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1 | AN ACT concerning State government.
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2 | Be it enacted by the People of the State of Illinois,
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3 | represented in the General Assembly:
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4 | Section 5. The Illinois Governmental Ethics Act is amended | ||||||||||||||||||||||||||
5 | by changing Sections 4A-102 and 4A-103 as follows: | ||||||||||||||||||||||||||
6 | (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
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7 | Sec. 4A-102. The statement of economic interests required | ||||||||||||||||||||||||||
8 | by this Article
shall include the economic interests of the | ||||||||||||||||||||||||||
9 | person making the statement as
provided in this Section. The | ||||||||||||||||||||||||||
10 | interest (if constructively controlled by the
person making the | ||||||||||||||||||||||||||
11 | statement) of a spouse or any other party, shall be
considered | ||||||||||||||||||||||||||
12 | to be the same as the interest of the person making the
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13 | statement. Campaign receipts shall not be included in this | ||||||||||||||||||||||||||
14 | statement.
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15 | (a) The following interests shall be listed by all persons | ||||||||||||||||||||||||||
16 | required to
file:
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17 | (1) The name, address and type of practice of any | ||||||||||||||||||||||||||
18 | professional
organization or individual professional | ||||||||||||||||||||||||||
19 | practice in which the person making
the statement was an | ||||||||||||||||||||||||||
20 | officer, director, associate, partner or proprietor,
or | ||||||||||||||||||||||||||
21 | served in any advisory capacity, from which income in | ||||||||||||||||||||||||||
22 | excess of $1200
was derived during the preceding calendar | ||||||||||||||||||||||||||
23 | year;
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1 | (2) The nature of professional services (other than | ||||||
2 | services rendered to
the unit or units of government in | ||||||
3 | relation to which the person is required
to file)
and the | ||||||
4 | nature of the entity to which they were rendered if fees | ||||||
5 | exceeding
$5,000 were received during the preceding | ||||||
6 | calendar year from the entity for
professional services | ||||||
7 | rendered by the person making the statement.
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8 | (3) The identity (including the address or legal | ||||||
9 | description of real
estate) of any capital asset from which | ||||||
10 | a capital gain of $5,000 or more
was realized in the | ||||||
11 | preceding calendar year.
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12 | (4) The name of any unit of government which has | ||||||
13 | employed the person
making the statement during the | ||||||
14 | preceding calendar year other than the unit
or units of | ||||||
15 | government in relation to which the person is required to | ||||||
16 | file.
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17 | (5) The name of any entity from which a gift or gifts, | ||||||
18 | or honorarium or
honoraria, valued singly or in the | ||||||
19 | aggregate in excess of $500, was
received during the | ||||||
20 | preceding calendar year.
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21 | (b) The following interests shall also be listed by persons | ||||||
22 | listed in
items (a) through (f) and item (l) of Section 4A-101:
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23 | (1) The name and instrument of ownership in any entity | ||||||
24 | doing business in
the State of Illinois, in which an | ||||||
25 | ownership interest held by the person at
the date of filing | ||||||
26 | is in excess of $5,000 fair market value or from which
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1 | dividends of in excess of $1,200 were derived during the | ||||||
2 | preceding calendar
year. (In the case of real estate, | ||||||
3 | location thereof shall be listed by
street address, or if | ||||||
4 | none, then by legal description). No time or demand
deposit | ||||||
5 | in a financial institution, nor any debt instrument need be | ||||||
6 | listed;
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7 | (2) Except for professional service entities, the name | ||||||
8 | of any entity and
any position held therein from which | ||||||
9 | income of in excess of $1,200 was
derived during the | ||||||
10 | preceding calendar year, if the entity does business in
the | ||||||
11 | State of Illinois. No time or demand deposit in a financial
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12 | institution, nor any debt instrument need be listed.
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13 | (3) The identity of any compensated lobbyist with whom | ||||||
14 | the person making
the statement maintains a close economic | ||||||
15 | association, including the name of
the lobbyist and | ||||||
16 | specifying the legislative matter or matters which are the
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17 | object of the lobbying activity, and describing the general | ||||||
18 | type of
economic activity of the client or principal on | ||||||
19 | whose behalf that person is
lobbying.
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20 | (c) The following interests shall also be listed by persons | ||||||
21 | listed in
items (g), (h), and (i) of Section 4A-101:
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22 | (1) The name and instrument of ownership in any entity | ||||||
23 | doing business
with a unit of local government in relation | ||||||
24 | to which the person is
required to file if the ownership | ||||||
25 | interest of the person filing is greater
than $5,000 fair | ||||||
26 | market value as of the date of filing or if dividends in
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1 | excess of $1,200 were received from the entity during the | ||||||
2 | preceding
calendar year. (In the case of real estate, | ||||||
3 | location thereof shall be
listed by street address, or if | ||||||
4 | none, then by legal description). No time
or demand deposit | ||||||
5 | in a financial institution, nor any debt instrument need
be | ||||||
6 | listed.
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7 | (2) Except for professional service entities, the name | ||||||
8 | of any entity and
any position held therein from which | ||||||
9 | income in excess of $1,200 was derived
during the preceding | ||||||
10 | calendar year if the entity does business with a
unit of | ||||||
11 | local government in relation to which the person is | ||||||
12 | required to
file. No time or demand deposit in a financial | ||||||
13 | institution, nor any debt
instrument need be listed.
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14 | (3) The name of any entity and the nature of the | ||||||
15 | governmental action
requested by any entity which has | ||||||
16 | applied to a unit of local
government
in relation to which | ||||||
17 | the person must file for any license, franchise or
permit | ||||||
18 | for annexation, zoning or rezoning of real estate during | ||||||
19 | the
preceding calendar year if the ownership interest of | ||||||
20 | the person filing is
in excess of $5,000 fair market value | ||||||
21 | at the time of filing or if income or
dividends in excess | ||||||
22 | of $1,200 were received by the person filing from the
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23 | entity during the preceding calendar year.
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24 | (d) The following interests shall also be listed by persons | ||||||
25 | listed in item (a) of Section 4A-101: | ||||||
26 | (1) the name of each client or entity on behalf of whom |
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1 | the individual filing the statement or his or her spouse | ||||||
2 | personally engaged in lobbying or a representation case in | ||||||
3 | the preceding 12 months, for which compensation in excess | ||||||
4 | of $5,000 was received by either the individual filing the | ||||||
5 | statement or his or her spouse, or by any other entity in | ||||||
6 | which the individual filing the statement or his or her | ||||||
7 | spouse was an officer, director, associate, partner, | ||||||
8 | member, proprietor, or served in an advisory capacity; | ||||||
9 | (2) the name of each client or entity that retained, | ||||||
10 | hired, or otherwise engaged an entity in which the | ||||||
11 | individual filing the statement or his or her spouse has an | ||||||
12 | ownership interest in excess of 7 1/2%, for the purpose of | ||||||
13 | lobbying or a representation case in the preceding 12 | ||||||
14 | months, for which compensation in excess of $5,000 was | ||||||
15 | received by the entity; and | ||||||
16 | (3) the name of each client or entity that retained, | ||||||
17 | hired, or otherwise engaged any entity for the purpose of | ||||||
18 | lobbying or a representation case in the preceding 12 | ||||||
19 | months, as a result of which the individual filing the | ||||||
20 | statement or his or her spouse received financial | ||||||
21 | compensation in excess of $5,000. | ||||||
22 | For each client or entity listed pursuant to this | ||||||
23 | subsection, the exact amount of compensation received from | ||||||
24 | services rendered in connection with the lobbying or | ||||||
25 | representation case listed, and the identity of the unit of | ||||||
26 | government before which such services were rendered. |
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1 | As used in this subsection: | ||||||
2 | "Lobbying" means communicating with representatives of | ||||||
3 | a municipality, unit of local government, State agency, or | ||||||
4 | the General Assembly for the ultimate purpose of | ||||||
5 | influencing executive, legislative, or administrative | ||||||
6 | action. "Lobbying" does not include communications with a | ||||||
7 | State agency, a municipality, a unit of local government, | ||||||
8 | or a member of the General Assembly made in the course of a | ||||||
9 | member of the General Assembly's legislative duties. | ||||||
10 | "Representation case" means the representation of any | ||||||
11 | person, client, or principal in any matter before any State | ||||||
12 | agency, municipality, or unit of local government where the | ||||||
13 | action or non-action of the State agency, municipality, or | ||||||
14 | unit of local government involves the exercise of | ||||||
15 | discretion. For purposes of this subsection, | ||||||
16 | "representation case" does not include (i) the | ||||||
17 | professional representation of any person, client, or | ||||||
18 | principal in any matter before any court created under | ||||||
19 | Article VI of the Constitution of the State of Illinois or | ||||||
20 | any court created under Article III of the Constitution of | ||||||
21 | the United States, or (ii) inquiries for information or | ||||||
22 | other services rendered in a legislative capacity on behalf | ||||||
23 | of a constituent or other member of the public. | ||||||
24 | (Source: P.A. 92-101, eff. 1-1-02; 93-617, eff. 12-9-03.)
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25 | (5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
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1 | Sec. 4A-103. The statement of economic interests required | ||||||
2 | by this Article to be filed
with the Secretary of State shall | ||||||
3 | be filled in by
typewriting or hand printing, shall be | ||||||
4 | verified, dated, and signed by the
person making the statement | ||||||
5 | and shall contain substantially the following:
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6 | STATEMENT OF ECONOMIC INTEREST
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7 | (TYPE OR HAND PRINT)
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8 | .............................................................
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9 | (name)
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10 | .............................................................
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11 | (each office or position of employment for which this
statement | ||||||
12 | is filed)
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13 | .............................................................
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14 | (full mailing address)
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15 | GENERAL DIRECTIONS:
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16 | The interest (if constructively controlled by the person | ||||||
17 | making the
statement) of a spouse or any other party, shall be | ||||||
18 | considered to be the
same as the interest of the person making | ||||||
19 | the statement.
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20 | Campaign receipts shall not be included in this statement.
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21 | If additional space is needed, please attach supplemental | ||||||
22 | listing.
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23 | 1. List the name and instrument of ownership in any entity | ||||||
24 | doing
business in the State of Illinois, in which the ownership | ||||||
25 | interest held by
the person at the date of filing is in excess | ||||||
26 | of $5,000 fair market value
or from which dividends in excess |
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1 | of $1,200 were derived during the
preceding calendar year. (In | |||||||||||||||||||||
2 | the case of real estate, location thereof
shall be listed by | |||||||||||||||||||||
3 | street address, or if none, then by legal description.)
No time | |||||||||||||||||||||
4 | or demand deposit in a financial institution, nor any debt
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5 | instrument need be listed.
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11 | 2. List the name, address and type of practice of any | |||||||||||||||||||||
12 | professional
organization in which the person making the | |||||||||||||||||||||
13 | statement was an officer,
director, associate, partner or | |||||||||||||||||||||
14 | proprietor or served in any advisory
capacity, from which | |||||||||||||||||||||
15 | income in excess of $1,200 was derived during the
preceding | |||||||||||||||||||||
16 | calendar year.
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21 | 3. List the nature of professional services rendered (other | |||||||||||||||||||||
22 | than to the
State of Illinois) to each entity from which income | |||||||||||||||||||||
23 | exceeding $5,000 was
received for professional services | |||||||||||||||||||||
24 | rendered during the preceding calendar
year by the person | |||||||||||||||||||||
25 | making the statement.
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26 | .............................................................
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1 | .............................................................
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2 | 4. List the identity (including the address or legal | ||||||||||||||||
3 | description of real
estate) of any capital asset from which a | ||||||||||||||||
4 | capital gain of $5,000 or more
was realized during the | ||||||||||||||||
5 | preceding calendar year.
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6 | .............................................................
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7 | .............................................................
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8 | 5. List the identity of any compensated lobbyist with whom | ||||||||||||||||
9 | the person
making the statement maintains a close economic | ||||||||||||||||
10 | association, including the
name of the lobbyist and specifying | ||||||||||||||||
11 | the legislative matter or matters which
are the object of the | ||||||||||||||||
12 | lobbying activity, and describing the general type of
economic | ||||||||||||||||
13 | activity of the client or principal on whose behalf that person | ||||||||||||||||
14 | is
lobbying.
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18 | 6. List the name of any entity doing business in the State | ||||||||||||||||
19 | of Illinois
from which income in excess of $1,200 was derived | ||||||||||||||||
20 | during the preceding
calendar year other than for professional | ||||||||||||||||
21 | services and the title or
description of any position held in | ||||||||||||||||
22 | that entity. (In the case of real
estate, location thereof | ||||||||||||||||
23 | shall be listed by street address, or if none,
then by legal | ||||||||||||||||
24 | description). No time or demand deposit in a financial
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25 | institution nor any debt instrument need be listed.
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4 | 7. List the name of any unit of government which employed | |||||||||||||
5 | the person
making the statement during the preceding calendar | |||||||||||||
6 | year other than the unit
or units
of government in relation to | |||||||||||||
7 | which the person is required to file.
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8 | .............................................................
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9 | .............................................................
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10 | 8. List the name of any entity from which a gift or gifts, | |||||||||||||
11 | or honorarium
or honoraria, valued singly or in the aggregate | |||||||||||||
12 | in excess of $500, was
received during the preceding calendar | |||||||||||||
13 | year.
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14 | 9. For members of the General Assembly and candidates for | |||||||||||||
15 | membership in the General Assembly, list the name of each | |||||||||||||
16 | client or entity on behalf of whom the individual filing the | |||||||||||||
17 | statement or his or her spouse personally engaged in lobbying | |||||||||||||
18 | or a representation case in the preceding 12 months, for which | |||||||||||||
19 | compensation in excess of $5,000 was rendered to either the | |||||||||||||
20 | individual filing the statement or his or her spouse, or to any | |||||||||||||
21 | other entity in which the individual filing the statement or | |||||||||||||
22 | his or her spouse was an officer, director, associate, partner, | |||||||||||||
23 | member, proprietor, or served in an advisory capacity. This | |||||||||||||
24 | includes the name of the unit of government before which the | |||||||||||||
25 | services were rendered, as well as the exact amount of | |||||||||||||
26 | compensation received from services rendered. |
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1 | For purposes of this statement, "lobbying" and | |||||||||||||||||||||
2 | "representation case" have the meanings ascribed to those terms | |||||||||||||||||||||
3 | in Section 4A-102 of the Illinois Governmental Ethics Act. | |||||||||||||||||||||
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8 | 10. For members of the General Assembly and candidates for | |||||||||||||||||||||
9 | membership in the General Assembly, list the name of each | |||||||||||||||||||||
10 | client or entity that retained, hired, or otherwise engaged an | |||||||||||||||||||||
11 | entity in which the individual filing the statement or his or | |||||||||||||||||||||
12 | her spouse has an ownership interest in excess of 7 1/2%, for | |||||||||||||||||||||
13 | the purpose of lobbying or a representation case in the | |||||||||||||||||||||
14 | preceding 12 months, for compensation in excess of $5,000. This | |||||||||||||||||||||
15 | includes the name of the unit of government before which the | |||||||||||||||||||||
16 | services were rendered, as well as the exact amount of | |||||||||||||||||||||
17 | compensation received from services rendered. | |||||||||||||||||||||
18 | For purposes of this statement, "lobbying" and | |||||||||||||||||||||
19 | "representation case" have the meanings ascribed to those terms | |||||||||||||||||||||
20 | in Section 4A-102 of the Illinois Governmental Ethics Act. | |||||||||||||||||||||
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25 | 11. For members of the General Assembly and candidates for | |||||||||||||||||||||
26 | membership in the General Assembly, list the name of each |
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1 | client or entity that retained, hired, or otherwise engaged any | |||||||||||||||||||||
2 | entity for the purpose of lobbying or a representation case in | |||||||||||||||||||||
3 | the preceding 12 months, as a result of which the individual | |||||||||||||||||||||
4 | filing this statement or his or her spouse received financial | |||||||||||||||||||||
5 | compensation in excess of $5,000. This includes the name of the | |||||||||||||||||||||
6 | unit of government before which the services were rendered, as | |||||||||||||||||||||
7 | well as the exact amount of compensation received from services | |||||||||||||||||||||
8 | rendered. | |||||||||||||||||||||
9 | For purposes of this statement, "lobbying" and | |||||||||||||||||||||
10 | "representation case" have the meanings ascribed to those terms | |||||||||||||||||||||
11 | in Section 4A-102 of the Illinois Governmental Ethics Act. | |||||||||||||||||||||
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16 | VERIFICATION:
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17 | "I declare that this statement of economic interests | |||||||||||||||||||||
18 | (including any
accompanying schedules and statements) has been | |||||||||||||||||||||
19 | examined by me and to the
best of my knowledge and belief is a | |||||||||||||||||||||
20 | true, correct and complete statement
of my economic interests | |||||||||||||||||||||
21 | as required by the Illinois Governmental Ethics
Act. I | |||||||||||||||||||||
22 | understand that the penalty for willfully filing a false or
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23 | incomplete statement shall be a fine not to exceed $1,000 or | |||||||||||||||||||||
24 | imprisonment
in a penal institution other than the penitentiary | |||||||||||||||||||||
25 | not to exceed one year,
or both fine and imprisonment."
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26 | ................ ..........................................
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1 | (date of filing) (signature of person making the statement)
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2 | (Source: P.A. 95-173, eff. 1-1-08.)
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