Rep. Greg Harris

Filed: 3/19/2014

 

 


 

 


 
09800HB4327ham001LRB098 18752 KTG 57139 a

1
AMENDMENT TO HOUSE BILL 4327

2    AMENDMENT NO. ______. Amend House Bill 4327 by replacing
3everything after the enacting clause with the following:
 
4    "Section 5. The Open Meetings Act is amended by changing
5Section 2 as follows:
 
6    (5 ILCS 120/2)  (from Ch. 102, par. 42)
7    Sec. 2. Open meetings.
8    (a) Openness required. All meetings of public bodies shall
9be open to the public unless excepted in subsection (c) and
10closed in accordance with Section 2a.
11    (b) Construction of exceptions. The exceptions contained
12in subsection (c) are in derogation of the requirement that
13public bodies meet in the open, and therefore, the exceptions
14are to be strictly construed, extending only to subjects
15clearly within their scope. The exceptions authorize but do not
16require the holding of a closed meeting to discuss a subject

 

 

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1included within an enumerated exception.
2    (c) Exceptions. A public body may hold closed meetings to
3consider the following subjects:
4        (1) The appointment, employment, compensation,
5    discipline, performance, or dismissal of specific
6    employees of the public body or legal counsel for the
7    public body, including hearing testimony on a complaint
8    lodged against an employee of the public body or against
9    legal counsel for the public body to determine its
10    validity.
11        (2) Collective negotiating matters between the public
12    body and its employees or their representatives, or
13    deliberations concerning salary schedules for one or more
14    classes of employees.
15        (3) The selection of a person to fill a public office,
16    as defined in this Act, including a vacancy in a public
17    office, when the public body is given power to appoint
18    under law or ordinance, or the discipline, performance or
19    removal of the occupant of a public office, when the public
20    body is given power to remove the occupant under law or
21    ordinance.
22        (4) Evidence or testimony presented in open hearing, or
23    in closed hearing where specifically authorized by law, to
24    a quasi-adjudicative body, as defined in this Act, provided
25    that the body prepares and makes available for public
26    inspection a written decision setting forth its

 

 

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1    determinative reasoning.
2        (5) The purchase or lease of real property for the use
3    of the public body, including meetings held for the purpose
4    of discussing whether a particular parcel should be
5    acquired.
6        (6) The setting of a price for sale or lease of
7    property owned by the public body.
8        (7) The sale or purchase of securities, investments, or
9    investment contracts. This exception shall not apply to the
10    investment of assets or income of funds deposited into the
11    Illinois Prepaid Tuition Trust Fund.
12        (8) Security procedures and the use of personnel and
13    equipment to respond to an actual, a threatened, or a
14    reasonably potential danger to the safety of employees,
15    students, staff, the public, or public property.
16        (9) Student disciplinary cases.
17        (10) The placement of individual students in special
18    education programs and other matters relating to
19    individual students.
20        (11) Litigation, when an action against, affecting or
21    on behalf of the particular public body has been filed and
22    is pending before a court or administrative tribunal, or
23    when the public body finds that an action is probable or
24    imminent, in which case the basis for the finding shall be
25    recorded and entered into the minutes of the closed
26    meeting.

 

 

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1        (12) The establishment of reserves or settlement of
2    claims as provided in the Local Governmental and
3    Governmental Employees Tort Immunity Act, if otherwise the
4    disposition of a claim or potential claim might be
5    prejudiced, or the review or discussion of claims, loss or
6    risk management information, records, data, advice or
7    communications from or with respect to any insurer of the
8    public body or any intergovernmental risk management
9    association or self insurance pool of which the public body
10    is a member.
11        (13) Conciliation of complaints of discrimination in
12    the sale or rental of housing, when closed meetings are
13    authorized by the law or ordinance prescribing fair housing
14    practices and creating a commission or administrative
15    agency for their enforcement.
16        (14) Informant sources, the hiring or assignment of
17    undercover personnel or equipment, or ongoing, prior or
18    future criminal investigations, when discussed by a public
19    body with criminal investigatory responsibilities.
20        (15) Professional ethics or performance when
21    considered by an advisory body appointed to advise a
22    licensing or regulatory agency on matters germane to the
23    advisory body's field of competence.
24        (16) Self evaluation, practices and procedures or
25    professional ethics, when meeting with a representative of
26    a statewide association of which the public body is a

 

 

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1    member.
2        (17) The recruitment, credentialing, discipline or
3    formal peer review of physicians or other health care
4    professionals for a hospital, or other institution
5    providing medical care, that is operated by the public
6    body.
7        (18) Deliberations for decisions of the Prisoner
8    Review Board.
9        (19) Review or discussion of applications received
10    under the Experimental Organ Transplantation Procedures
11    Act.
12        (20) The classification and discussion of matters
13    classified as confidential or continued confidential by
14    the State Government Suggestion Award Board.
15        (21) Discussion of minutes of meetings lawfully closed
16    under this Act, whether for purposes of approval by the
17    body of the minutes or semi-annual review of the minutes as
18    mandated by Section 2.06.
19        (22) Deliberations for decisions of the State
20    Emergency Medical Services Disciplinary Review Board.
21        (23) The operation by a municipality of a municipal
22    utility or the operation of a municipal power agency or
23    municipal natural gas agency when the discussion involves
24    (i) contracts relating to the purchase, sale, or delivery
25    of electricity or natural gas or (ii) the results or
26    conclusions of load forecast studies.

 

 

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1        (24) Meetings of a residential health care facility
2    resident sexual assault and death review team or the
3    Executive Council under the Abuse Prevention Review Team
4    Act.
5        (25) Meetings of an independent team of experts under
6    Brian's Law.
7        (26) Meetings of a mortality review team appointed
8    under the Department of Juvenile Justice Mortality Review
9    Team Act.
10        (27) (Blank).
11        (28) Correspondence and records (i) that may not be
12    disclosed under Section 11-9 of the Public Aid Code or (ii)
13    that pertain to appeals under Section 11-8 of the Public
14    Aid Code.
15        (29) Meetings between internal or external auditors
16    and governmental audit committees, finance committees, and
17    their equivalents, when the discussion involves internal
18    control weaknesses, identification of potential fraud risk
19    areas, known or suspected frauds, and fraud interviews
20    conducted in accordance with generally accepted auditing
21    standards of the United States of America.
22        (30) Those meetings or portions of meetings of a an
23    at-risk adult fatality review team or the Illinois At-Risk
24    Adult Fatality Review Team Advisory Council during which a
25    review of the death of an eligible adult in which abuse or
26    neglect is suspected, alleged, or substantiated is

 

 

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1    conducted pursuant to Section 15 of the Adult Protective
2    Services Act.
3        (31) (30) Meetings and deliberations for decisions of
4    the Concealed Carry Licensing Review Board under the
5    Firearm Concealed Carry Act.
6    (d) Definitions. For purposes of this Section:
7    "Employee" means a person employed by a public body whose
8relationship with the public body constitutes an
9employer-employee relationship under the usual common law
10rules, and who is not an independent contractor.
11    "Public office" means a position created by or under the
12Constitution or laws of this State, the occupant of which is
13charged with the exercise of some portion of the sovereign
14power of this State. The term "public office" shall include
15members of the public body, but it shall not include
16organizational positions filled by members thereof, whether
17established by law or by a public body itself, that exist to
18assist the body in the conduct of its business.
19    "Quasi-adjudicative body" means an administrative body
20charged by law or ordinance with the responsibility to conduct
21hearings, receive evidence or testimony and make
22determinations based thereon, but does not include local
23electoral boards when such bodies are considering petition
24challenges.
25    (e) Final action. No final action may be taken at a closed
26meeting. Final action shall be preceded by a public recital of

 

 

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1the nature of the matter being considered and other information
2that will inform the public of the business being conducted.
3(Source: P.A. 97-318, eff. 1-1-12; 97-333, eff. 8-12-11;
497-452, eff. 8-19-11; 97-813, eff. 7-13-12; 97-876, eff.
58-1-12; 98-49, eff. 7-1-13; 98-63, eff. 7-9-13; revised
67-23-13.)
 
7    Section 10. The Freedom of Information Act is amended by
8changing Section 7.5 as follows:
 
9    (5 ILCS 140/7.5)
10    Sec. 7.5. Statutory Exemptions. To the extent provided for
11by the statutes referenced below, the following shall be exempt
12from inspection and copying:
13    (a) All information determined to be confidential under
14Section 4002 of the Technology Advancement and Development Act.
15    (b) Library circulation and order records identifying
16library users with specific materials under the Library Records
17Confidentiality Act.
18    (c) Applications, related documents, and medical records
19received by the Experimental Organ Transplantation Procedures
20Board and any and all documents or other records prepared by
21the Experimental Organ Transplantation Procedures Board or its
22staff relating to applications it has received.
23    (d) Information and records held by the Department of
24Public Health and its authorized representatives relating to

 

 

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1known or suspected cases of sexually transmissible disease or
2any information the disclosure of which is restricted under the
3Illinois Sexually Transmissible Disease Control Act.
4    (e) Information the disclosure of which is exempted under
5Section 30 of the Radon Industry Licensing Act.
6    (f) Firm performance evaluations under Section 55 of the
7Architectural, Engineering, and Land Surveying Qualifications
8Based Selection Act.
9    (g) Information the disclosure of which is restricted and
10exempted under Section 50 of the Illinois Prepaid Tuition Act.
11    (h) Information the disclosure of which is exempted under
12the State Officials and Employees Ethics Act, and records of
13any lawfully created State or local inspector general's office
14that would be exempt if created or obtained by an Executive
15Inspector General's office under that Act.
16    (i) Information contained in a local emergency energy plan
17submitted to a municipality in accordance with a local
18emergency energy plan ordinance that is adopted under Section
1911-21.5-5 of the Illinois Municipal Code.
20    (j) Information and data concerning the distribution of
21surcharge moneys collected and remitted by wireless carriers
22under the Wireless Emergency Telephone Safety Act.
23    (k) Law enforcement officer identification information or
24driver identification information compiled by a law
25enforcement agency or the Department of Transportation under
26Section 11-212 of the Illinois Vehicle Code.

 

 

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1    (l) Records and information provided to a residential
2health care facility resident sexual assault and death review
3team or the Executive Council under the Abuse Prevention Review
4Team Act.
5    (m) Information provided to the predatory lending database
6created pursuant to Article 3 of the Residential Real Property
7Disclosure Act, except to the extent authorized under that
8Article.
9    (n) Defense budgets and petitions for certification of
10compensation and expenses for court appointed trial counsel as
11provided under Sections 10 and 15 of the Capital Crimes
12Litigation Act. This subsection (n) shall apply until the
13conclusion of the trial of the case, even if the prosecution
14chooses not to pursue the death penalty prior to trial or
15sentencing.
16    (o) Information that is prohibited from being disclosed
17under Section 4 of the Illinois Health and Hazardous Substances
18Registry Act.
19    (p) Security portions of system safety program plans,
20investigation reports, surveys, schedules, lists, data, or
21information compiled, collected, or prepared by or for the
22Regional Transportation Authority under Section 2.11 of the
23Regional Transportation Authority Act or the St. Clair County
24Transit District under the Bi-State Transit Safety Act.
25    (q) Information prohibited from being disclosed by the
26Personnel Records Review Act.

 

 

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1    (r) Information prohibited from being disclosed by the
2Illinois School Student Records Act.
3    (s) Information the disclosure of which is restricted under
4Section 5-108 of the Public Utilities Act.
5    (t) All identified or deidentified health information in
6the form of health data or medical records contained in, stored
7in, submitted to, transferred by, or released from the Illinois
8Health Information Exchange, and identified or deidentified
9health information in the form of health data and medical
10records of the Illinois Health Information Exchange in the
11possession of the Illinois Health Information Exchange
12Authority due to its administration of the Illinois Health
13Information Exchange. The terms "identified" and
14"deidentified" shall be given the same meaning as in the Health
15Insurance Accountability and Portability Act of 1996, Public
16Law 104-191, or any subsequent amendments thereto, and any
17regulations promulgated thereunder.
18    (u) Records and information provided to an independent team
19of experts under Brian's Law.
20    (v) Names and information of people who have applied for or
21received Firearm Owner's Identification Cards under the
22Firearm Owners Identification Card Act or applied for or
23received a concealed carry license under the Firearm Concealed
24Carry Act, unless otherwise authorized by the Firearm Concealed
25Carry Act; and databases under the Firearm Concealed Carry Act,
26records of the Concealed Carry Licensing Review Board under the

 

 

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1Firearm Concealed Carry Act, and law enforcement agency
2objections under the Firearm Concealed Carry Act.
3    (w) Personally identifiable information which is exempted
4from disclosure under subsection (g) of Section 19.1 of the
5Toll Highway Act.
6    (x) Information which is exempted from disclosure under
7Section 5-1014.3 of the Counties Code or Section 8-11-21 of the
8Illinois Municipal Code.
9    (y) Confidential information under the Adult Protective
10Services Act and its predecessor enabling statute, the Elder
11Abuse and Neglect Act, including information about the identity
12and administrative finding against any caregiver of a verified
13and substantiated decision of significant abuse, neglect, or
14financial exploitation of an eligible adult maintained in the
15Department of Public Health's Health Care Worker Registry.
16    (z) Records and information provided to a an at-risk adult
17fatality review team or the Illinois At-Risk Adult Fatality
18Review Team Advisory Council under Section 15 of the Adult
19Protective Services Act.
20(Source: P.A. 97-80, eff. 7-5-11; 97-333, eff. 8-12-11; 97-342,
21eff. 8-12-11; 97-813, eff. 7-13-12; 97-976, eff. 1-1-13; 98-49,
22eff. 7-1-13; 98-63, eff. 7-9-13; revised 7-23-13.)
 
23    Section 15. The Adult Protective Services Act is amended by
24changing Sections 2, 3.5, 4, 5, 7.5, 8, 9, 13, and 15 as
25follows:
 

 

 

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1    (320 ILCS 20/2)  (from Ch. 23, par. 6602)
2    Sec. 2. Definitions. As used in this Act, unless the
3context requires otherwise:
4    (a) "Abuse" means causing any physical, mental or sexual
5injury to an eligible adult, including exploitation of such
6adult's financial resources.
7    Nothing in this Act shall be construed to mean that an
8eligible adult is a victim of abuse, neglect, or self-neglect
9for the sole reason that he or she is being furnished with or
10relies upon treatment by spiritual means through prayer alone,
11in accordance with the tenets and practices of a recognized
12church or religious denomination.
13    Nothing in this Act shall be construed to mean that an
14eligible adult is a victim of abuse because of health care
15services provided or not provided by licensed health care
16professionals.
17    (a-5) "Abuser" means a person who abuses, neglects, or
18financially exploits an eligible adult.
19    (a-6) "Adult with disabilities" means a person aged 18
20through 59 who resides in a domestic living situation and whose
21disability as defined in subsection (c-5) impairs his or her
22ability to seek or obtain protection from abuse, neglect, or
23exploitation.
24    (a-7) "Caregiver" means a person who either as a result of
25a family relationship, voluntarily, or in exchange for

 

 

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1compensation has assumed responsibility for all or a portion of
2the care of an eligible adult who needs assistance with
3activities of daily living.
4    (b) "Department" means the Department on Aging of the State
5of Illinois.
6    (c) "Director" means the Director of the Department.
7    (c-5) "Disability" means a physical or mental disability,
8including, but not limited to, a developmental disability, an
9intellectual disability, a mental illness as defined under the
10Mental Health and Developmental Disabilities Code, or dementia
11as defined under the Alzheimer's Disease Assistance Act.
12    (d) "Domestic living situation" means a residence where the
13eligible adult at the time of the report lives alone or with
14his or her family or a caregiver, or others, or other
15community-based unlicensed facility, but is not:
16        (1) A licensed facility as defined in Section 1-113 of
17    the Nursing Home Care Act;
18        (1.5) A facility licensed under the ID/DD Community
19    Care Act;
20        (1.7) A facility licensed under the Specialized Mental
21    Health Rehabilitation Act of 2013;
22        (2) A "life care facility" as defined in the Life Care
23    Facilities Act;
24        (3) A home, institution, or other place operated by the
25    federal government or agency thereof or by the State of
26    Illinois;

 

 

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1        (4) A hospital, sanitarium, or other institution, the
2    principal activity or business of which is the diagnosis,
3    care, and treatment of human illness through the
4    maintenance and operation of organized facilities
5    therefor, which is required to be licensed under the
6    Hospital Licensing Act;
7        (5) A "community living facility" as defined in the
8    Community Living Facilities Licensing Act;
9        (6) (Blank);
10        (7) A "community-integrated living arrangement" as
11    defined in the Community-Integrated Living Arrangements
12    Licensure and Certification Act or a "community
13    residential alternative" as licensed under that Act;
14        (8) An assisted living or shared housing establishment
15    as defined in the Assisted Living and Shared Housing Act;
16    or
17        (9) A supportive living facility as described in
18    Section 5-5.01a of the Illinois Public Aid Code.
19    (e) "Eligible adult" means either an adult with
20disabilities aged 18 through 59 or a person aged 60 or older
21who resides in a domestic living situation and is, or is
22alleged to be, abused, neglected, or financially exploited by
23another individual or who neglects himself or herself.
24    (f) "Emergency" means a situation in which an eligible
25adult is living in conditions presenting a risk of death or
26physical, mental or sexual injury and the provider agency has

 

 

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1reason to believe the eligible adult is unable to consent to
2services which would alleviate that risk.
3    (f-1) "Financial exploitation" means the use of an eligible
4adult's resources by another to the disadvantage of that adult
5or the profit or advantage of a person other than that adult.
6    (f-5) "Mandated reporter" means any of the following
7persons while engaged in carrying out their professional
8duties:
9        (1) a professional or professional's delegate while
10    engaged in: (i) social services, (ii) law enforcement,
11    (iii) education, (iv) the care of an eligible adult or
12    eligible adults, or (v) any of the occupations required to
13    be licensed under the Clinical Psychologist Licensing Act,
14    the Clinical Social Work and Social Work Practice Act, the
15    Illinois Dental Practice Act, the Dietitian Nutritionist
16    Practice Act, the Marriage and Family Therapy Licensing
17    Act, the Medical Practice Act of 1987, the Naprapathic
18    Practice Act, the Nurse Practice Act, the Nursing Home
19    Administrators Licensing and Disciplinary Act, the
20    Illinois Occupational Therapy Practice Act, the Illinois
21    Optometric Practice Act of 1987, the Pharmacy Practice Act,
22    the Illinois Physical Therapy Act, the Physician Assistant
23    Practice Act of 1987, the Podiatric Medical Practice Act of
24    1987, the Respiratory Care Practice Act, the Professional
25    Counselor and Clinical Professional Counselor Licensing
26    and Practice Act, the Illinois Speech-Language Pathology

 

 

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1    and Audiology Practice Act, the Veterinary Medicine and
2    Surgery Practice Act of 2004, and the Illinois Public
3    Accounting Act;
4        (1.5) an employee of an entity providing developmental
5    disabilities services or service coordination funded by
6    the Department of Human Services;
7        (2) an employee of a vocational rehabilitation
8    facility prescribed or supervised by the Department of
9    Human Services;
10        (3) an administrator, employee, or person providing
11    services in or through an unlicensed community based
12    facility;
13        (4) any religious practitioner who provides treatment
14    by prayer or spiritual means alone in accordance with the
15    tenets and practices of a recognized church or religious
16    denomination, except as to information received in any
17    confession or sacred communication enjoined by the
18    discipline of the religious denomination to be held
19    confidential;
20        (5) field personnel of the Department of Healthcare and
21    Family Services, Department of Public Health, and
22    Department of Human Services, and any county or municipal
23    health department;
24        (6) personnel of the Department of Human Services, the
25    Guardianship and Advocacy Commission, the State Fire
26    Marshal, local fire departments, the Department on Aging

 

 

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1    and its subsidiary Area Agencies on Aging and provider
2    agencies, and the Office of State Long Term Care Ombudsman;
3        (7) any employee of the State of Illinois not otherwise
4    specified herein who is involved in providing services to
5    eligible adults, including professionals providing medical
6    or rehabilitation services and all other persons having
7    direct contact with eligible adults;
8        (8) a person who performs the duties of a coroner or
9    medical examiner; or
10        (9) a person who performs the duties of a paramedic or
11    an emergency medical technician.
12    (g) "Neglect" means another individual's failure to
13provide an eligible adult with or willful withholding from an
14eligible adult the necessities of life including, but not
15limited to, food, clothing, shelter or health care. This
16subsection does not create any new affirmative duty to provide
17support to eligible adults. Nothing in this Act shall be
18construed to mean that an eligible adult is a victim of neglect
19because of health care services provided or not provided by
20licensed health care professionals.
21    (h) "Provider agency" means any public or nonprofit agency
22in a planning and service area that is selected by the
23Department or appointed by the regional administrative agency
24with prior approval by the Department on Aging to receive and
25assess reports of alleged or suspected abuse, neglect, or
26financial exploitation. A provider agency is also referenced as

 

 

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1a "designated agency" in this Act.
2    (i) "Regional administrative agency" means any public or
3nonprofit agency in a planning and service area that provides
4regional oversight and performs functions as set forth in
5subsection (b) of Section 3 of this Act. The Department may
6serve as the regional administrative agency or it may designate
7an Area Agency on Aging or another qualified entity to serve as
8the regional administrative agency; such designation shall be
9subject to terms set forth by the Department. so designated by
10the Department, provided that the designated Area Agency on
11Aging shall be designated the regional administrative agency if
12it so requests. The Department shall assume the functions of
13the regional administrative agency for any planning and service
14area where another agency is not so designated.
15    (i-5) "Self-neglect" means a condition that is the result
16of an eligible adult's inability, due to physical or mental
17impairments, or both, or a diminished capacity, to perform
18essential self-care tasks that substantially threaten his or
19her own health, including: providing essential food, clothing,
20shelter, and health care; and obtaining goods and services
21necessary to maintain physical health, mental health,
22emotional well-being, and general safety. The term includes
23compulsive hoarding, which is characterized by the acquisition
24and retention of large quantities of items and materials that
25produce an extensively cluttered living space, which
26significantly impairs the performance of essential self-care

 

 

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1tasks or otherwise substantially threatens life or safety.
2    (j) "Substantiated case" means a reported case of alleged
3or suspected abuse, neglect, financial exploitation, or
4self-neglect in which a provider agency, after assessment,
5determines that there is reason to believe abuse, neglect, or
6financial exploitation has occurred.
7(Source: P.A. 97-38, eff. 6-28-11; 97-227, eff. 1-1-12; 97-300,
8eff. 8-11-11; 97-706, eff. 6-25-12; 97-813, eff. 7-13-12;
997-1141, eff. 12-28-12; 98-49, eff. 7-1-13; 98-104, eff.
107-22-13; revised 9-19-13.)
 
11    (320 ILCS 20/3.5)
12    Sec. 3.5. Other Responsibilities. The Department shall
13also be responsible for the following activities, contingent
14upon adequate funding; implementation shall be expanded to
15adults with disabilities upon the effective date of this
16amendatory Act of the 98th General Assembly, except those
17responsibilities under subsection (a), which shall be
18undertaken as soon as practicable:
19        (a) promotion of a wide range of endeavors for the
20    purpose of preventing abuse, neglect, financial
21    exploitation, and self-neglect, including, but not limited
22    to, promotion of public and professional education to
23    increase awareness of abuse, neglect, financial
24    exploitation, and self-neglect; to increase reports; to
25    establish access to and use of the Health Care Worker

 

 

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1    Registry established under Section 7.5; and to improve
2    response by various legal, financial, social, and health
3    systems;
4        (b) coordination of efforts with other agencies,
5    councils, and like entities, to include but not be limited
6    to, the Administrative Office of the Illinois Courts, the
7    Office of the Attorney General, the State Police, the
8    Illinois Law Enforcement Training Standards Board, the
9    State Triad, the Illinois Criminal Justice Information
10    Authority, the Departments of Public Health, Healthcare
11    and Family Services, and Human Services, the Illinois
12    Guardianship and Advocacy Commission, the Family Violence
13    Coordinating Council, the Illinois Violence Prevention
14    Authority, and other entities which may impact awareness
15    of, and response to, abuse, neglect, financial
16    exploitation, and self-neglect;
17        (c) collection and analysis of data;
18        (d) monitoring of the performance of regional
19    administrative agencies and adult protective services
20    agencies;
21        (e) promotion of prevention activities;
22        (f) establishing and coordinating an aggressive
23    training program on the unique nature of adult abuse cases
24    with other agencies, councils, and like entities, to
25    include but not be limited to the Office of the Attorney
26    General, the State Police, the Illinois Law Enforcement

 

 

09800HB4327ham001- 22 -LRB098 18752 KTG 57139 a

1    Training Standards Board, the State Triad, the Illinois
2    Criminal Justice Information Authority, the State
3    Departments of Public Health, Healthcare and Family
4    Services, and Human Services, the Family Violence
5    Coordinating Council, the Illinois Violence Prevention
6    Authority, the agency designated by the Governor under
7    Section 1 of the Protection and Advocacy for
8    Developmentally Disabled Persons Act, and other entities
9    that may impact awareness of and response to abuse,
10    neglect, financial exploitation, and self-neglect;
11        (g) solicitation of financial institutions for the
12    purpose of making information available to the general
13    public warning of financial exploitation of adults and
14    related financial fraud or abuse, including such
15    information and warnings available through signage or
16    other written materials provided by the Department on the
17    premises of such financial institutions, provided that the
18    manner of displaying or distributing such information is
19    subject to the sole discretion of each financial
20    institution;
21        (g-1) developing by joint rulemaking with the
22    Department of Financial and Professional Regulation
23    minimum training standards which shall be used by financial
24    institutions for their current and new employees with
25    direct customer contact; the Department of Financial and
26    Professional Regulation shall retain sole visitation and

 

 

09800HB4327ham001- 23 -LRB098 18752 KTG 57139 a

1    enforcement authority under this subsection (g-1); the
2    Department of Financial and Professional Regulation shall
3    provide bi-annual reports to the Department setting forth
4    aggregate statistics on the training programs required
5    under this subsection (g-1); and
6        (h) coordinating efforts with utility and electric
7    companies to send notices in utility bills to explain to
8    persons 60 years of age or older their rights regarding
9    telemarketing and home repair fraud.
10(Source: P.A. 98-49, eff. 7-1-13.)
 
11    (320 ILCS 20/4)  (from Ch. 23, par. 6604)
12    Sec. 4. Reports of abuse or neglect.
13    (a) Any person who suspects the abuse, neglect, financial
14exploitation, or self-neglect of an eligible adult may report
15this suspicion to an agency designated to receive such reports
16under this Act or to the Department.
17    (a-5) If any mandated reporter has reason to believe that
18an eligible adult, who because of a disability or other
19condition or impairment is unable to seek assistance for
20himself or herself, has, within the previous 12 months, been
21subjected to abuse, neglect, or financial exploitation, the
22mandated reporter shall, within 24 hours after developing such
23belief, report this suspicion to an agency designated to
24receive such reports under this Act or to the Department. The
25agency designated to receive such reports under this Act or the

 

 

09800HB4327ham001- 24 -LRB098 18752 KTG 57139 a

1Department may establish a manner in which a mandated reporter
2can make the required report through an Internet reporting
3tool. Information sent and received through the Internet
4reporting tool is subject to the same rules in this Act as
5other types of confidential reporting established by the
6designated agency or the Department. Whenever a mandated
7reporter is required to report under this Act in his or her
8capacity as a member of the staff of a medical or other public
9or private institution, facility, or agency, he or she shall
10make a report to an agency designated to receive such reports
11under this Act or to the Department in accordance with the
12provisions of this Act and may also notify the person in charge
13of the institution, facility, board and care home, or agency or
14his or her designated agent that the report has been made.
15Under no circumstances shall any person in charge of such
16institution, facility, board and care home, or agency, or his
17or her designated agent to whom the notification has been made,
18exercise any control, restraint, modification, or other change
19in the report or the forwarding of the report to an agency
20designated to receive such reports under this Act or to the
21Department. The privileged quality of communication between
22any professional person required to report and his or her
23patient or client shall not apply to situations involving
24abused, neglected, or financially exploited eligible adults
25and shall not constitute grounds for failure to report as
26required by this Act.

 

 

09800HB4327ham001- 25 -LRB098 18752 KTG 57139 a

1    (a-7) A person making a report under this Act in the belief
2that it is in the alleged victim's best interest shall be
3immune from criminal or civil liability or professional
4disciplinary action on account of making the report,
5notwithstanding any requirements concerning the
6confidentiality of information with respect to such eligible
7adult which might otherwise be applicable.
8    (a-9) Law enforcement officers shall continue to report
9incidents of alleged abuse pursuant to the Illinois Domestic
10Violence Act of 1986, notwithstanding any requirements under
11this Act.
12    (b) Any person, institution or agency participating in the
13making of a report, providing information or records related to
14a report, assessment, or services, or participating in the
15investigation of a report under this Act in good faith, or
16taking photographs or x-rays as a result of an authorized
17assessment, shall have immunity from any civil, criminal or
18other liability in any civil, criminal or other proceeding
19brought in consequence of making such report or assessment or
20on account of submitting or otherwise disclosing such
21photographs or x-rays to any agency designated to receive
22reports of alleged or suspected abuse or neglect. Any person,
23institution or agency authorized by the Department to provide
24assessment, intervention, or administrative services under
25this Act shall, in the good faith performance of those
26services, have immunity from any civil, criminal or other

 

 

09800HB4327ham001- 26 -LRB098 18752 KTG 57139 a

1liability in any civil, criminal, or other proceeding brought
2as a consequence of the performance of those services. For the
3purposes of any civil, criminal, or other proceeding, the good
4faith of any person required to report, permitted to report, or
5participating in an investigation of a report of alleged or
6suspected abuse, neglect, financial exploitation, or
7self-neglect shall be presumed.
8    (c) The identity of a person making a report of alleged or
9suspected abuse, neglect, financial exploitation, or
10self-neglect under this Act may be disclosed by the Department
11or other agency provided for in this Act only with such
12person's written consent or by court order, but is otherwise
13confidential.
14    (d) The Department shall by rule establish a system for
15filing and compiling reports made under this Act.
16    (e) Any physician who willfully fails to report as required
17by this Act shall be referred to the Illinois State Medical
18Disciplinary Board for action in accordance with subdivision
19(A)(22) of Section 22 of the Medical Practice Act of 1987. Any
20dentist or dental hygienist who willfully fails to report as
21required by this Act shall be referred to the Department of
22Professional Regulation for action in accordance with
23paragraph 19 of Section 23 of the Illinois Dental Practice Act.
24Any optometrist who willfully fails to report as required by
25this Act shall be referred to the Department of Financial and
26Professional Regulation for action in accordance with

 

 

09800HB4327ham001- 27 -LRB098 18752 KTG 57139 a

1paragraph (15) of subsection (a) of Section 24 of the Illinois
2Optometric Practice Act of 1987. Any other mandated reporter
3required by this Act to report suspected abuse, neglect, or
4financial exploitation who willfully fails to report the same
5is guilty of a Class A misdemeanor.
6(Source: P.A. 97-860, eff. 7-30-12; 98-49, eff. 7-1-13.)
 
7    (320 ILCS 20/5)  (from Ch. 23, par. 6605)
8    Sec. 5. Procedure.
9    (a) A provider agency designated to receive reports of
10alleged or suspected abuse, neglect, financial exploitation,
11or self-neglect under this Act shall, upon receiving such a
12report, conduct a face-to-face assessment with respect to such
13report, in accord with established law and Department
14protocols, procedures, and policies. Face-to-face assessments,
15casework, and follow-up of reports of self-neglect by the
16provider agencies designated to receive reports of
17self-neglect shall be subject to sufficient appropriation for
18statewide implementation of assessments, casework, and
19follow-up of reports of self-neglect. In the absence of
20sufficient appropriation for statewide implementation of
21assessments, casework, and follow-up of reports of
22self-neglect, the designated adult protective services
23provider agency shall refer all reports of self-neglect to the
24appropriate agency or agencies as designated by the Department
25for any follow-up. The assessment shall include, but not be

 

 

09800HB4327ham001- 28 -LRB098 18752 KTG 57139 a

1limited to, a visit to the residence of the eligible adult who
2is the subject of the report and may include interviews or
3consultations with service agencies or individuals who may have
4knowledge of the eligible adult's circumstances. If, after the
5assessment, the provider agency determines that the case is
6substantiated it shall develop a service care plan for the
7eligible adult and may report its findings at any time during
8the case to the appropriate law enforcement agency in accord
9with established law and Department protocols, procedures, and
10policies. In developing a case plan, the provider agency may
11consult with any other appropriate provider of services, and
12such providers shall be immune from civil or criminal liability
13on account of such acts. The plan shall include alternative
14suggested or recommended services which are appropriate to the
15needs of the eligible adult and which involve the least
16restriction of the eligible adult's activities commensurate
17with his or her needs. Only those services to which consent is
18provided in accordance with Section 9 of this Act shall be
19provided, contingent upon the availability of such services.
20    (b) A provider agency shall refer evidence of crimes
21against an eligible adult to the appropriate law enforcement
22agency according to Department policies. A referral to law
23enforcement may be made at intake or any time during the case.
24Where a provider agency has reason to believe the death of an
25eligible adult may be the result of abuse or neglect, the
26agency shall immediately report the matter to the coroner or

 

 

09800HB4327ham001- 29 -LRB098 18752 KTG 57139 a

1medical examiner and shall cooperate fully with any subsequent
2investigation.
3    (c) If any person other than the alleged victim refuses to
4allow the provider agency to begin an investigation, interferes
5with the provider agency's ability to conduct an investigation,
6or refuses to give access to an eligible adult, the appropriate
7law enforcement agency must be consulted regarding the
8investigation.
9(Source: P.A. 98-49, eff. 7-1-13.)
 
10    (320 ILCS 20/7.5)
11    Sec. 7.5. Health Care Worker Registry.
12    (a) To protect individuals receiving in-home and
13community-based services, the Department on Aging shall
14establish a Registry effective January 1, 2015.
15    (a-5) The Registry shall identify individuals against whom
16a verified and substantiated finding was made under this Act of
17significant abuse, neglect, or financial exploitation while
18working for or compensated with public funds from certain
19agencies of the State or while working for a provider that is
20licensed, certified, or regulated by, or paid with public funds
21from these agencies as set forth in subsection (a-10) of this
22Section.
23    The information in the Registry shall be confidential
24except as specifically authorized in this Act and shall not be
25deemed a public record.

 

 

09800HB4327ham001- 30 -LRB098 18752 KTG 57139 a

1    (a-10) (a) Reporting to the Registry. The Department on
2Aging shall report to the to the Department of Public Health's
3Health Care Worker Registry the identity of the caregiver when
4a and administrative finding of a verified and substantiated
5decision of significant abuse, neglect, or financial
6exploitation of an eligible adult under this Act that is made
7against a caregiver who works for, is regulated by, or
8compensated with public funds from the Department on Aging, the
9Department of Healthcare and Family Services, the Department of
10Human Services, or the Department of Public Health or who works
11for any caregiver , including consultants and volunteers,
12employed by a provider licensed, certified, or regulated by, or
13paid with public funds from any of these State agencies, the
14Department of Public Health, Healthcare and Family Services, or
15Human Services, or the Department on Aging. For uncompensated
16or privately paid caregivers, the Department on Aging shall
17report only a verified and substantiated decision of
18significant abuse, neglect, or financial exploitation of an
19eligible adult under this Act.
20    A An administrative finding against a caregiver that is
21placed in the Registry shall preclude that any caregiver from
22providing direct care, as defined in this Section access or
23other services, including consulting and volunteering, in a
24position with the Department on Aging, the Department of
25Healthcare and Family Services, the Department of Human
26Services, or the Department of Public Health or providers

 

 

09800HB4327ham001- 31 -LRB098 18752 KTG 57139 a

1thereof as described in this subsection a provider that is
2licensed, certified, or regulated by, or paid with public funds
3from or on behalf of, the State of Illinois or any Department
4thereof, that permits the caregiver direct access to an adult
5aged 60 or older or an adult, over 18, with a disability or to
6that individual's living quarters or personal, financial, or
7medical records.
8    (b) Definitions. As used in this Section:
9    "Direct care" includes, but is not limited to, direct
10access to a person aged 60 or older or to an adult with
11disabilities aged 18 through 59 to an individual, his or her
12living quarters, or his or her personal, financial, or medical
13records for the purpose of providing nursing care or assistance
14with feeding, dressing, movement, bathing, toileting, other
15personal needs and activities of daily living, or assistance
16with financial transactions.
17    "Privately paid caregiver" means any caregiver who has been
18paid with resources other than public funds, regardless of
19licensure, certification, or regulation by the State of
20Illinois and any Department thereof. A privately paid caregiver
21does not include any caregiver that has been licensed,
22certified, or regulated by a State agency, or paid with public
23funds.
24    "Significant" means a finding of abuse, neglect, or
25financial exploitation as determined by the Department that (i)
26represents a substantial meaningful failure to adequately

 

 

09800HB4327ham001- 32 -LRB098 18752 KTG 57139 a

1provide for, or a material indifference to, the financial,
2health, safety, or medical needs of an eligible adult or (ii)
3results in an eligible adult's death or other serious
4deterioration of an eligible adult's financial resources,
5physical condition, or mental condition.
6    "Uncompensated caregiver" means a caregiver who, in an
7informal capacity, assists an eligible adult with activities of
8daily living, financial transactions, or chore housekeeping
9type duties. "Uncompensated caregiver" does not refer to an
10individual serving in a formal capacity as a volunteer with a
11provider licensed, certified, or regulated by a State agency.
12    (c) Access to and use of the Registry. Access to the
13Registry shall be limited to the Department on Aging, the
14Department of Healthcare and Family Services, the Department of
15Human Services, and the Department of Public Health and
16providers of direct care as described in subsection (a-10) of
17this Section. These State agencies and providers licensed,
18certified, or regulated providers by the Department of Public
19Health, Healthcare and Family Service, or Human Services, or
20the Department on Aging. The State of Illinois, any Department
21thereof, or a provider licensed, certified, or regulated, or
22paid with public funds by, from, or on behalf of the Department
23of Public Health, Healthcare and Family Services, or Human
24Services, or the Department on Aging, shall not hire, or
25compensate, or utilize the services of any person seeking
26employment, retain any contractors, or accept any volunteers to

 

 

09800HB4327ham001- 33 -LRB098 18752 KTG 57139 a

1provide direct care without first conducting an online check of
2whether the person has been placed on the Registry the person
3through the Department of Public Health's Health Care Worker
4Registry. These State agencies and providers The provider shall
5maintain a copy of the results of the online check to
6demonstrate compliance with this requirement. These State
7agencies and providers are The provider is prohibited from
8retaining, hiring, compensating, or utilizing the services of
9accepting a person to provide direct care if , including as a
10consultant or volunteer, for whom the online check of the
11person reveals a verified and substantiated claim of
12significant abuse, neglect, or financial exploitation or when
13they otherwise gain knowledge of such a finding , to provide
14direct access to any adult aged 60 or older or any adult, over
1518, with a disability. Additionally, a provider is prohibited
16from retaining a person for whom they gain knowledge of a
17verified and substantiated claim of abuse, neglect, or
18financial exploitation in a position that permits the caregiver
19direct access to provide direct care to any adult aged 60 or
20older or any adult, over 18, with a disability or direct access
21to that individual's living quarters or personal, financial, or
22medical records. Failure to comply with this requirement may
23subject such a provider to corrective action by the appropriate
24regulatory agency or other lawful remedies provided under the
25applicable licensure, certification, or regulatory laws and
26rules.

 

 

09800HB4327ham001- 34 -LRB098 18752 KTG 57139 a

1    (d) Notice to caregiver. The Department on Aging shall
2establish rules concerning notice to the caregiver in cases of
3a verified and substantiated finding of significant abuse,
4neglect, or financial exploitation against him or her.
5    (e) Notification to eligible adults, guardians, or agents.
6As part of its investigation, the Department on Aging shall
7notify an eligible adult, or an eligible adult's guardian or
8agent, that his or her a caregiver's name may be placed on the
9Registry based on a finding as described in subsection (a-10)
10(a-1) of this Section.
11    (f) Notification to employer. The Department on Aging shall
12notify the appropriate State agency or provider of direct care,
13when A provider licensed, certified, or regulated by the
14Department of Public Health, Healthcare and Family Services, or
15Human Services, or the Department on Aging shall be notified of
16an administrative finding against any caregiver who is an
17employee, consultant, or volunteer of a verified and
18substantiated finding decision of significant abuse, neglect,
19or financial exploitation of an eligible adult under this Act
20is made against a caregiver. If there is an imminent risk of
21danger to the eligible adult or an imminent risk of misuse of
22personal, medical, or financial information, the caregiver
23shall immediately be barred from providing direct care or
24having direct access to the eligible adult, his or her living
25quarters, or his or her personal, financial, or medical
26records, pending the outcome of any challenge, criminal

 

 

09800HB4327ham001- 35 -LRB098 18752 KTG 57139 a

1prosecution, or other type of collateral action.
2    (g) Caregiver challenges. The Department on Aging shall
3establish, by rule, procedures concerning caregiver challenges
4to placement on the Registry.
5    (h) Caregiver's rights to collateral action. The
6Department on Aging shall not make any report to the Registry
7if a caregiver notifies the Department in writing, including
8any supporting documentation, that he or she is formally
9challenging an adverse employment action resulting from a
10verified and substantiated finding of significant abuse,
11neglect, or financial exploitation by complaint filed with the
12Illinois Civil Service Commission, or by another means which
13seeks to enforce the caregiver's rights pursuant to any
14applicable collective bargaining agreement. If an action taken
15by an employer against a caregiver as a result of a finding of
16significant abuse, neglect, or financial exploitation is
17overturned through an action filed with the Illinois Civil
18Service Commission or under any applicable collective
19bargaining agreement after that caregiver's name has already
20been sent to the Registry, the caregiver's name shall be
21removed from the Registry.
22    (i) Removal from Registry. At any time after a report to
23the Registry, but no more than once in each successive 3-year
24period thereafter, for a maximum of 3 such requests, a
25caregiver may write to the Director of the Department on Aging
26to request removal of his or her name from the Registry in

 

 

09800HB4327ham001- 36 -LRB098 18752 KTG 57139 a

1relationship to a single incident. The caregiver shall bear the
2burden of establishing showing cause that establishes, by a
3preponderance of the evidence, that removal of his or her name
4from the Registry is in the public interest. Upon receiving
5such a request, the Department on Aging shall conduct an
6investigation and consider any evidentiary material provided.
7The Department shall issue a decision either granting or
8denying removal within 60 calendar days, and shall issue such
9decision to the caregiver and report it to the Registry. The
10waiver process at the Department of Public Health does not
11apply to Registry reports from the Department on Aging. The
12Department on Aging shall establish standards for requesting
13the removal of a name from the Registry by rule.
14    (j) Referral of Registry reports to health care facilities.
15In the event an eligible adult receiving services from a
16provider agency changes his or her residence from a domestic
17living situation to that of a health care or long term care
18facility, the provider agency shall use reasonable efforts to
19promptly inform the health care facility and the appropriate
20Regional Long Term Care Ombudsman about any Registry reports
21relating to the eligible adult. For purposes of this Section, a
22health care and long term care facility includes, but is not
23limited to, any residential facility licensed, certified, or
24regulated by the Department of Public Health, Healthcare and
25Family Services, or Human Services.
26    (k) The Department on Aging shall have immunity from any

 

 

09800HB4327ham001- 37 -LRB098 18752 KTG 57139 a

1liability, civil or criminal, for reporting information to the
2Registry.
3(Source: P.A. 98-49, eff. 1-1-14; revised 11-12-13.)
 
4    (320 ILCS 20/8)  (from Ch. 23, par. 6608)
5    Sec. 8. Access to records. All records concerning reports
6of abuse, neglect, financial exploitation, or self-neglect and
7all records generated as a result of such reports shall be
8confidential and shall not be disclosed except as specifically
9authorized by this Act or other applicable law. In accord with
10established law and Department protocols, procedures, and
11policies, access to such records, but not access to the
12identity of the person or persons making a report of alleged
13abuse, neglect, financial exploitation, or self-neglect as
14contained in such records, shall be provided, upon request, to
15the following persons and for the following persons:
16        (1) Department staff, provider agency staff, other
17    aging network staff, and regional administrative agency
18    staff, including staff of the Chicago Department on Aging
19    while that agency is designated as a regional
20    administrative agency, in the furtherance of their
21    responsibilities under this Act;
22        (2) A law enforcement agency investigating known or
23    suspected abuse, neglect, financial exploitation, or
24    self-neglect. Where a provider agency has reason to believe
25    that the death of an eligible adult may be the result of

 

 

09800HB4327ham001- 38 -LRB098 18752 KTG 57139 a

1    abuse or neglect, including any reports made after death,
2    the agency shall immediately provide the appropriate law
3    enforcement agency with all records pertaining to the
4    eligible adult;
5        (2.5) A law enforcement agency, fire department
6    agency, or fire protection district having proper
7    jurisdiction pursuant to a written agreement between a
8    provider agency and the law enforcement agency, fire
9    department agency, or fire protection district under which
10    the provider agency may furnish to the law enforcement
11    agency, fire department agency, or fire protection
12    district a list of all eligible adults who may be at
13    imminent risk of abuse, neglect, financial exploitation,
14    or self-neglect;
15        (3) A physician who has before him or her or who is
16    involved in the treatment of an eligible adult whom he or
17    she reasonably suspects may be abused, neglected,
18    financially exploited, or self-neglected or who has been
19    referred to the Adult Protective Services Program;
20        (4) An eligible adult reported to be abused, neglected,
21    financially exploited, or self-neglected, or such adult's
22    authorized guardian or agent, unless such guardian or agent
23    is the abuser or the alleged abuser;
24        (4.5) An executor or administrator of the estate of an
25    eligible adult who is deceased;
26        (5) In cases regarding abuse, neglect, or financial

 

 

09800HB4327ham001- 39 -LRB098 18752 KTG 57139 a

1    exploitation, a court or a guardian ad litem, upon its or
2    his or her finding that access to such records may be
3    necessary for the determination of an issue before the
4    court. However, such access shall be limited to an in
5    camera inspection of the records, unless the court
6    determines that disclosure of the information contained
7    therein is necessary for the resolution of an issue then
8    pending before it;
9        (5.5) In cases regarding self-neglect, a guardian ad
10    litem;
11        (6) A grand jury, upon its determination that access to
12    such records is necessary in the conduct of its official
13    business;
14        (7) Any person authorized by the Director, in writing,
15    for audit or bona fide research purposes;
16        (8) A coroner or medical examiner who has reason to
17    believe that an eligible adult has died as the result of
18    abuse, neglect, financial exploitation, or self-neglect.
19    The provider agency shall immediately provide the coroner
20    or medical examiner with all records pertaining to the
21    eligible adult;
22        (8.5) A coroner or medical examiner having proper
23    jurisdiction, pursuant to a written agreement between a
24    provider agency and the coroner or medical examiner, under
25    which the provider agency may furnish to the office of the
26    coroner or medical examiner a list of all eligible adults

 

 

09800HB4327ham001- 40 -LRB098 18752 KTG 57139 a

1    who may be at imminent risk of death as a result of abuse,
2    neglect, financial exploitation, or self-neglect;
3        (9) Department of Financial and Professional
4    Regulation staff and members of the Illinois Medical
5    Disciplinary Board or the Social Work Examining and
6    Disciplinary Board in the course of investigating alleged
7    violations of the Clinical Social Work and Social Work
8    Practice Act by provider agency staff or other licensing
9    bodies at the discretion of the Director of the Department
10    on Aging;
11        (9-a) Department of Healthcare and Family Services
12    staff when that Department is funding services to the
13    eligible adult, including access to the identity of the
14    eligible adult;
15        (9-b) Department of Human Services staff when that
16    Department is funding services to the eligible adult or is
17    providing reimbursement for services provided by the
18    abuser or alleged abuser, including access to the identity
19    of the eligible adult;
20        (10) Hearing officers in the course of conducting an
21    administrative hearing under this Act; parties to such
22    hearing shall be entitled to discovery as established by
23    rule; to determine whether a verified and substantiated
24    finding of significant abuse, neglect, or financial
25    exploitation of an eligible adult by a caregiver warrants
26    reporting to the Health Care Worker Registry; and

 

 

09800HB4327ham001- 41 -LRB098 18752 KTG 57139 a

1        (11) A caregiver who challenges placement on the
2    Registry shall be given the statement of allegations in the
3    abuse report and the substantiation decision in the final
4    investigative report; and
5        (12) (11) The Illinois Guardianship and Advocacy
6    Commission and the agency designated by the Governor under
7    Section 1 of the Protection and Advocacy for
8    Developmentally Disabled Persons Act shall have access,
9    through the Department, to records, including the
10    findings, pertaining to a completed or closed
11    investigation of a report of suspected abuse, neglect,
12    financial exploitation, or self-neglect of an eligible
13    adult.
14(Source: P.A. 97-864, eff. 1-1-13; 98-49, eff. 7-1-13.)
 
15    (320 ILCS 20/9)  (from Ch. 23, par. 6609)
16    Sec. 9. Authority to consent to services.
17    (a) If an eligible adult consents to an assessment of a
18reported incident of suspected abuse, neglect, financial
19exploitation, or self-neglect and, following the assessment of
20such report, consents to services being provided according to
21the case plan, such services shall be arranged to meet the
22adult's needs, based upon the availability of resources to
23provide such services. If an adult withdraws his or her consent
24for an assessment of the reported incident or withdraws his or
25her consent for services and refuses to accept such services,

 

 

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1the services shall not be provided.
2    (b) If it reasonably appears to the Department or other
3agency designated under this Act that a person is an eligible
4adult and lacks the capacity to consent to an assessment of a
5reported incident of suspected abuse, neglect, financial
6exploitation, or self-neglect or to necessary services, the
7Department or other agency shall take appropriate action
8necessary to ameliorate risk to the eligible adult if there is
9a threat of ongoing harm or another emergency exists. The
10Department or other agency shall be authorized to seek the
11notify the Illinois Guardianship and Advocacy Commission, the
12Office of State Guardian, or any other appropriate agency, of
13the potential need for appointment of a temporary guardian as
14provided in Article XIa of the Probate Act of 1975 for the
15purpose of consenting to an assessment of the reported incident
16and such services, together with an order for an evaluation of
17the eligible adult's physical, psychological, and medical
18condition and decisional capacity.
19    (c) A guardian of the person of an eligible adult may
20consent to an assessment of the reported incident and to
21services being provided according to the case plan. If an
22eligible adult lacks capacity to consent, an agent having
23authority under a power of attorney may consent to an
24assessment of the reported incident and to services. If the
25guardian or agent is the suspected abuser and he or she
26withdraws consent for the assessment of the reported incident,

 

 

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1or refuses to allow services to be provided to the eligible
2adult, the Department, an agency designated under this Act, or
3the office of the Attorney General may request a court order
4seeking appropriate remedies, and may in addition request
5removal of the guardian and appointment of a successor guardian
6or request removal of the agent and appointment of a guardian.
7    (d) If an emergency exists and the Department or other
8agency designated under this Act reasonably believes that a
9person is an eligible adult and lacks the capacity to consent
10to necessary services, the Department or other agency may
11request an ex parte order from the circuit court of the county
12in which the petitioner or respondent resides or in which the
13alleged abuse, neglect, financial exploitation, or
14self-neglect occurred, authorizing an assessment of a report of
15alleged or suspected abuse, neglect, financial exploitation,
16or self-neglect or the provision of necessary services, or
17both, including relief available under the Illinois Domestic
18Violence Act of 1986 in accord with established law and
19Department protocols, procedures, and policies. Petitions
20filed under this subsection shall be treated as expedited
21proceedings. When an eligible adult is at risk of serious
22injury or death and it reasonably appears that the eligible
23adult lacks capacity to consent to necessary services, the
24Department or other agency designated under this Act may take
25action necessary to ameliorate the risk in accordance with
26administrative rules promulgated by the Department.

 

 

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1    (d-5) For purposes of this Section, an eligible adult
2"lacks the capacity to consent" if qualified staff of an agency
3designated under this Act reasonably determine, in accordance
4with administrative rules promulgated by the Department, that
5he or she appears either (i) unable to receive and evaluate
6information related to the assessment or services or (ii)
7unable to communicate in any manner decisions related to the
8assessment of the reported incident or services.
9    (e) Within 15 days after the entry of the ex parte
10emergency order, the order shall expire, or, if the need for
11assessment of the reported incident or services continues, the
12provider agency shall petition for the appointment of a
13guardian as provided in Article XIa of the Probate Act of 1975
14for the purpose of consenting to such assessment or services or
15to protect the eligible adult from further harm.
16    (f) If the court enters an ex parte order under subsection
17(d) for an assessment of a reported incident of alleged or
18suspected abuse, neglect, financial exploitation, or
19self-neglect, or for the provision of necessary services in
20connection with alleged or suspected self-neglect, or for both,
21the court, as soon as is practicable thereafter, shall appoint
22a guardian ad litem for the eligible adult who is the subject
23of the order, for the purpose of reviewing the reasonableness
24of the order. The guardian ad litem shall review the order and,
25if the guardian ad litem reasonably believes that the order is
26unreasonable, the guardian ad litem shall file a petition with

 

 

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1the court stating the guardian ad litem's belief and requesting
2that the order be vacated.
3    (g) In all cases in which there is a substantiated finding
4of abuse, neglect, or financial exploitation by a guardian, the
5Department shall, within 30 days after the finding, notify the
6Probate Court with jurisdiction over the guardianship.
7(Source: P.A. 98-49, eff. 7-1-13.)
 
8    (320 ILCS 20/13)
9    Sec. 13. Access.
10    (a) In accord with established law and Department
11protocols, procedures, and policies, the designated provider
12agencies shall have access to eligible adults who have been
13reported or found to be victims of abuse, neglect, financial
14exploitation, or self-neglect in order to assess the validity
15of the report, assess other needs of the eligible adult, and
16provide services in accordance with this Act.
17    (a-5) A representative of the Department or a designated
18provider agency that is actively involved in an abuse, neglect,
19financial exploitation, or self-neglect investigation under
20this Act shall be allowed access to the financial records,
21mental and physical health records, and other relevant
22evaluative records of the eligible adult which are in the
23possession of any individual, financial institution, health
24care provider, mental health provider, educational facility,
25or other facility if necessary to complete the investigation

 

 

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1mandated by this Act. The provider or facility shall provide
2such records to the representative upon receipt of a written
3request and certification from the Department or designated
4provider agency that an investigation is being conducted under
5this Act and that records are pertinent to the investigation.
6    Any records received by such representative, the
7confidentiality of which is protected by another law or rule,
8shall be maintained as confidential, except for such use as may
9be necessary for any administrative or other legal proceeding.
10    (b) Where access to an eligible adult is denied, including
11the refusal to provide requested records, the Office of the
12Attorney General, the Department, or the provider agency may
13petition the court for an order to require appropriate access
14where:
15        (1) a caregiver or third party has interfered with the
16    assessment or service plan, or
17        (2) the agency has reason to believe that the eligible
18    adult is denying access because of coercion, extortion, or
19    justifiable fear of future abuse, neglect, or financial
20    exploitation.
21    (c) The petition for an order requiring appropriate access
22shall be afforded an expedited hearing in the circuit court.
23    (d) If the provider agency has substantiated financial
24exploitation against an eligible adult, and has documented a
25reasonable belief that the eligible adult will be irreparably
26harmed as a result of the financial exploitation, the Office of

 

 

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1the Attorney General, the Department, or the provider agency
2may petition for an order freezing the assets of the eligible
3adult. The petition shall be filed in the county or counties in
4which the assets are located. The court's order shall prohibit
5the sale, gifting, transfer, or wasting of the assets of the
6eligible adult, both real and personal, owned by, or vested in,
7the eligible adult, without the express permission of the
8court. The petition to freeze the assets of the eligible adult
9shall be afforded an expedited hearing in the circuit court.
10(Source: P.A. 96-526, eff. 1-1-10.)
 
11    (320 ILCS 20/15)
12    Sec. 15. Abuse Fatality Review Teams.
13    (a) State policy.
14        (1) Both the State and the community maintain a
15    commitment to preventing the abuse, neglect, and financial
16    exploitation of at-risk adults. This includes a charge to
17    bring perpetrators of crimes against at-risk adults to
18    justice and prevent untimely deaths in the community.
19        (2) When an at-risk adult dies, the response to the
20    death by the community, law enforcement, and the State must
21    include an accurate and complete determination of the cause
22    of death, and the development and implementation of
23    measures to prevent future deaths from similar causes.
24        (3) Multidisciplinary and multi-agency reviews of
25    deaths can assist the State and counties in developing a

 

 

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1    greater understanding of the incidence and causes of
2    premature deaths and the methods for preventing those
3    deaths, improving methods for investigating deaths, and
4    identifying gaps in services to at-risk adults.
5        (4) Access to information regarding the deceased
6    person and his or her family by multidisciplinary and
7    multi-agency at-risk adult fatality review teams is
8    necessary in order to fulfill their purposes and duties.
9    (a-5) Definitions. As used in this Section:
10        "Advisory Council" means the Illinois At-Risk Adult
11    Fatality Review Team Advisory Council.
12        "Review Team" means a regional interagency at-risk
13    adult fatality review team.
14    (b) The Director, in consultation with the Advisory
15Council, law enforcement, and other professionals who work in
16the fields of investigating, treating, or preventing abuse or
17neglect of at-risk adults, shall appoint members to a minimum
18of one review team in each of the Department's planning and
19service areas. Each member of a review team shall be appointed
20for a 2-year term and shall be eligible for reappointment upon
21the expiration of the term. A review team's purpose in
22conducting review of at-risk adult deaths is: (i) to assist
23local agencies in identifying and reviewing suspicious deaths
24of adult victims of alleged, suspected, or substantiated abuse
25or neglect in domestic living situations; (ii) to facilitate
26communications between officials responsible for autopsies and

 

 

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1inquests and persons involved in reporting or investigating
2alleged or suspected cases of abuse, neglect, or financial
3exploitation of at-risk adults and persons involved in
4providing services to at-risk adults; (iii) to evaluate means
5by which the death might have been prevented; and (iv) to
6report its findings to the appropriate agencies and the
7Advisory Council and make recommendations that may help to
8reduce the number of at-risk adult deaths caused by abuse and
9neglect and that may help to improve the investigations of
10deaths of at-risk adults and increase prosecutions, if
11appropriate.
12    (b-5) Each such team shall be composed of representatives
13of entities and individuals including, but not limited to:
14        (1) the Department on Aging;
15        (2) coroners or medical examiners (or both);
16        (3) State's Attorneys;
17        (4) local police departments;
18        (5) forensic units;
19        (6) local health departments;
20        (7) a social service or health care agency that
21    provides services to persons with mental illness, in a
22    program whose accreditation to provide such services is
23    recognized by the Division of Mental Health within the
24    Department of Human Services;
25        (8) a social service or health care agency that
26    provides services to persons with developmental

 

 

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1    disabilities, in a program whose accreditation to provide
2    such services is recognized by the Division of
3    Developmental Disabilities within the Department of Human
4    Services;
5        (9) a local hospital, trauma center, or provider of
6    emergency medicine;
7        (10) providers of services for eligible adults in
8    domestic living situations; and
9        (11) a physician, psychiatrist, or other health care
10    provider knowledgeable about abuse and neglect of at-risk
11    adults.
12    (c) A review team shall review cases of deaths of at-risk
13adults occurring in its planning and service area (i) involving
14blunt force trauma or an undetermined manner or suspicious
15cause of death, (ii) if requested by the deceased's attending
16physician or an emergency room physician, (iii) upon referral
17by a health care provider, (iv) upon referral by a coroner or
18medical examiner, (v) constituting an open or closed case from
19an adult protective services agency, law enforcement agency,
20State's Attorney's office, or the Department of Human Services'
21Office of the Inspector General that involves alleged or
22suspected abuse, neglect, or financial exploitation; or (vi)
23upon referral by a law enforcement agency or State's Attorney's
24office. If such a death occurs in a planning and service area
25where a review team has not yet been established, the Director
26shall request that the Advisory Council or another review team

 

 

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1review that death. A team may also review deaths of at-risk
2adults if the alleged abuse or neglect occurred while the
3person was residing in a domestic living situation.
4    A review team shall meet not less than 6 times a year to
5discuss cases for its possible review. Each review team, with
6the advice and consent of the Department, shall establish
7criteria to be used in discussing cases of alleged, suspected,
8or substantiated abuse or neglect for review and shall conduct
9its activities in accordance with any applicable policies and
10procedures established by the Department.
11    (c-5) The Illinois At-Risk Adult Fatality Review Team Teams
12Advisory Council, consisting of one member from each review
13team in Illinois, shall be the coordinating and oversight body
14for review teams and activities in Illinois. The Director may
15appoint to the Advisory Council any ex-officio members deemed
16necessary. Persons with expertise needed by the Advisory
17Council may be invited to meetings. The Advisory Council must
18select from its members a chairperson and a vice-chairperson,
19each to serve a 2-year term. The chairperson or
20vice-chairperson may be selected to serve additional,
21subsequent terms. The Advisory Council must meet at least 4
22times during each calendar year.
23    The Department may provide or arrange for the staff support
24necessary for the Advisory Council to carry out its duties. The
25Director, in cooperation and consultation with the Advisory
26Council, shall appoint, reappoint, and remove review team

 

 

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1members.
2    The Advisory Council has, but is not limited to, the
3following duties:
4        (1) To serve as the voice of review teams in Illinois.
5        (2) To oversee the review teams in order to ensure that
6    the review teams' work is coordinated and in compliance
7    with State statutes and the operating protocol.
8        (3) To ensure that the data, results, findings, and
9    recommendations of the review teams are adequately used in
10    a timely manner to make any necessary changes to the
11    policies, procedures, and State statutes in order to
12    protect at-risk adults.
13        (4) To collaborate with the Department in order to
14    develop any legislation needed to prevent unnecessary
15    deaths of at-risk adults.
16        (5) To ensure that the review teams' review processes
17    are standardized in order to convey data, findings, and
18    recommendations in a usable format.
19        (6) To serve as a link with review teams throughout the
20    country and to participate in national review team
21    activities.
22        (7) To provide the review teams with the most current
23    information and practices concerning at-risk adult death
24    review and related topics.
25        (8) To perform any other functions necessary to enhance
26    the capability of the review teams to reduce and prevent

 

 

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1    at-risk adult fatalities.
2    The Advisory Council may prepare an annual report, in
3consultation with the Department, using aggregate data
4gathered by review teams and using the review teams'
5recommendations to develop education, prevention, prosecution,
6or other strategies designed to improve the coordination of
7services for at-risk adults and their families.
8    In any instance where a review team does not operate in
9accordance with established protocol, the Director, in
10consultation and cooperation with the Advisory Council, must
11take any necessary actions to bring the review team into
12compliance with the protocol.
13    (d) Any document or oral or written communication shared
14within or produced by the review team relating to a case
15discussed or reviewed by the review team is confidential and is
16not admissible as evidence in any civil or criminal proceeding,
17except for use by a State's Attorney's office in prosecuting a
18criminal case against a caregiver. Those records and
19information are, however, subject to discovery or subpoena, and
20are admissible as evidence, to the extent they are otherwise
21available to the public.
22    Any document or oral or written communication provided to a
23review team by an individual or entity, and created by that
24individual or entity solely for the use of the review team, is
25confidential, is not subject to disclosure to or discoverable
26by another party, and is not admissible as evidence in any

 

 

09800HB4327ham001- 54 -LRB098 18752 KTG 57139 a

1civil or criminal proceeding, except for use by a State's
2Attorney's office in prosecuting a criminal case against a
3caregiver. Those records and information are, however, subject
4to discovery or subpoena, and are admissible as evidence, to
5the extent they are otherwise available to the public.
6    Each entity or individual represented on the abuse fatality
7review team may share with other members of the team
8information in the entity's or individual's possession
9concerning the decedent who is the subject of the review or
10concerning any person who was in contact with the decedent, as
11well as any other information deemed by the entity or
12individual to be pertinent to the review. Any such information
13shared by an entity or individual with other members of the
14review team is confidential. The intent of this paragraph is to
15permit the disclosure to members of the review team of any
16information deemed confidential or privileged or prohibited
17from disclosure by any other provision of law. Release of
18confidential communication between domestic violence advocates
19and a domestic violence victim shall follow subsection (d) of
20Section 227 of the Illinois Domestic Violence Act of 1986 which
21allows for the waiver of privilege afforded to guardians,
22executors, or administrators of the estate of the domestic
23violence victim. This provision relating to the release of
24confidential communication between domestic violence advocates
25and a domestic violence victim shall exclude adult protective
26service providers.

 

 

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1    A coroner's or medical examiner's office may share with the
2review team medical records that have been made available to
3the coroner's or medical examiner's office in connection with
4that office's investigation of a death.
5    Members of a review team and the Advisory Council are not
6subject to examination, in any civil or criminal proceeding,
7concerning information presented to members of the review team
8or the Advisory Council or opinions formed by members of the
9review team or the Advisory Council based on that information.
10A person may, however, be examined concerning information
11provided to a review team or the Advisory Council.
12    (d-5) Meetings of the review teams and the Advisory Council
13may be closed to the public under the Open Meetings Act.
14Records and information provided to a review team and the
15Advisory Council, and records maintained by a team or the
16Advisory Council, are exempt from release under the Freedom of
17Information Act.
18    (e) A review team's recommendation in relation to a case
19discussed or reviewed by the review team, including, but not
20limited to, a recommendation concerning an investigation or
21prosecution, may be disclosed by the review team upon the
22completion of its review and at the discretion of a majority of
23its members who reviewed the case.
24    (e-5) The State shall indemnify and hold harmless members
25of a review team and the Advisory Council for all their acts,
26omissions, decisions, or other conduct arising out of the scope

 

 

09800HB4327ham001- 56 -LRB098 18752 KTG 57139 a

1of their service on the review team or Advisory Council, except
2those involving willful or wanton misconduct. The method of
3providing indemnification shall be as provided in the State
4Employee Indemnification Act.
5    (f) The Department, in consultation with coroners, medical
6examiners, and law enforcement agencies, shall use aggregate
7data gathered by and recommendations from the Advisory Council
8and the review teams to create an annual report and may use
9those data and recommendations to develop education,
10prevention, prosecution, or other strategies designed to
11improve the coordination of services for at-risk adults and
12their families. The Department or other State or county agency,
13in consultation with coroners, medical examiners, and law
14enforcement agencies, also may use aggregate data gathered by
15the review teams to create a database of at-risk individuals.
16    (g) The Department shall adopt such rules and regulations
17as it deems necessary to implement this Section.
18(Source: P.A. 98-49, eff. 7-1-13.)
 
19    Section 99. Effective date. This Act takes effect upon
20becoming law.".