings to 25 customers. Any action required by an emergency relief order 26 must be technically feasible and economically reasonable and 27 the respondent must be given a reasonable period of time to 28 comply with the order. 29 (f) The Commission is authorized to obtain outside 30 resources including, but not limited to, arbitrators and 31 consultants for the purposes of the hearings authorized by 32 this Section. Any arbitrator or consultant obtained by the 33 Commission shall be approved by both parties to the hearing. 34 The cost of such outside resources including, but not limited 35 to, arbitrators and consultants shall be borne by the -8- LRB9000755JSgcccr10 1 parties. The Commission shall review the bill for 2 reasonableness and assess the parties for reasonable costs 3 dividing the costs according to the resolution of the 4 complaint brought under this Section. Such costs shall be 5 paid by the parties directly to the arbitrators, consultants, 6 and other providers of outside resources within 60 days after 7 receiving notice of the assessments from the Commission. 8 Interest at the statutory rate shall accrue after expiration 9 of the 60-day period. The Commission, arbitrators, 10 consultants, or other providers of outside resources may 11 apply to a court of competent jurisdiction for an order 12 requiring payment. 13 (g) The Commission shall assess the parties under this 14 subsection for all of the Commission's costs of investigation 15 and conduct of the proceedings brought under this Section 16 including, but not limited to, the prorated salaries of 17 staff, attorneys, hearing examiners, and support personnel 18 and including any travel and per diem, directly attributable 19 to the complaint brought pursuant to this Section, but 20 excluding those costs provided for in subsection (f), 21 dividing the costs according to the resolution of the 22 complaint brought under this Section. All assessments made 23 under this subsection shall be paid into the Public Utility 24 Fund within 60 days after receiving notice of the assessments 25 from the Commission. Interest at the statutory rate shall 26 accrue after the expiration of the 60 day period. The 27 Commission is authorized to apply to a court of competent 28 jurisdiction for an order requiring payment. 29 (h) If the Commission determines that there is an 30 imminent threat to competition or to the public interest, the 31 Commission may, notwithstanding any other provision of this 32 Act, seek temporary, preliminary, or permanent injunctive 33 relief from a court of competent jurisdiction either prior to 34 or after the hearing. 35 (i) A party shall not bring or defend a proceeding -9- LRB9000755JSgcccr10 1 brought under this Section or assert or controvert an issue 2 in a proceeding brought under this Section, unless there is a 3 non-frivolous basis for doing so. By presenting a pleading, 4 written motion, or other paper in complaint or defense of the 5 actions or inaction of a party under this Section, a party is 6 certifying to the Commission that to the best of that party's 7 knowledge, information, and belief, formed after a reasonable 8 inquiry of the subject matter of the complaint or defense, 9 that the complaint or defense is well grounded in law and 10 fact, and under the circumstances: 11 (1) it is not being presented to harass the other 12 party, cause unnecessary delay in the provision of 13 competitive telecommunications services to consumers, or 14 create needless increases in the cost of litigation; and 15 (2) the allegations and other factual contentions 16 have evidentiary support or, if specifically so 17 identified, are likely to have evidentiary support after 18 reasonable opportunity for further investigation or 19 discovery as defined herein. 20 (j) If, after notice and a reasonable opportunity to 21 respond, the Commission determines that subsection (i) has 22 been violated, the Commission shall impose appropriate 23 sanctions upon the party or parties that have violated 24 subsection (i) or are responsible for the violation. The 25 sanctions shall be not more than $7,500, plus the amount of 26 expenses accrued by the Commission for conducting the 27 hearing. Payment of sanctions imposed under this subsection 28 shall be made to the Common School Fund within 30 days of 29 imposition of such sanctions. 30 (k) An appeal of a Commission Order made pursuant to 31 this Section shall not effectuate a stay of the Order unless 32 a court of competent jurisdiction specifically finds that the 33 party seeking the stay will likely succeed on the merits, 34 that the party will suffer irreparable harm without the stay, 35 and that the stay is in the public interest. -10- LRB9000755JSgcccr10 1 (Source: P.A. 90-185, eff. 7-23-97.) 2 (220 ILCS 5/13-505.7 rep.) 3 Section 10. The Public Utilities Act is amended by 4 repealing Section 13-505.7 as added by Public Act 90-185. 5 Section 99. Effective date. This Act takes effect upon 6 becoming law.". 7 Submitted on , 1997. 8 ______________________________ _____________________________ 9 Senator Mahar Representative Novak 10 ______________________________ _____________________________ 11 Senator Rauschenberger Representative Granberg 12 ______________________________ _____________________________ 13 Senator Maitland Representative Morrow 14 ______________________________ _____________________________ 15 Senator Farley Representative Churchill 16 ______________________________ _____________________________ 17 Senator Shaw Representative Persico 18 Committee for the Senate Committee for the House