93RD GENERAL ASSEMBLY
State of Illinois
2003 and 2004
HB6845

 

Introduced 02/09/04, by Jack McGuire

 

SYNOPSIS AS INTRODUCED:
 
New Act
20 ILCS 105/4.03   from Ch. 23, par. 6104.03
305 ILCS 5/5-5.3a new

    Creates the Long-Term Care Consultation Services Act and amends the Illinois Act on the Aging and the Illinois Public Aid Code. Provides for a program of long-term care consultation services, to be provided by the Department on Aging and the departments of Public Aid and Human Services, to assist persons with long-term or chronic care needs in making decisions and selecting options in relation to care. Provides for screening of individuals before admission to a Medicaid-certified nursing home, and makes the Department on Aging's nursing home prescreening program subject to the Long-Term Care Consultation Services Act. Provides for exemptions from preadmission screening requirements, including emergency admissions. Makes preadmission screening a condition of Medicaid reimbursement unless an exemption applies.


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FISCAL NOTE ACT MAY APPLY

 

 

A BILL FOR

 

HB6845 LRB093 15225 DRJ 47297 b

1     AN ACT concerning long-term care.
 
2     Be it enacted by the People of the State of Illinois,
3 represented in the General Assembly:
 
4     Section 1. Short title. This Act may be cited as the
5 Long-Term Care Consultation Services Act.
 
6     Section 5. Purpose and goal.
7     (a) The purpose of long-term care consultation services is
8 to assist persons with long-term or chronic care needs in
9 making long-term care decisions and selecting options that meet
10 their needs and reflect their preferences. The availability of,
11 and access to, information and other types of assistance is
12 also intended to prevent or delay nursing facility placements
13 and to provide transition assistance after admission to a
14 nursing facility. The goal of these services is to contain
15 costs associated with unnecessary nursing facility admissions.
16 The Department on Aging, the Department of Human Services, and
17 the Department of Public Aid shall cooperate in seeking to
18 maximize use of available federal and State funds and establish
19 the broadest program possible within the funding available.
20     (b) The services described in subsection (a) must be
21 provided by the Department on Aging, the Department of Human
22 Services, and the Department of Public Aid when applicable to
23 the population served by each agency. The services must be
24 coordinated with services provided by other public and private
25 agencies in the community to offer a variety of cost-effective
26 alternatives to persons with disabilities and elderly persons.
27 The agency providing long-term care consultation services
28 shall encourage the use of volunteers from families, religious
29 organizations, social clubs, and similar civic and service
30 organizations to provide community-based services.
 
31     Section 10. Definitions. In this Act:

 

 

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1     "Department" means the the Department on Aging, the
2 Department of Human Services, or the Department of Public Aid,
3 as applicable.
4     "Long-term care consultation services" includes all of the
5 following:
6         (1) Providing information and education to the general
7     public regarding availability of the services authorized
8     under this Act.
9         (2) An intake process that provides access to the
10     services described in this Act.
11         (3) Assessing the health, psychological, and social
12     needs of referred persons.
13         (4) Assistance in identifying services needed to
14     maintain an person in the least restrictive environment.
15         (5) Providing recommendations on cost-effective
16     community services that are available to the person.
17         (6) Developing a person's community support plan.
18         (7) Providing information regarding eligibility for
19     Illinois health care programs.
20         (8) Preadmission screening to determine a person's
21     need for a nursing facility level of care.
22         (9) Preliminary determination of a person's
23     eligibility for Illinois health care programs for persons
24     who need a nursing facility level of care, with appropriate
25     referrals for final determination.
26         (10) Providing recommendations for nursing facility
27     placement when there are no cost-effective community
28     services available.
29         (11) Assistance to transition people back to community
30     settings after admission to a nursing facility.
31     "Team" means a long-term care consultation team
32     established under this Act.
 
33     Section 15. Long-term care consultation team.
34     (a) The Department shall establish, through the network of
35 area agencies on aging established under the Illinois Act on

 

 

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1 the Aging, a long-term care consultation team in each
2 designated service region of the State. Each team shall consist
3 of at least one social worker and at least one public health
4 nurse. The area agency on aging may designate and contract with
5 a local public health or social services agency as the lead
6 agency for long-term care consultation services. If a region
7 does not have a public health nurse available, it may request
8 approval from the Department to assign a registered nurse with
9 at least one year experience in home care to participate on the
10 team. A joint local consultation team or teams may serve 2 or
11 more regions.
12     (b) The team is responsible for providing long-term care
13 consultation services to all persons located in the service
14 region or regions who request the services, regardless of a
15 person's eligibility for any Illinois health care or human
16 services program.
 
17     Section 20. Assessment and support planning.
18     (a) Persons requesting assessment, services planning, or
19 other assistance intended to support community-based living
20 must be visited by a long-term care consultation team within 10
21 working days after the date on which an assessment was
22 requested or recommended. Assessments must be conducted in
23 accordance with this Section.
24     (b) A service region may utilize a long-term care
25 consultation team of either the social worker or the public
26 health nurse, or both, to conduct the assessment in a
27 face-to-face interview. The team members must confer regarding
28 the most appropriate care for each person screened or assessed.
29 The team must assess the health and social needs of the person,
30 using an assessment form provided by the Department. The team
31 must conduct the assessment in a face-to-face interview with
32 the person being assessed and the person's legal
33 representative, if applicable.
34     (c) The team must provide the person, or the person's legal
35 representative, with written recommendations for

 

 

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1 facility-based or community-based services. The team must
2 document that the most cost-effective alternatives available
3 were offered to the person. For purposes of this requirement,
4 "cost-effective alternatives" means community services and
5 living arrangements that cost the same as or less than nursing
6 facility care.
7     (d) If a person chooses to use community-based services,
8 the team must provide the person or the person's legal
9 representative with a written community support plan,
10 regardless of whether the person is eligible for any Illinois
11 health care or human services program. The person may request
12 assistance in developing a community support plan without
13 participating in a complete assessment.
14     (e) The team must give the person receiving an assessment
15 or support planning, or the person's legal representative,
16 materials supplied by the Department containing the following
17 information:
18         (1) The purpose of preadmission screening and
19     assessment.
20         (2) Information about Illinois health care programs.
21         (3) The person's freedom to accept or reject the
22     recommendations of the team.
23         (4) The person's right to confidentiality.
24         (5) The person's right to appeal the decision regarding
25     the need for nursing facility level of care or the
26     Department's final decisions regarding public programs
27     eligibility.
 
28     Section 25. Transition assistance.
29     (a) A long-term care consultation team shall provide
30 assistance to persons residing in a nursing facility, hospital,
31 regional treatment center, or intermediate care facility for
32 persons with mental retardation who request or are referred for
33 assistance. Transition assistance must include assessment,
34 community support plan development, referrals to Illinois
35 health care programs, and referrals to programs that provide

 

 

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1 assistance with housing.
2     (b) The area agency on aging shall develop transition
3 processes with institutional social workers and discharge
4 planners to ensure that:
5         (1) Persons admitted to facilities receive information
6     about transition assistance that is available.
7         (2) The assessment is completed for persons within 10
8     working days after the date of the request or
9     recommendation for assessment.
10         (3) There is a plan for transition and follow-up for
11     the person's return to the community. The plan must require
12     notification of other local agencies when a person who may
13     require transition assistance is screened in one service
14     region for admission to a facility located in another
15     service region.
16     (c) If a person who is eligible for an Illinois health care
17     program is admitted to a nursing facility, the nursing facility
18     must include a long-term care consultation team member or the
19     case manager in the discharge planning process.
 
20     Section 30. Preadmission screening.
21     (a) Every applicant to a Medicaid-certified nursing
22 facility must be screened before admission to the facility,
23 regardless of the applicant's income, assets, or funding
24 sources for nursing facility care, except as described in
25 Section 35. The purpose of the screening is to determine the
26 applicant's need for nursing facility level of care as
27 described in subsection (e) and to complete activities required
28 under federal law related to mental illness and mental
29 retardation as described in subsection (b).
30     (b) A person who has a diagnosis or possible diagnosis of
31 mental illness, mental retardation, or a related condition must
32 receive a preadmission screening before admission to a nursing
33 facility, regardless of the exemptions described in subsection
34 (b) of Section 35, to identify the need for further evaluation
35 and specialized services, unless the admission before

 

 

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1 screening is authorized by the local mental health authority or
2 the local developmental disabilities case manager, or unless
3 authorized by the Department.
4     (c) The following criteria apply to the preadmission
5 screening:
6         (1) the screening must use forms and criteria developed
7     by the Department to identify persons who require referral
8     for further evaluation and determination of the need for
9     specialized services.
10         (2) The evaluation and determination of the need for
11     specialized services must be done by:
12             (A) a qualified independent mental health
13         professional, for persons with a primary or secondary
14         diagnosis of a serious mental illness; or
15             (B) a qualified mental retardation professional,
16         for persons with a primary or secondary diagnosis of
17         mental retardation or related conditions. For purposes
18         of this requirement, a qualified mental retardation
19         professional must meet the standards for a qualified
20         mental retardation professional under 42 CFR 483.430.
21     (d) The local mental health authority or State mental
22     retardation authority under Public Law 100-203 and Public Law
23     101-508 may prohibit admission to a nursing facility if the
24     person seeking admission does not meet the nursing facility
25     level of care criteria or needs specialized services as defined
26     in Public Law 100-203 and Public Law 101-508. For purposes of
27     this subsection, "specialized services" for a person with
28     mental retardation or a related condition means active
29     treatment as that term is defined in 42 CFR 483.440.
30     (e) The determination of a person's need for nursing
31     facility level of care must be made according to criteria
32     developed by the Department. In assessing a person's needs,
33     team members must have a physician available for consultation
34     and must consider the assessment of the person's attending
35     physician, if any. The person's physician must be included if
36     the physician chooses to participate. Other personnel may be

 

 

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1     included on the team as deemed appropriate by the Department.
 
2     Section 35. Persons exempt from prescreening requirements.
3     (a) Persons exempt from the federal screening requirements
4 described in subsections (b), (c), and (d) of Section 30 are
5 limited to the following:
6         (1) A person who, having entered an acute care facility
7     from a Medicaid-certified nursing facility, is returning
8     to a Medicaid-certified nursing facility.
9         (2) A person transferring from one Medicaid-certified
10     nursing facility in Illinois to another Medicaid-certified
11     nursing facility in Illinois.
12         (3) A person, 21 years of age or older, who satisfies
13     the following criteria, as specified in 42 CFR 106(b)(2):
14             (A) the person is admitted to a nursing facility
15         directly from a hospital after receiving acute
16         inpatient care at the hospital;
17             (B) the person requires nursing facility services
18         for the same condition for which care was provided in
19         the hospital; and
20             (C) the attending physician has certified before
21         the person's admission to the nursing facility that the
22         person is likely to receive less than 30 days of
23         nursing facility services.
24     A nursing facility must provide a written notice to a
25     person who satisfies the criteria in paragraph (3) regarding
26     the person's right to request and receive long-term care
27     consultation services as defined in this Act. The notice must
28     be provided before the person's discharge from the facility and
29     in a format specified by the Department.
30     (b) Persons who are exempt from preadmission screening for
31     purposes of level-of-care determination include the following:
32         (1) Persons described in subsection (a).
33         (2) A person who has a contractual right to have
34     nursing facility care paid for indefinitely by the
35     Veterans' Administration.

 

 

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1         (3) A person currently being served under the
2     alternative care program or under a home and
3     community-based services waiver authorized under Section
4     1915(c) of the Social Security Act.
5         (4) Persons admitted to a Medicaid-certified nursing
6     facility for a short-term stay, which is expected to be 14
7     days or less in duration based on a physician's
8     certification, and who have been assessed and approved for
9     nursing facility admission within the previous 6 months.
10     This exemption applies only if the long-term care
11     consultation team member determines at the time of the
12     initial assessment of the 6-month period that it is
13     appropriate to use the nursing facility for short-term
14     stays and that there is an adequate plan of care for return
15     to the home or community-based setting. If a stay exceeds
16     14 days, the person must be referred no later than the
17     first working day following the 14th resident day for a
18     screening, which must be completed within 5 working days
19     after the referral.
 
20     Section 40. Emergency admission to a nursing facility.
21     (a) Persons admitted to a Medicaid-certified nursing
22 facility from the community on an emergency basis as described
23 in subsection (b) or from an acute care facility on a day other
24 than a working day must be screened on the first working day
25 after admission.
26     (b) Emergency admission to a nursing facility before
27 screening is permitted when all of the following conditions are
28 met:
29         (1) The person is admitted from the community to a
30     certified nursing facility during county nonworking hours.
31         (2) A physician has determined that delaying admission
32     until preadmission screening is completed would adversely
33     affect the person's health and safety.
34         (3) There is a recent precipitating event that
35     precludes the person from living safely in the community,

 

 

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1     such as the person sustaining an injury, the sudden onset
2     of an acute illness, or a caregiver's inability to continue
3     to provide care.
4         (4) The person's attending physician has authorized
5     the emergency placement and has documented the reason that
6     the emergency placement is recommended.
7         (5) The Department is contacted on the first working
8     day following the emergency admission.
9     (c) Transfer of a patient from an acute care hospital to a
10     nursing facility is not considered an emergency except for a
11     person who has received hospital services in the following
12     situations: hospital admission for observation, care in an
13     emergency room without hospital admission, or following
14     hospital 24-hour bed care.
 
15     Section 45. Screening procedure.
16     (a) A person may be screened for nursing facility admission
17 by telephone or in a face-to-face screening interview.
18 Long-term care consultation team members must identify each
19 person's needs using one of the following categories:
20         (1) The person does not need a face-to-face screening
21     interview to determine the need for nursing facility level
22     of care based on information obtained from other health
23     care professionals.
24         (2) The person needs an immediate face-to-face
25     screening interview to determine the need for nursing
26     facility level of care and to complete activities required
27     under Section 30.
28         (3) The person may be exempt from screening
29     requirements as described in Section 35 or 40 but will need
30     transitional assistance after admission or in-person
31     follow-along after a return home.
32     (b) Persons admitted on a nonemergency basis to a
33     Medicaid-certified nursing facility must be screened before
34     admission.
35     (c) The long-term care consultation team shall recommend a

 

 

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1     case mix classification for persons admitted to a certified
2     nursing facility when sufficient information is received to
3     make that classification. The nursing facility may conduct all
4     case mix assessments for persons who have been screened before
5     admission for whom the team did not recommend a case mix
6     classification. The nursing facility may conduct all case mix
7     assessments for persons admitted to the facility before a
8     preadmission screening.
9     (d) The team's screening or intake activity must include
10     processes to identify persons who may require transition
11     assistance as described in Section 25.
 
12     Section 50. Preadmission screening of persons under age 65.
13     (a) It is the policy of the State of Illinois to ensure
14 that persons with disabilities or chronic illness are served in
15 the most integrated setting appropriate to their needs and have
16 the necessary information to make informed choices about home
17 and community-based service options. The Department of Public
18 Aid and the Department of Human Services shall administer this
19 Section.
20     (b) A person under 65 years of age who is admitted to a
21 nursing facility from a hospital must be screened before
22 admission as described in Sections 30, 35, 40, and 45.
23     (c) A person under 65 years of age who is admitted to a
24 nursing facility with only a telephone preadmission screening
25 must receive a face-to-face assessment from the long-term care
26 consultation team member from the service region in which the
27 facility is located or from the person's case manager within 40
28 calendar days after admission.
29     (d) A person under 65 years of age who is admitted to a
30 nursing facility without a preadmission screening in
31 accordance with subdivision (a)(3) of Section 35 and who
32 remains in the facility longer than 30 days must receive a
33 face-to-face assessment within 40 days after admission.
34     (e) At the face-to-face assessment, the long-term care
35 consultation team member or case manager must perform the

 

 

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1 activities required under Section 25.
2     (f) For a person under 21 years of age, a screening
3 interview that recommends nursing facility admission must be
4 conducted face-to-face and must be approved by the Department
5 before the person is admitted to the nursing facility.
6     (g) If a person under 65 years of age is admitted to a
7 nursing facility on an emergency basis, the Department must be
8 notified of the admission on the next working day, and a
9 face-to-face assessment as described in subsection (c) must be
10 conducted within 40 calendar days after admission.
11     (h) At the face-to-face assessment, the team member or the
12 case manager must present information about home and
13 community-based options so that the person can make informed
14 choices. If the person chooses home and community-based
15 services, the team member or case manager must complete a
16 written relocation plan within 20 working days after the
17 assessment. The plan must describe the services needed to
18 enable the person to move out of the facility and must include
19 a time line for the move that is designed to ensure a smooth
20 transition to the person's home and community.
21     (i) A person under 65 years of age residing in a nursing
22 facility is entitled to a face-to-face assessment at least
23 every 12 months to review the person's service choices and
24 available alternatives unless the person indicates, in
25 writing, that he or she does not desire annual assessments. In
26 this case, the person must receive a face-to-face assessment at
27 least every 36 months for the same purposes.
 
28     Section 55. Administration. The Department shall minimize
29 the number of forms required in the provision of long-term care
30 consultation services and shall limit the screening document to
31 items necessary for community support plan approval,
32 reimbursement, program planning, evaluation, and policy
33 development.
 
34     Section 60. Medicaid reimbursement.

 

 

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1     (a) Reimbursement for a nursing facility under Article V of
2 the Illinois Public Aid Code shall be authorized for a
3 recipient of medical assistance under that Article V only if a
4 preadmission screening has been conducted before the
5 recipient's admission to the facility or the Department has
6 authorized an exemption from the preadmission screening
7 requirement as provided in this Act. Reimbursement under
8 Article V of the Illinois Public Aid Code shall not be provided
9 for any medical assistance recipient who, as determined by the
10 local screener, does not meet the level of care criteria for
11 nursing facility placement or, if indicated, has not had a
12 level II OBRA evaluation as required under the federal Omnibus
13 Budget Reconciliation Act of 1987 completed, unless an
14 admission for a recipient with mental illness is approved by
15 the local mental health authority or an admission for a
16 recipient with mental retardation or a related condition is
17 approved by the State mental retardation authority.
18     (b) A nursing facility must not bill a person who is not a
19 medical assistance recipient for resident days that preceded
20 the date of completion of screening activities as required
21 under Sections 30, 35, 40, and 45. The nursing facility must
22 include unreimbursed resident days in the nursing facility
23 resident day totals reported to the Department.
24     (c) The Department shall make a request to the Centers for
25 Medicare and Medicaid Services for a waiver allowing team
26 approval of Medicaid payments for certified nursing facility
27 care. A person has a choice and makes the final decision
28 between nursing facility placement and community placement
29 after the screening team's recommendation, except as provided
30 in subsection (d) of Section 30.
 
31     Section 90. The Illinois Act on the Aging is amended by
32 changing Section 4.03 as follows:
 
33     (20 ILCS 105/4.03)  (from Ch. 23, par. 6104.03)
34     Sec. 4.03. Nursing home prescreening program.

 

 

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1 (a) The Department on Aging, in cooperation with the Department
2 of Human Services and any other appropriate State, local or
3 federal agency, shall, without regard to income guidelines,
4 establish a nursing home prescreening program to determine
5 whether Alzheimer's Disease and related disorders victims, and
6 persons who are deemed as blind or disabled as defined by the
7 Social Security Act and who are in need of long term care, may
8 be satisfactorily cared for in their homes through the use of
9 home and community based services. Case coordination units
10 under contract with the Department may charge a fee for the
11 prescreening provided under this Section and the fee shall be
12 no greater than the cost of such services to the case
13 coordination unit.
14     (b) The program established under this Section must comply
15 with the Long-Term Care Consultation Services Act.
16 (Source: P.A. 89-21, eff. 7-1-95; 89-507, eff. 7-1-97.)
 
17     Section 95. The Illinois Public Aid Code is amended by
18 adding Section 5-5.3a as follows:
 
19     (305 ILCS 5/5-5.3a new)
20     Sec. 5-5.3a. Long-Term Care Consultation Services Act.
21 Payments to a nursing facility under this Article are subject
22 to preadmission screening requirements as provided in Section
23 60 of the Long-Term Care Consultation Services Act.