Full Text of SB2146 102nd General Assembly
SB2146 102ND GENERAL ASSEMBLY |
| | 102ND GENERAL ASSEMBLY
State of Illinois
2021 and 2022 SB2146 Introduced 2/26/2021, by Sen. Dan McConchie SYNOPSIS AS INTRODUCED: |
| 5 ILCS 420/1-102.5 new | | 5 ILCS 420/1-104.3 new | | 5 ILCS 420/1-104.4 new | | 5 ILCS 420/1-104.5 new | | 5 ILCS 420/1-105.2 new | | 5 ILCS 420/1-105.3 new | | 5 ILCS 420/1-105.4 new | | 5 ILCS 420/1-105.5 new | | 5 ILCS 420/1-105.6 new | | 5 ILCS 420/1-105.7 new | | 5 ILCS 420/1-110 | from Ch. 127, par. 601-110 | 5 ILCS 420/1-112.5 new | | 5 ILCS 420/1-113.6 new | | 5 ILCS 420/1-113.7 new | | 5 ILCS 420/4A-102 | from Ch. 127, par. 604A-102 | 5 ILCS 420/4A-103 | from Ch. 127, par. 604A-103 | 5 ILCS 420/4A-108 | | 5 ILCS 420/4A-104 rep. | |
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Amends the Illinois Governmental Ethics Act. Creates a uniform statement of economic interests form that must be completed by all persons who are required to file that form under the Act. Changes the nature of the required disclosures that must be made. Repeals a provision that established a separate form for persons required to file a statement of economic interests with county clerks. Defines terms. Adds applicability clause. Makes conforming changes. Effective immediately.
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| | A BILL FOR |
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| 1 | | AN ACT concerning government.
| 2 | | Be it enacted by the People of the State of Illinois,
| 3 | | represented in the General Assembly:
| 4 | | Section 5. The Illinois Governmental Ethics Act is amended | 5 | | by changing Sections 1-110, 4A-102, 4A-103, and 4A-108 and by | 6 | | adding Sections 1-102.5, 1-104.3, 1-104.4, 1-104.5, 1-105.2, | 7 | | 1-105.3, 1-105.4, 1-105.5, 1-105.6, 1-105.7, 1-112.5, 1-113.6, | 8 | | and 1-113.7 as follows: | 9 | | (5 ILCS 420/1-102.5 new) | 10 | | Sec. 1-102.5. Asset. "Asset" means, for the purposes of | 11 | | Sections 4A-102 and 4A-103, an item that is owned and has | 12 | | monetary value. For the purposes of Sections 4A-102 and | 13 | | 4A-103, assets include, but are not limited to: stocks, bonds | 14 | | (except those issued by the federal, state, or local | 15 | | governments), sector mutual funds, sector exchange traded | 16 | | funds, commodity futures, investment real estate, and | 17 | | partnership interests. For the purposes of Sections 4A-102 and | 18 | | 4A-103, assets do not include: personal residences; personal | 19 | | vehicles; savings or checking accounts; bonds, notes, or | 20 | | securities issued by any branch of federal, state, or local | 21 | | government; Medicare benefits; inheritances or bequests; | 22 | | diversified mutual funds; annuities; pensions (including | 23 | | government pensions); retirement accounts; college savings |
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| 1 | | plans that are qualified tuition plans; qualified | 2 | | tax-advantaged savings programs that allow individuals to save | 3 | | for disability-related expenses; non-income producing trust | 4 | | holdings; or tangible personal property. | 5 | | (5 ILCS 420/1-104.3 new) | 6 | | Sec. 1-104.3. Creditor. "Creditor" means, for the purposes | 7 | | of Sections 4A-102 and 4A-103, an individual, organization, or | 8 | | other business entity to whom money or its equivalent is owed, | 9 | | no matter whether that obligation is secured or unsecured, | 10 | | except that if a filer makes a loan to members of his or her | 11 | | family, or a political committee registered with the Illinois | 12 | | State Board of Election, or a political committee, principal | 13 | | campaign committee, or authorized committee registered with | 14 | | the Federal Election Commission, then that filer does not, by | 15 | | making such a loan, become a creditor of that individual or | 16 | | entity for the purposes of Sections 4A-102 and 4A-103 of this | 17 | | Act. | 18 | | (5 ILCS 420/1-104.4 new) | 19 | | Sec. 1-104.4. Debt. "Debt" means, for the purposes of | 20 | | Sections 4A-102 and 4A-103, any money or monetary obligation | 21 | | owed at any time during the preceding calendar year to an | 22 | | individual, company, or other organization, other than a loan | 23 | | that is from a financial institution, government agency, or | 24 | | business entity and that is granted on terms made available to |
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| 1 | | the general public. For the purposes of Sections 4A-102 and | 2 | | 4A-103, "debt" includes, but is not limited to: personal loans | 3 | | from friends or business associates, business loans made | 4 | | outside the lender's regular course of business, and loans | 5 | | made at below market rates. For the purposes of Sections | 6 | | 4A-102 and 4A-103, "debt" does not include: (i) debts to or | 7 | | from financial institutions or government entities, such as | 8 | | mortgages, student loans, credit card debts, or loans secured | 9 | | by automobiles, household furniture, or appliances, as long as | 10 | | those loans were made on terms available to the general public | 11 | | and do not exceed the purchase price of the items securing | 12 | | them; or (ii) debts to or from a political committee | 13 | | registered with the Illinois State Board of Elections or | 14 | | political committees, principal campaign committees, or | 15 | | authorized committees registered with the Federal Election | 16 | | Commission. | 17 | | (5 ILCS 420/1-104.5 new) | 18 | | Sec. 1-104.5. Diversified funds. "Diversified funds" means | 19 | | investment products, such as mutual funds, exchange traded | 20 | | funds, or unit investment trusts, that invest in a wide | 21 | | variety of securities. | 22 | | (5 ILCS 420/1-105.2 new) | 23 | | Sec. 1-105.2. Economic relationship. "Economic | 24 | | relationship" means, for the purposes of Sections 4A-102 and |
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| 1 | | 4A-103, any joint or shared ownership interests in businesses | 2 | | and creditor-debtor relationships with third parties, other | 3 | | than commercial lending institutions, where: (a) the filer is | 4 | | entitled to receive (i) more than 7.5% of the total | 5 | | distributable income, or (ii) an amount in excess of the | 6 | | salary of the Governor; or (b) the filer together with his or | 7 | | her spouse or minor children is entitled to receive (i) more | 8 | | than 15%, in the aggregate, of the total distributable income, | 9 | | or (ii) an amount in excess of 2 times the salary of the | 10 | | Governor. | 11 | | (5 ILCS 420/1-105.3 new) | 12 | | Sec. 1-105.3. Family. "Family" means, for the purposes of | 13 | | Sections 4A-102 and 4A-103, a filer's spouse, children, | 14 | | step-children, parents, step-parents, siblings, | 15 | | step-siblings, half-siblings, sons-in-law, daughters-in-law, | 16 | | grandfathers, grandmothers, grandsons, and granddaughters, as | 17 | | well as the father, mother, grandfather, and grandmother of | 18 | | the filer's spouse. | 19 | | (5 ILCS 420/1-105.4 new) | 20 | | Sec. 1-105.4. Immediate family. "Immediate family" means, | 21 | | for the purposes of Sections 4A-102 and 4A-103, family of the | 22 | | filer living in the filer's residence. | 23 | | (5 ILCS 420/1-105.5 new) |
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| 1 | | Sec. 1-105.5. Filer. "Filer" means, for the purposes of | 2 | | Section 4A-102 and 4A-103, a person required to file a | 3 | | statement of economic interests pursuant to this Act. | 4 | | (5 ILCS 420/1-105.6 new) | 5 | | Sec. 1-105.6. Income. "Income" means, for the purposes of | 6 | | Sections 4A-102 and 4A-103, income from whatever source | 7 | | derived, required to be reported on the filer's federal income | 8 | | tax return, including, but not limited to: compensation | 9 | | received for services rendered or to be rendered (as reported | 10 | | on any Internal Revenue Service forms, including, but not | 11 | | limited to, W-2, 1099, or K-1); earnings or capital gains from | 12 | | the sale of assets; profit; interest or dividend income from | 13 | | all assets; revenue from leases and rentals, royalties, | 14 | | prizes, awards, or barter; forgiveness of debt; and earnings | 15 | | derived from annuities or trusts other than testamentary | 16 | | trusts. "Income" does not include compensation earned for | 17 | | service in the position that necessitates the filing of the | 18 | | statement of economic interests or income from the sale of a | 19 | | personal residence or personal vehicle. | 20 | | (5 ILCS 420/1-105.7 new) | 21 | | Sec. 1-105.7. Investment real estate. "Investment real | 22 | | estate" means any real property, other than a filer's personal | 23 | | residences, purchased to produce a profit, whether from income | 24 | | or resale. Investment real estate may be described by the city |
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| 1 | | and state where the real estate is located.
| 2 | | (5 ILCS 420/1-110) (from Ch. 127, par. 601-110)
| 3 | | Sec. 1-110.
"Lobbyist" means an individual who is required | 4 | | to be registered to engage in lobbying activities pursuant to | 5 | | any statute, regulation, or ordinance adopted by a unit of | 6 | | government in the State of Illinois any person required to be | 7 | | registered under
"An Act concerning lobbying and providing a | 8 | | penalty for violation thereof",
approved July 10, 1957, as | 9 | | amended .
| 10 | | (Source: Laws 1967, p. 3401.)
| 11 | | (5 ILCS 420/1-112.5 new) | 12 | | Sec. 1-112.5. Personal residence. "Personal residence" | 13 | | means, for the purposes of Sections 4A-102 and 4A-103, a | 14 | | filer's primary home residence and any residential real | 15 | | property held by the filer and used by the filer for | 16 | | residential rather than commercial or income generating | 17 | | purposes. | 18 | | (5 ILCS 420/1-113.6 new) | 19 | | Sec. 1-113.6. Sector funds. "Sector funds" means mutual | 20 | | funds or exchange traded funds invested in a particular | 21 | | industry or business. | 22 | | (5 ILCS 420/1-113.7 new) |
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| 1 | | Sec. 1-113.7. Spouse. "Spouse" means a party to a | 2 | | marriage, a party to a civil union, or a registered domestic | 3 | | partner. | 4 | | (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
| 5 | | Sec. 4A-102. The statement of economic interests required | 6 | | by this Article
shall include the economic interests of the | 7 | | person making the statement as
provided in this Section. The | 8 | | following interests shall be listed by all persons required to | 9 | | file: | 10 | | (1) each asset that has a value of more than $25,000 as | 11 | | of the end of the preceding calendar year and is: (i) held | 12 | | in the filer's name, (ii) held jointly by the filer with | 13 | | his or her spouse, or (iii) held jointly by the filer with | 14 | | his or her minor child or children; | 15 | | (2) excluding the income from the position that | 16 | | requires the filing of a statement of economic interests | 17 | | under this Act, each source of income that generated in | 18 | | excess of $10,000 in income during the preceding calendar | 19 | | year (as reported on the filer's federal income tax return | 20 | | covering the preceding calendar year), including a general | 21 | | description of the type of services provided in that | 22 | | source of income, and, if the sale or transfer of an asset | 23 | | produced more than $10,000 in capital gains during the | 24 | | preceding calendar year, the transaction date on which | 25 | | that asset was sold or transferred; |
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| 1 | | (3) each creditor of a debt in excess of $25,000 that, | 2 | | during the preceding calendar year, was: (i) owed by the | 3 | | filer, (ii) owed jointly by the filer with his or her | 4 | | spouse, or (iii) owed jointly by the filer with his or her | 5 | | minor child or children; | 6 | | (4) each debtor of a debt in excess of $25,000 that, | 7 | | during the preceding calendar year, was: (i) owed to the | 8 | | filer, (ii) owed jointly to the filer with his or her | 9 | | spouse, or (iii) owed jointly to the filer with his or her | 10 | | minor child or children; | 11 | | (5) each lobbyist known to the filer to be registered | 12 | | with any unit of government in the State of Illinois: (i) | 13 | | with whom the filer maintains an economic relationship, or | 14 | | (ii) who is a member of the filer's immediate family; and | 15 | | (6) each source and type of gift or gifts, or | 16 | | honorarium or honoraria, valued singly or in the aggregate | 17 | | in excess of $1,000 that was received during the preceding | 18 | | calendar year. | 19 | | For the purposes of this Section, the unit of local | 20 | | government in relation to which a person is required to file | 21 | | under item (o) of Section 4A-101 shall be the unit of local | 22 | | government that contributes to the pension fund of which such | 23 | | person is a member of the board. | 24 | | The interest (if constructively controlled by the
person | 25 | | making the statement) of a spouse or any other party, shall be
| 26 | | considered to be the same as the interest of the person making |
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| 1 | | the
statement. Campaign receipts shall not be included in this | 2 | | statement.
| 3 | | (a) The following interests shall be listed by all | 4 | | persons required to
file:
| 5 | | (1) The name, address and type of practice of any | 6 | | professional
organization or individual professional | 7 | | practice in which the person making
the statement was | 8 | | an officer, director, associate, partner or | 9 | | proprietor,
or served in any advisory capacity, from | 10 | | which income in excess of $1200
was derived during the | 11 | | preceding calendar year;
| 12 | | (2) The nature of professional services (other | 13 | | than services rendered to
the unit or units of | 14 | | government in relation to which the person is required
| 15 | | to file)
and the nature of the entity to which they | 16 | | were rendered if fees exceeding
$5,000 were received | 17 | | during the preceding calendar year from the entity for
| 18 | | professional services rendered by the person making | 19 | | the statement.
| 20 | | (3) The identity (including the address or legal | 21 | | description of real
estate) of any capital asset from | 22 | | which a capital gain of $5,000 or more
was realized in | 23 | | the preceding calendar year.
| 24 | | (4) The name of any unit of government which has | 25 | | employed the person
making the statement during the | 26 | | preceding calendar year other than the unit
or units |
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| 1 | | of government in relation to which the person is | 2 | | required to file.
| 3 | | (5) The name of any entity from which a gift or | 4 | | gifts, or honorarium or
honoraria, valued singly or in | 5 | | the aggregate in excess of $500, was
received during | 6 | | the preceding calendar year.
| 7 | | (b) The following interests shall also be listed by | 8 | | persons listed in
items (a) through (f), item (l), item | 9 | | (n), and item (p) of Section 4A-101:
| 10 | | (1) The name and instrument of ownership in any | 11 | | entity doing business in
the State of Illinois, in | 12 | | which an ownership interest held by the person at
the | 13 | | date of filing is in excess of $5,000 fair market value | 14 | | or from which
dividends of in excess of $1,200 were | 15 | | derived during the preceding calendar
year. (In the | 16 | | case of real estate, location thereof shall be listed | 17 | | by
street address, or if none, then by legal | 18 | | description). No time or demand
deposit in a financial | 19 | | institution, nor any debt instrument need be listed;
| 20 | | (2) Except for professional service entities, the | 21 | | name of any entity and
any position held therein from | 22 | | which income of in excess of $1,200 was
derived during | 23 | | the preceding calendar year, if the entity does | 24 | | business in
the State of Illinois. No time or demand | 25 | | deposit in a financial
institution, nor any debt | 26 | | instrument need be listed.
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| 1 | | (3) The identity of any compensated lobbyist with | 2 | | whom the person making
the statement maintains a close | 3 | | economic association, including the name of
the | 4 | | lobbyist and specifying the legislative matter or | 5 | | matters which are the
object of the lobbying activity, | 6 | | and describing the general type of
economic activity | 7 | | of the client or principal on whose behalf that person | 8 | | is
lobbying.
| 9 | | (c) The following interests shall also be listed by | 10 | | persons listed in
items (a) through (c) and item (e) of | 11 | | Section 4A-101.5:
| 12 | | (1) The name and instrument of ownership in any | 13 | | entity doing business
with a unit of local government | 14 | | in relation to which the person is
required to file if | 15 | | the ownership interest of the person filing is greater
| 16 | | than $5,000 fair market value as of the date of filing | 17 | | or if dividends in
excess of $1,200 were received from | 18 | | the entity during the preceding
calendar year. (In the | 19 | | case of real estate, location thereof shall be
listed | 20 | | by street address, or if none, then by legal | 21 | | description). No time
or demand deposit in a financial | 22 | | institution, nor any debt instrument need
be listed.
| 23 | | (2) Except for professional service entities, the | 24 | | name of any entity and
any position held therein from | 25 | | which income in excess of $1,200 was derived
during | 26 | | the preceding calendar year if the entity does |
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| 1 | | business with a
unit of local government in relation | 2 | | to which the person is required to
file. No time or | 3 | | demand deposit in a financial institution, nor any | 4 | | debt
instrument need be listed.
| 5 | | (3) The name of any entity and the nature of the | 6 | | governmental action
requested by any entity which has | 7 | | applied to a unit of local
government
in relation to | 8 | | which the person must file for any license, franchise | 9 | | or
permit for annexation, zoning or rezoning of real | 10 | | estate during the
preceding calendar year if the | 11 | | ownership interest of the person filing is
in excess | 12 | | of $5,000 fair market value at the time of filing or if | 13 | | income or
dividends in excess of $1,200 were received | 14 | | by the person filing from the
entity during the | 15 | | preceding calendar year.
| 16 | | For the purposes of this Section, the unit of local | 17 | | government in relation to which a person required to file | 18 | | under item (e) of Section 4A-101.5 shall be the unit of local | 19 | | government that contributes to the pension fund of which such | 20 | | person is a member of the board. | 21 | | (Source: P.A. 101-221, eff. 8-9-19.)
| 22 | | (5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
| 23 | | Sec. 4A-103.
The statement of economic interests required | 24 | | by this Article to be filed
with the Secretary of State or | 25 | | county clerk shall be filled in by
typewriting or hand |
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| 1 | | printing, shall be verified, dated, and signed by the
person | 2 | | making the statement and shall contain substantially the | 3 | | following:
| 4 | | STATEMENT OF ECONOMIC INTERESTS | 5 | | INSTRUCTIONS: | 6 | | You may find the following documents helpful to you in | 7 | | completing this form: | 8 | | (1) federal income tax returns, including any related | 9 | | schedules, attachments, and forms; and | 10 | | (2) investment and brokerage statements. | 11 | | To complete this form, you do not need to disclose | 12 | | specific amounts or values or report interests relating either | 13 | | to political committees registered with the Illinois State | 14 | | Board of Elections or to political committees, principal | 15 | | campaign committees, or authorized committees registered with | 16 | | the Federal Election Commission. | 17 | | The information you disclose will be available to the | 18 | | public. | 19 | | You must answer all 6 questions. Certain questions will | 20 | | ask you to report any applicable assets or debts held in your | 21 | | name; held jointly with your spouse; or held jointly by you | 22 | | with your minor child. If you have any concerns about whether | 23 | | an interest should be reported, please consult your | 24 | | department's ethics officer, if applicable. |
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| 1 | | Please ensure that the information you provide is complete | 2 | | and accurate. If you need more space than the form allows, | 3 | | please attach additional pages for your response. If you are | 4 | | subject to the State Officials and Employees Ethics Act, your | 5 | | ethics officer must review your statement of economic | 6 | | interests before you file it. Failure to complete the | 7 | | statement in good faith and within the prescribed deadline may | 8 | | subject you to fines, imprisonment, or both. | 9 | | BASIC INFORMATION: | 10 | | Name: ....................................................... | 11 | | Job title: ................................................... | 12 | | Office, department, or agency that requires you to file this | 13 | | form: ........................................................ | 14 | | Other offices, departments, or agencies that require you to | 15 | | file a Statement of Economic Interests form: ................ | 16 | | Full mailing address: ....................................... | 17 | | Preferred e-mail address (optional) ......................... | 18 | | QUESTIONS: | 19 | | 1. If you have any single asset that was worth more than | 20 | | $25,000 as of the end of the preceding calendar year and is | 21 | | held in your name, held jointly by you with your spouse, or | 22 | | held jointly by you with your minor child,
list such assets | 23 | | below. In the case of investment real estate, list the city and | 24 | | state where the investment real estate is located. If you do |
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| 1 | | not have any such assets, list "none" below. | 2 | | ............................................................. | 3 | | ............................................................. | 4 | | ............................................................. | 5 | | ............................................................. | 6 | | ............................................................. | 7 | | 2. Excluding the position for which you are required to | 8 | | file this form, list the source of any income in excess of | 9 | | $10,000 in income as reported on your federal income tax | 10 | | return covering the preceding calendar year, including a | 11 | | general description of the type of services provided in that | 12 | | source of income. If you sold an asset that produced more than | 13 | | $10,000 in capital gains in the preceding calendar year, list | 14 | | the name of the asset and the transaction date on which the | 15 | | sale or transfer took place. If you had no other sources of | 16 | | income exceeding $10,000, list "none" below. |
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17 | | Source of Income / Name of |
Date Sold (if applicable) |
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18 | | Asset | |
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19 | | ............................... |
............................... |
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20 | | ............................... |
............................... |
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21 | | ............................... |
............................... |
| 22 | | 3. Excluding debts incurred on terms available to the | 23 | | general public, such as mortgages, student loans, and credit | 24 | | card debts, if you owed any single debt in the preceding | 25 | | calendar year exceeding $25,000, list the creditor of the debt |
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| 1 | | below. If you had no such debts, list "none" below. | 2 | | List the creditor for all applicable debts owed by you, | 3 | | owed jointly by you with your spouse, or owed jointly by you | 4 | | with your minor child. In addition to the types of debts listed | 5 | | above, you do not need to report any debts to or from financial | 6 | | institutions or government agencies, such as debts secured by | 7 | | automobiles, household furniture or appliances, as long as the | 8 | | debt was made on terms available to the general public, debts | 9 | | to members of your family, or debts to or from a political | 10 | | committee registered with the Illinois State Board of | 11 | | Elections or any political committee, principal campaign | 12 | | committee, or authorized committee registered with the Federal | 13 | | Election Commission. | 14 | | ............................................................. | 15 | | ............................................................. | 16 | | ............................................................. | 17 | | ............................................................. | 18 | | 4. Excluding debts owed to you by members of your family or | 19 | | by a political committee, if there is any entity or person who | 20 | | owed any debt to you in the preceding calendar year exceeding | 21 | | $25,000, list the debtor below. If no such debts were owed to | 22 | | you, list "none" below. | 23 | | List the debtor for all applicable debts owed to you, owed | 24 | | jointly to you with your spouse, or owed jointly to you with | 25 | | your minor child. You do not need to report loans made to | 26 | | members of your family or to a political committee registered |
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| 1 | | with the Illinois State Board of Elections or any political | 2 | | committee, principal campaign committee, or authorized | 3 | | committee registered with the Federal Election Commission. | 4 | | ............................................................. | 5 | | ............................................................. | 6 | | ............................................................. | 7 | | 5. If you maintain an economic relationship with a | 8 | | lobbyist or if a member of your immediate family is known to | 9 | | you to be a lobbyist registered with any unit of government in | 10 | | the State of Illinois, list the name of the lobbyist below and | 11 | | identify the nature of your relationship with the lobbyist. If | 12 | | you do not have an economic relationship with a lobbyist, list | 13 | | "none" below. |
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14 | | Name of Lobbyist |
Relationship to Filer |
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15 | | ............................... |
............................... |
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16 | | ............................... |
............................... |
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17 | | ............................... |
............................... |
| 18 | | 6. List the name of any person, organization, or entity | 19 | | that was the source of a gift or gifts, or honorarium or | 20 | | honoraria, valued singly or in the aggregate in excess of | 21 | | $1,000 received during the preceding calendar year. | 22 | | ............................................................. | 23 | | ............................................................. | 24 | | ............................................................. |
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| 1 | | VERIFICATION: | 2 | | "I declare that this statement of economic interests | 3 | | (including any attachments) has been examined by me and to the | 4 | | best of my knowledge and belief is a true, correct and complete | 5 | | statement of my economic interests as required by the Illinois | 6 | | Governmental Ethics Act. I understand that the penalty for | 7 | | willfully filing a false or incomplete statement is a fine not | 8 | | to exceed $2,500 or imprisonment in a penal institution other | 9 | | than the penitentiary not to exceed one year, or both fine and | 10 | | imprisonment." | 11 | | Printed Name of Filer ........................................ | 12 | | Date ......................................................... | 13 | | Signature .................................................... | 14 | | If this statement of economic interests requires ethics | 15 | | officer review prior to filing, the applicable ethics officer | 16 | | must complete the following: | 17 | | CERTIFICATION OF ETHICS OFFICER REVIEW: | 18 | | "In accordance with law, as Ethics Officer, I reviewed | 19 | | this statement of economic interests prior to its filing." | 20 | | Printed Name of Ethics Officer ............................... | 21 | | Date ......................................................... | 22 | | Signature .................................................... | 23 | | Preferred e-mail address (optional) ......................... |
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| 1 | | STATEMENT OF ECONOMIC INTEREST
| 2 | | (TYPE OR HAND PRINT)
| 3 | | .............................................................
| 4 | | (name)
| 5 | | .............................................................
| 6 | | (each office or position of employment for which this
| 7 | | statement is filed)
| 8 | | .............................................................
| 9 | | (full mailing address)
| 10 | | GENERAL DIRECTIONS:
| 11 | | The interest (if constructively controlled by the person | 12 | | making the
statement) of a spouse or any other party, shall be | 13 | | considered to be the
same as the interest of the person making | 14 | | the statement.
| 15 | | Campaign receipts shall not be included in this statement.
| 16 | | If additional space is needed, please attach supplemental | 17 | | listing.
| 18 | | 1. List the name and instrument of ownership in any entity | 19 | | doing
business in the State of Illinois, in which the | 20 | | ownership interest held by
the person at the date of filing is | 21 | | in excess of $5,000 fair market value
or from which dividends | 22 | | in excess of $1,200 were derived during the
preceding calendar | 23 | | year. (In the case of real estate, location thereof
shall be | 24 | | listed by street address, or if none, then by legal | 25 | | description.)
No time or demand deposit in a financial | 26 | | institution, nor any debt
instrument need be listed.
| |
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| 1 | | Business Entity |
Instrument of Ownership |
|
2 | | ............................... |
............................... |
|
3 | | ............................... |
............................... |
|
4 | | ............................... |
............................... |
|
5 | | ............................... |
............................... |
|
6 | | 2. List the name, address and type of practice of any | 7 | | professional
organization in which the person making the | 8 | | statement was an officer,
director, associate, partner or | 9 | | proprietor or served in any advisory
capacity, from which | 10 | | income in excess of $1,200 was derived during the
preceding | 11 | | calendar year.
|
|
12 | | Name |
Address |
Type of Practice |
|
13 | | .................... |
.................... |
..................... |
|
14 | | .................... |
.................... |
..................... |
|
15 | | .................... |
.................... |
..................... |
|
16 | | 3. List the nature of professional services rendered | 17 | | (other than to the
State of Illinois) to each entity from which | 18 | | income exceeding $5,000 was
received for professional services | 19 | | rendered during the preceding calendar
year by the person | 20 | | making the statement.
| 21 | | .............................................................
| 22 | | .............................................................
| 23 | | 4. List the identity (including the address or legal | 24 | | description of real
estate) of any capital asset from which a | 25 | | capital gain of $5,000 or more
was realized during the | 26 | | preceding calendar year.
|
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| 1 | | .............................................................
| 2 | | .............................................................
| 3 | | 5. List the identity of any compensated lobbyist with whom | 4 | | the person
making the statement maintains a close economic | 5 | | association, including the
name of the lobbyist and specifying | 6 | | the legislative matter or matters which
are the object of the | 7 | | lobbying activity, and describing the general type of
economic | 8 | | activity of the client or principal on whose behalf that | 9 | | person is
lobbying.
|
|
10 | | Lobbyist |
Legislative Matter |
Client or Principal |
|
11 | | .................... |
.................... |
..................... |
|
12 | | .................... |
.................... |
..................... |
|
13 | | 6. List the name of any entity doing business in the State | 14 | | of Illinois
from which income in excess of $1,200 was derived | 15 | | during the preceding
calendar year other than for professional | 16 | | services and the title or
description of any position held in | 17 | | that entity. (In the case of real
estate, location thereof | 18 | | shall be listed by street address, or if none,
then by legal | 19 | | description). No time or demand deposit in a financial
| 20 | | institution nor any debt instrument need be listed.
|
|
21 | | Entity |
Position Held |
|
22 | | ............................... |
............................... |
|
23 | | ............................... |
............................... |
|
24 | | ............................... |
............................... |
|
25 | | 7. List the name of any unit of government which employed | 26 | | the person
making the statement during the preceding calendar |
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| 1 | | year other than the unit
or units
of government in relation to | 2 | | which the person is required to file.
| 3 | | .............................................................
| 4 | | .............................................................
| 5 | | 8. List the name of any entity from which a gift or gifts, | 6 | | or honorarium
or honoraria, valued singly or in the aggregate | 7 | | in excess of $500, was
received during the preceding calendar | 8 | | year.
| 9 | | .............................................................
| 10 | | VERIFICATION:
| 11 | | "I declare that this statement of economic interests | 12 | | (including any
accompanying schedules and statements) has been | 13 | | examined by me and to the
best of my knowledge and belief is a | 14 | | true, correct and complete statement
of my economic interests | 15 | | as required by the Illinois Governmental Ethics
Act. I | 16 | | understand that the penalty for willfully filing a false or
| 17 | | incomplete statement shall be a fine not to exceed $1,000 or | 18 | | imprisonment
in a penal institution other than the | 19 | | penitentiary not to exceed one year,
or both fine and | 20 | | imprisonment."
| 21 | | ................ ..........................................
| 22 | | (date of filing) (signature of person making the statement)
| 23 | | (Source: P.A. 95-173, eff. 1-1-08.)
| 24 | | (5 ILCS 420/4A-108) | 25 | | Sec. 4A-108. Internet-based systems of filing. |
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| 1 | | (a) Notwithstanding any other provision of this Act or any | 2 | | other law, the Secretary of State and county clerks are | 3 | | authorized to institute an Internet-based system for the | 4 | | filing of statements of economic interests in their offices. | 5 | | With respect to county clerk systems, the determination to | 6 | | institute such a system shall be in the sole discretion of the | 7 | | county clerk and shall meet the requirements set out in this | 8 | | Section. With respect to a Secretary of State system, the | 9 | | determination to institute such a system shall be in the sole | 10 | | discretion of the Secretary of State and shall meet the | 11 | | requirements set out in this Section and those Sections of the | 12 | | State Officials and Employees Ethics Act requiring ethics | 13 | | officer review prior to filing. The system shall be capable of | 14 | | allowing an ethics officer to approve a statement of economic | 15 | | interests and shall include a means to amend a statement of | 16 | | economic interests. When this Section does not modify or | 17 | | remove the requirements set forth elsewhere in this Article, | 18 | | those requirements shall apply to any system of Internet-based | 19 | | filing authorized by this Section. When this Section does | 20 | | modify or remove the requirements set forth elsewhere in this | 21 | | Article, the provisions of this Section shall apply to any | 22 | | system of Internet-based filing authorized by this Section. | 23 | | (b) In any system of Internet-based filing of statements | 24 | | of economic interests instituted by the Secretary of State or | 25 | | a county clerk: | 26 | | (1) Any filing of an Internet-based statement of |
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| 1 | | economic interests shall be the equivalent of the filing | 2 | | of a verified, written statement of economic interests as | 3 | | required by Section 4A-101 or 4A-101.5 and the equivalent | 4 | | of the filing of a verified, dated, and signed statement | 5 | | of economic interests as required by Section 4A-103 | 6 | | 4A-104 . | 7 | | (2) The Secretary of State and county clerks who | 8 | | institute a system of Internet-based filing of statements | 9 | | of economic interests shall establish a password-protected | 10 | | website to receive the filings of such statements. A | 11 | | website established under this Section shall set forth and | 12 | | provide a means of responding to the items set forth in | 13 | | Section 4A-103 4A-102 that are required of a person who | 14 | | files a statement of economic interests with that officer. | 15 | | A website established under this Section shall set forth | 16 | | and provide a means of generating a printable receipt page | 17 | | acknowledging filing. | 18 | | (3) The times for the filing of statements of economic | 19 | | interests set forth in Section 4A-105 shall be followed in | 20 | | any system of Internet-based filing of statements of | 21 | | economic interests; provided that a candidate for elective | 22 | | office who is required to file a statement of economic | 23 | | interests in relation to his or her candidacy pursuant to | 24 | | Section 4A-105(a) shall receive a written or printed | 25 | | receipt for his or her filing. | 26 | | A candidate filing for Governor, Lieutenant Governor, |
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| 1 | | Attorney General, Secretary of State, Treasurer, | 2 | | Comptroller, State Senate, or State House of | 3 | | Representatives shall not use the Internet to file his or | 4 | | her statement of economic interests, but shall file his or | 5 | | her statement of economic interests in a written or | 6 | | printed form and shall receive a written or printed | 7 | | receipt for his or her filing. Annually, the duly | 8 | | appointed ethics officer for each legislative caucus shall | 9 | | certify to the Secretary of State whether his or her | 10 | | caucus members will file their statements of economic | 11 | | interests electronically or in a written or printed format | 12 | | for that year. If the ethics officer for a caucus | 13 | | certifies that the statements of economic interests shall | 14 | | be written or printed, then members of the General | 15 | | Assembly of that caucus shall not use the Internet to file | 16 | | his or her statement of economic interests, but shall file | 17 | | his or her statement of economic interests in a written or | 18 | | printed form and shall receive a written or printed | 19 | | receipt for his or her filing. If no certification is made | 20 | | by an ethics officer for a legislative caucus, or if a | 21 | | member of the General Assembly is not affiliated with a | 22 | | legislative caucus, then the affected member or members of | 23 | | the General Assembly may file their statements of economic | 24 | | interests using the Internet. | 25 | | (4) In the first year of the implementation of a | 26 | | system of Internet-based filing of statements of economic |
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| 1 | | interests, each person required to file such a statement | 2 | | is to be notified in writing of his or her obligation to | 3 | | file his or her statement of economic interests by way of | 4 | | the Internet-based system. If access to the website web | 5 | | site requires a code or password, this information shall | 6 | | be included in the notice prescribed by this paragraph. | 7 | | (5) When a person required to file a statement of | 8 | | economic interests has supplied the Secretary of State or | 9 | | a county clerk, as applicable, with an email address for | 10 | | the purpose of receiving notices under this Article by | 11 | | email, a notice sent by email to the supplied email | 12 | | address shall be the equivalent of a notice sent by first | 13 | | class mail, as set forth in Section 4A-106 or 4A-106.5. A | 14 | | person who has supplied such an email address shall notify | 15 | | the Secretary of State or county clerk, as applicable, | 16 | | when his or her email address changes or if he or she no | 17 | | longer wishes to receive notices by email. | 18 | | (6) If any person who is required to file a statement | 19 | | of economic interests and who has chosen to receive | 20 | | notices by email fails to file his or her statement by May | 21 | | 10, then the Secretary of State or county clerk, as | 22 | | applicable, shall send an additional email notice on that | 23 | | date, informing the person that he or she has not filed and | 24 | | describing the penalties for late filing and failing to | 25 | | file. This notice shall be in addition to other notices | 26 | | provided for in this Article. |
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| 1 | | (7) The Secretary of State and each county clerk who | 2 | | institutes a system of Internet-based filing of statements | 3 | | of economic interests may also institute an Internet-based | 4 | | process for the filing of the list of names and addresses | 5 | | of persons required to file statements of economic | 6 | | interests by the chief administrative officers that must | 7 | | file such information with the Secretary of State or | 8 | | county clerk, as applicable, pursuant to Section 4A-106 or | 9 | | 4A-106.5. Whenever the Secretary of State or a county | 10 | | clerk institutes such a system under this paragraph, every | 11 | | chief administrative officer must use the system to file | 12 | | this information. | 13 | | (8) The Secretary of State and any county clerk who | 14 | | institutes a system of Internet-based filing of statements | 15 | | of economic interests shall post the contents of such | 16 | | statements filed with him or her available for inspection | 17 | | and copying on a publicly accessible website. Such | 18 | | postings shall not include the addresses or signatures of | 19 | | the filers.
| 20 | | (Source: P.A. 100-1041, eff. 1-1-19; 101-221, eff. 8-9-19; | 21 | | revised 9-12-19.)
| 22 | | (5 ILCS 420/4A-104 rep.)
| 23 | | Section 10. The Illinois Governmental Ethics Act is | 24 | | amended by repealing Section 4A-104. |
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| 1 | | Section 98. Applicability. The provisions of this | 2 | | amendatory Act of the 102nd General Assembly concerning | 3 | | statements of economic interests shall apply to statements of | 4 | | economic interests filed in 2022 and for each year thereafter. | 5 | | Any statement of economic interests filed prior to 2022 shall | 6 | | apply the law in effect before the effective date of this | 7 | | amendatory Act of the 102nd General Assembly.
| 8 | | Section 99. Effective date. This Act takes effect upon | 9 | | becoming law. |
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