093_HB3197

 
                                     LRB093 10753 DRJ 11147 b

 1        AN ACT in relation to health.

 2        Be it enacted by the People of  the  State  of  Illinois,
 3    represented in the General Assembly:

 4        Section  1.  Short  title.  This  Act may be cited as the
 5    Nursing Home Resident Sexual Assault and  Death  Review  Team
 6    Act.

 7        Section  5.  State  policy.  The following statements are
 8    the policy of this State:
 9             (1)  Every nursing home resident is entitled to live
10        in safety  and  decency  and  to  receive  competent  and
11        respectful  care that meets the requirements of State and
12        federal law.
13             (2)  Responding to sexual assaults on  nursing  home
14        residents and to unnecessary nursing home resident deaths
15        is a State and a community responsibility.
16             (3)  When   a  nursing  home  resident  is  sexually
17        assaulted or dies  unnecessarily,  the  response  by  the
18        State  and  the  community  to  the assault or death must
19        include an accurate and  complete  determination  of  the
20        cause  of  the  assault  or death and the development and
21        implementation of measures to prevent future assaults  or
22        deaths  from  similar  causes.  The  response may include
23        court action, including prosecution of persons who may be
24        responsible for the assault or death and  proceedings  to
25        protect   other  residents  of  the  facility  where  the
26        resident lived, and disciplinary action  against  persons
27        who failed to meet their professional responsibilities to
28        the resident.
29             (4)  Professionals  from  disparate  disciplines and
30        agencies  who  have  responsibilities  for  nursing  home
31        residents and expertise that can promote resident  safety
 
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 1        and well-being should share their expertise and knowledge
 2        so  that  the  goals  of determining the causes of sexual
 3        assaults and unnecessary resident  deaths,  planning  and
 4        providing services to surviving residents, and preventing
 5        future assaults and unnecessary deaths can be achieved.
 6             (5)  A  greater  understanding  of the incidence and
 7        causes of sexual assaults against nursing home  residents
 8        and unnecessary nursing home resident deaths is necessary
 9        if   the   State   is  to  prevent  future  assaults  and
10        unnecessary deaths.
11             (6)  Multi-disciplinary and multi-agency reviews  of
12        sexual   assaults  against  nursing  home  residents  and
13        unnecessary nursing home resident deaths can  assist  the
14        State  and  counties in (i) investigating resident sexual
15        assaults  and   deaths,   (ii)   developing   a   greater
16        understanding  of  the  incidence  and causes of resident
17        sexual assault and deaths and the methods for  preventing
18        those  assaults and deaths, and (iii) identifying gaps in
19        services to nursing home residents.
20             (7)  Access to information regarding  assaulted  and
21        deceased nursing home residents by multi-disciplinary and
22        multi-agency  nursing  home  resident  sexual assault and
23        death review  teams  is  necessary  for  those  teams  to
24        achieve their purposes and duties.

25        Section 10.  Definitions. As used in this Act, unless the
26    context requires otherwise:
27        "Department" means the Department of Public Health.
28        "Director" means the Director of Public Health.
29        "Executive  Council"  means  the  Illinois  Nursing  Home
30    Resident  Sexual  Assault  and  Death  Review Teams Executive
31    Council.
32        "Resident" means  a  person  residing  in  and  receiving
33    personal care from a facility licensed under the Nursing Home
 
                            -3-      LRB093 10753 DRJ 11147 b
 1    Care Act.
 2        "Review  team"  means  a  nursing  home  resident  sexual
 3    assault and death review team appointed under this Act.

 4        Section  15.  Nursing  home  resident  sexual assault and
 5    death review teams; establishment.
 6        (a)  The Director, in  consultation  with  the  Executive
 7    Council   and   with   law  enforcement  agencies  and  other
 8    professionals  who  work  in  the  field  of   investigating,
 9    treating,  or  preventing  nursing  home  resident  abuse  or
10    neglect in each of the Department's administrative regions of
11    the  State,  shall appoint members to a nursing home resident
12    sexual assault and death review  team  in  each  such  region
13    outside  Cook  County and to at least one review team in Cook
14    County. The members of a team shall be appointed  for  2-year
15    terms  and  shall  be  eligible  for  reappointment  upon the
16    expiration of their terms.
17        (b)  Each nursing home resident sexual assault and  death
18    review team shall consist of at least one member from each of
19    the following categories:
20             (1)  Geriatrician  or  other physician knowledgeable
21        about nursing home resident abuse and neglect.
22             (2)   Representative of the Department.
23             (3)  State's   Attorney   or   State's    Attorney's
24        representative.
25             (4)  Representative   of  a  local  law  enforcement
26        agency.
27             (5)  Representative of the Illinois Attorney General
28             (6)  Psychologist or psychiatrist.
29             (7)  Representative of a local health department.
30             (8)  Representative of a social  service  or  health
31        care agency that provides services to persons with mental
32        illness, in a program whose accreditation to provide such
33        services  is  recognized  by  the Office of Mental Health
 
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 1        within the Department of Human Services.
 2             (9)  Representatative of a social service or  health
 3        care  agency  that  provides  services  to  persons  with
 4        developmental    disabilities,   in   a   program   whose
 5        accreditation to provide such services is  recognized  by
 6        the  Office  of  Developmental  Disabilities  within  the
 7        Department of Human Services.
 8             (10)  Coroner or forensic pathologist.
 9             (11)  Representative    of   the   local   sub-state
10        ombudsman.
11             (12)  Representative  of  a  nursing  home  resident
12        advocacy organization.
13             (13)  Representative of  a  local  hospital,  trauma
14        center, or provider of emergency medical services.
15             (14)  Representative   of   an   organization   that
16        represents nursing homes.
17        Each review team may make recommendations to the Director
18    concerning  additional  appointments. Each review team member
19    must  have  demonstrated  experience  and  an   interest   in
20    investigating,  treating, or preventing nursing home resident
21    abuse or neglect.
22        (c)  Each nursing home resident sexual assault and  death
23    review  team  shall  select  a  chairperson  from  among  its
24    members.  The  chairperson  shall  also serve on the Illinois
25    Nursing Home Sexual Assault and Death Review Teams  Executive
26    Council.

27        Section  20.  Reviews  of  nursing  home  resident sexual
28    assaults and deaths.
29        (a)  Every sexual assault  of  a  nursing  home  resident
30    shall  be reviewed by the review team for the region that has
31    primary case management responsibility.
32        (b)  Every death of a  nursing  home  resident  shall  be
33    reviewed  by  the review team for the region that has primary
 
                            -5-      LRB093 10753 DRJ 11147 b
 1    case management responsibility, if the deceased  resident  is
 2    one of the following:
 3             (1)  A   person  whose  care  the  Department  found
 4        violated federal or State  standards  in  the  12  months
 5        preceding the resident's death.
 6             (2)  A  person  whose  care  was  the  subject  of a
 7        complaint to the Department in the 30 days preceding  the
 8        resident's death, or after the resident's death. A review
 9        team   may,  at  its  discretion,  review  other  sudden,
10        unexpected, or unexplained nursing home resident deaths.
11        (b)  A review team's purpose  in  conducting  reviews  of
12    resident sexual assaults and deaths is to do the following:
13             (1)  Assist  in  determining the cause and manner of
14        the resident's assault or death, when requested.
15             (2)  Evaluate means, if any, by which the assault or
16        death might have been prevented.
17             (3)  Report its findings to appropriate agencies and
18        make recommendations that may help to reduce  the  number
19        of  sexual  assaults on and unnecessary deaths of nursing
20        home residents.
21             (4)  Promote continuing education for  professionals
22        involved   in  investigating,  treating,  and  preventing
23        nursing home resident abuse and neglect  as  a  means  of
24        preventing  sexual  assaults  and  unnecessary  deaths of
25        nursing home residents.
26             (5)  Make specific recommendations to  the  Director
27        concerning   the   prevention   of  sexual  assaults  and
28        unnecessary deaths of  nursing  home  residents  and  the
29        establishment  of  protocols  for  investigating resident
30        sexual assaults and deaths.
31        (c)  A review team must review a sexual assault or  death
32    as  soon  as practicable and not later than 90 days following
33    the completion by the Department of the investigation of  the
34    assault  or death under the Nursing Home Care Act. When there
 
                            -6-      LRB093 10753 DRJ 11147 b
 1    has been no investigation by the Department, the review  team
 2    must  review  a  sexual assault or death within 90 days after
 3    obtaining the information necessary to  complete  the  review
 4    from  the  coroner,  pathologist,  medical  examiner,  or law
 5    enforcement agency, depending on the nature of  the  case.  A
 6    review team must meet at least once in each calendar quarter.
 7        (d)  Within  90 days after receiving recommendations made
 8    by a review team  under  item  (5)  of  subsection  (b),  the
 9    Director must review those recommendations and respond to the
10    review  team. The Director shall implement recommendations as
11    feasible and appropriate and shall respond to the review team
12    in writing to explain the implementation or nonimplementation
13    of the recommendations.
14        (e)  In any instance when a review team does not  operate
15    in  accordance  with  established  protocol, the Director, in
16    consultation and cooperation with the Executive Council, must
17    take any necessary actions to  bring  the  review  team  into
18    compliance with the protocol.

19        Section 25.  Review team access to information.
20        (a)  The  Department  shall  provide to a review team, on
21    the request of the review team chairperson, all  records  and
22    information  in the Department's possession that are relevant
23    to the review team's review of a  sexual  assault  or  death,
24    including records and information concerning previous reports
25    or investigations of suspected abuse or neglect.
26        (b)  A  review  team shall have access to all records and
27    information that are relevant  to  its  review  of  a  sexual
28    assault  or  death  and in the possession of a State or local
29    governmental agency. These records and  information  include,
30    without  limitation, death certificates, all relevant medical
31    and mental health records, records of law enforcement  agency
32    investigations,   records  of  coroner  or  medical  examiner
33    investigations, records  of  the  Department  of  Corrections
 
                            -7-      LRB093 10753 DRJ 11147 b
 1    concerning  a  person's  parole,  records  of a probation and
 2    court services department, and records of a  social  services
 3    agency that provided services to the resident.

 4        Section 30.  Public access to information.
 5        (a)  Meetings  of  the  review  teams  and  the Executive
 6    Council shall be closed to the public. Meetings of the review
 7    teams and the Executive Council are not subject to  the  Open
 8    Meetings Act, as provided in that Act.
 9        (b)  Records  and  information  provided to a review team
10    and the Executive Council, and records maintained by a review
11    team or the  Executive  Council,  are  confidential  and  not
12    subject  to  the  Freedom  of Information Act, as provided in
13    that Act.  Nothing contained in this subsection (b)  prevents
14    the  sharing  or  disclosure  of  records,  other  than those
15    produced by a review team or the Executive Council,  relating
16    or pertaining to the sexual assault or death of a resident.
17        (c)  Members  of  a review team and the Executive Council
18    are not subject to examination,  in  any  civil  or  criminal
19    proceeding,  concerning  information  presented to members of
20    the review team or the Executive Council or  opinions  formed
21    by  members of the review team or the Executive Council based
22    on that information.  A  person  may,  however,  be  examined
23    concerning  information  provided  to  a  review  team or the
24    Executive Council that is otherwise available to the public.
25        (d)  Records and information produced by  a  review  team
26    and  the  Executive  Council  are not subject to discovery or
27    subpoena and are not admissible as evidence in any  civil  or
28    criminal  proceeding.  Those  records  and  information  are,
29    however,   subject  to  discovery  or  a  subpoena,  and  are
30    admissible as evidence, to  the  extent  they  are  otherwise
31    available to the public.

32        Section  35.  Indemnification.  The State shall indemnify
 
                            -8-      LRB093 10753 DRJ 11147 b
 1    and hold harmless members of a review team and the  Executive
 2    Council  for  all  their acts, omissions, decisions, or other
 3    conduct arising out of the scope  of  their  service  on  the
 4    review  team  or  Executive  Council,  except those involving
 5    willful  or  wanton  misconduct.  The  method  of   providing
 6    indemnification  shall  be  as provided in the State Employee
 7    Indemnification Act.

 8        Section 40.  Executive Council.
 9        (a)  The Illinois Nursing Home  Resident  Sexual  Assault
10    and  Death  Review Teams Executive Council, consisting of the
11    chairperson of each review team established under Section 15,
12    is the coordinating  and  oversight  body  for  nursing  home
13    resident sexual assault and death review teams and activities
14    in  Illinois.  The  vice-chairperson  of  a  review  team, as
15    designated by the chairperson, may serve as a back-up  member
16    or  an  alternate  member  of  the  Executive Council, if the
17    chairperson of the review team is unavailable to serve on the
18    Executive Council. The Director may appoint to the  Executive
19    Council any ex-officio members deemed necessary. Persons with
20    expertise  needed  by the Executive Council may be invited to
21    meetings. The Executive Council must select from its  members
22    a chairperson and a vice-chairperson, each to serve a 2-year,
23    renewable  term.  The  Executive Council must meet at least 4
24    times during each calendar year.
25        (b)  The Department must provide or arrange for the staff
26    support necessary for the Executive Council to carry out  its
27    duties.
28        (c)  The  Executive  Council  has, but is not limited to,
29    the following duties:
30             (1)  To serve as the voice of nursing home  resident
31        sexual assault and death review teams in Illinois.
32             (2)  To  consult  with  the  Director concerning the
33        appointment, reappointment, and removal  of  review  team
 
                            -9-      LRB093 10753 DRJ 11147 b
 1        members.
 2             (3)  To  oversee the review teams in order to ensure
 3        that the teams' work is  coordinated  and  in  compliance
 4        with the statutes and the operating protocol.
 5             (4)  To ensure that the data, results, findings, and
 6        recommendations  of  the review teams are adequately used
 7        to  make  any  necessary   changes   in   the   policies,
 8        procedures, and statutes in order to protect residents in
 9        a timely manner.
10             (5)  To  collaborate  with the General Assembly, the
11        Department,  and  others  in   order   to   develop   any
12        legislation  needed  to  prevent  nursing  home  resident
13        sexual  assaults  and  unnecessary  deaths and to protect
14        nursing home residents.
15             (6)  To assist in the development of  quarterly  and
16        annual  reports based on the work and the findings of the
17        review teams.
18             (7)  To  ensure  that  the  review   teams'   review
19        processes  are  standardized  in  order  to  convey data,
20        findings, and recommendations in a usable format.
21             (8)  To serve as a link with nursing  home  resident
22        sexual  assault  and  death  review  teams throughout the
23        country and  to  participate  in  national  nursing  home
24        resident sexual assault and death review team activities.
25             (9)  To  develop  an  annual  statewide symposium to
26        update the knowledge and skills of  review  team  members
27        and to promote the exchange of information between review
28        teams.
29             (10)  To  provide  the  review  teams  with the most
30        current information and practices concerning nursing home
31        resident sexual assault and unnecessary death review  and
32        related topics.
33             (11)  To  perform  any  other functions necessary to
34        enhance the capability of the review teams to reduce  and
 
                            -10-     LRB093 10753 DRJ 11147 b
 1        prevent sexual assaults and unnecessary deaths of nursing
 2        home residents.

 3        Section 90.  The Open Meetings Act is amended by changing
 4    Section 2 as follows:

 5        (5 ILCS 120/2) (from Ch. 102, par. 42)
 6        Sec. 2.  Open meetings.
 7        (a)  Openness  required.   All  meetings of public bodies
 8    shall be open to the public unless excepted in subsection (c)
 9    and closed in accordance with Section 2a.
10        (b)  Construction   of   exceptions.    The    exceptions
11    contained   in  subsection  (c)  are  in  derogation  of  the
12    requirement  that  public  bodies  meet  in  the  open,   and
13    therefore,  the  exceptions  are  to  be  strictly construed,
14    extending only to subjects clearly within their scope.    The
15    exceptions  authorize  but  do  not  require the holding of a
16    closed meeting  to  discuss  a  subject  included  within  an
17    enumerated exception.
18        (c)  Exceptions.   A public body may hold closed meetings
19    to consider the following subjects:
20             (1)  The  appointment,   employment,   compensation,
21        discipline,   performance,   or   dismissal  of  specific
22        employees of the public body, including hearing testimony
23        on a complaint lodged against an  employee  to  determine
24        its validity.
25             (2)  Collective   negotiating  matters  between  the
26        public body and its employees or  their  representatives,
27        or  deliberations  concerning salary schedules for one or
28        more classes of employees.
29             (3)  The selection of a  person  to  fill  a  public
30        office,  as defined in this Act, including a vacancy in a
31        public office, when the public body  is  given  power  to
32        appoint  under  law  or  ordinance,  or  the  discipline,
 
                            -11-     LRB093 10753 DRJ 11147 b
 1        performance  or  removal  of  the  occupant  of  a public
 2        office, when the public body is given power to remove the
 3        occupant under law or ordinance.
 4             (4)  Evidence  or  testimony   presented   in   open
 5        hearing,   or   in   closed  hearing  where  specifically
 6        authorized by  law,  to  a  quasi-adjudicative  body,  as
 7        defined  in this Act, provided that the body prepares and
 8        makes available for public inspection a written  decision
 9        setting forth its determinative reasoning.
10             (5)  The  purchase or lease of real property for the
11        use of the public body, including meetings held  for  the
12        purpose  of discussing whether a particular parcel should
13        be acquired.
14             (6)  The setting of a price for  sale  or  lease  of
15        property owned by the public body.
16             (7)  The    sale    or   purchase   of   securities,
17        investments, or investment contracts.
18             (8)  Security procedures and the  use  of  personnel
19        and equipment to respond to an actual, a threatened, or a
20        reasonably  potential  danger to the safety of employees,
21        students, staff or public property.
22             (9)  Student disciplinary cases.
23             (10)  The  placement  of  individual   students   in
24        special  education programs and other matters relating to
25        individual students.
26             (11)  Litigation, when an action against,  affecting
27        or on behalf of the particular public body has been filed
28        and is pending before a court or administrative tribunal,
29        or  when the public body finds that an action is probable
30        or imminent, in which case  the  basis  for  the  finding
31        shall  be  recorded  and  entered into the minutes of the
32        closed meeting.
33             (12)  The establishment of reserves or settlement of
34        claims  as  provided  in  the  Local   Governmental   and
 
                            -12-     LRB093 10753 DRJ 11147 b
 1        Governmental  Employees  Tort  Immunity Act, if otherwise
 2        the disposition of a claim or potential  claim  might  be
 3        prejudiced,  or  the review or discussion of claims, loss
 4        or risk management information, records, data, advice  or
 5        communications from or with respect to any insurer of the
 6        public  body  or  any  intergovernmental  risk management
 7        association or self insurance pool of  which  the  public
 8        body is a member.
 9             (13)  Conciliation  of  complaints of discrimination
10        in the sale or rental of housing,  when  closed  meetings
11        are  authorized  by the law or ordinance prescribing fair
12        housing  practices   and   creating   a   commission   or
13        administrative agency for their enforcement.
14             (14)  Informant sources, the hiring or assignment of
15        undercover  personnel  or equipment, or ongoing, prior or
16        future  criminal  investigations,  when  discussed  by  a
17        public body with criminal investigatory responsibilities.
18             (15)  Professional  ethics   or   performance   when
19        considered  by  an  advisory  body  appointed to advise a
20        licensing or regulatory agency on matters germane to  the
21        advisory body's field of competence.
22             (16)  Self  evaluation,  practices and procedures or
23        professional ethics, when meeting with  a  representative
24        of  a statewide association of which the public body is a
25        member.
26             (17)  The recruitment, credentialing, discipline  or
27        formal  peer  review  of  physicians or other health care
28        professionals  for  a  hospital,  or  other   institution
29        providing  medical  care,  that is operated by the public
30        body.
31             (18)  Deliberations for decisions  of  the  Prisoner
32        Review Board.
33             (19)  Review  or discussion of applications received
34        under the Experimental Organ  Transplantation  Procedures
 
                            -13-     LRB093 10753 DRJ 11147 b
 1        Act.
 2             (20)  The  classification  and discussion of matters
 3        classified as confidential or continued  confidential  by
 4        the State Employees Suggestion Award Board.
 5             (21)  Discussion  of  minutes  of  meetings lawfully
 6        closed under this Act, whether for purposes  of  approval
 7        by  the  body of the minutes or semi-annual review of the
 8        minutes as mandated by Section 2.06.
 9             (22)  Deliberations  for  decisions  of  the   State
10        Emergency Medical Services Disciplinary Review Board.
11             (23)  The operation by a municipality of a municipal
12        utility  or  the operation of a municipal power agency or
13        municipal natural gas agency when the discussion involves
14        (i) contracts relating to the purchase, sale, or delivery
15        of electricity or natural gas  or  (ii)  the  results  or
16        conclusions of load forecast studies.
17             (24)  Meetings  of  a  nursing  home resident sexual
18        assault  and  death  review  team  or  the  Nursing  Home
19        Resident Sexual Assault and Death Review Teams  Executive
20        Council  under  the  Nursing Home Resident Sexual Assault
21        and Death Review Team Act.
22        (d)  Definitions.  For purposes of this Section:
23        "Employee" means a person employed by a public body whose
24    relationship   with   the   public   body   constitutes    an
25    employer-employee  relationship  under  the  usual common law
26    rules, and who is not an independent contractor.
27        "Public office" means a position created by or under  the
28    Constitution  or laws of this State, the occupant of which is
29    charged with the exercise of some portion  of  the  sovereign
30    power  of  this State. The term "public office" shall include
31    members  of  the  public  body,  but  it  shall  not  include
32    organizational positions filled by members  thereof,  whether
33    established  by law or by a public body itself, that exist to
34    assist the body in the conduct of its business.
 
                            -14-     LRB093 10753 DRJ 11147 b
 1        "Quasi-adjudicative body" means  an  administrative  body
 2    charged  by  law  or  ordinance  with  the  responsibility to
 3    conduct hearings, receive  evidence  or  testimony  and  make
 4    determinations  based  thereon,  but  does  not include local
 5    electoral boards when such bodies  are  considering  petition
 6    challenges.
 7        (e)  Final  action.   No  final  action may be taken at a
 8    closed meeting. Final action shall be preceded  by  a  public
 9    recital  of  the  nature  of  the matter being considered and
10    other information that will inform the public of the business
11    being conducted.
12    (Source: P.A. 90-144, eff. 7-23-97; 91-730, eff. 1-1-01.)

13        Section 93.  The Freedom of Information Act is amended by
14    changing Section 7 as follows:

15        (5 ILCS 140/7) (from Ch. 116, par. 207)
16        Sec. 7.  Exemptions.
17        (1)  The following shall be exempt  from  inspection  and
18    copying:
19             (a)  Information    specifically   prohibited   from
20        disclosure  by  federal  or  State  law  or   rules   and
21        regulations adopted under federal or State law.
22             (b)  Information    that,    if   disclosed,   would
23        constitute a clearly  unwarranted  invasion  of  personal
24        privacy, unless the disclosure is consented to in writing
25        by  the  individual  subjects  of  the  information.  The
26        disclosure of information that bears on the public duties
27        of public employees and officials shall not be considered
28        an invasion of personal  privacy.   Information  exempted
29        under  this  subsection  (b)  shall  include  but  is not
30        limited to:
31                  (i)  files and personal information  maintained
32             with   respect   to  clients,  patients,  residents,
 
                            -15-     LRB093 10753 DRJ 11147 b
 1             students  or  other  individuals  receiving  social,
 2             medical,   educational,    vocational,    financial,
 3             supervisory  or  custodial care or services directly
 4             or  indirectly  from  federal  agencies  or   public
 5             bodies;
 6                  (ii)  personnel  files and personal information
 7             maintained with respect to employees, appointees  or
 8             elected  officials  of any public body or applicants
 9             for those positions;
10                  (iii)  files    and    personal     information
11             maintained with respect to any applicant, registrant
12             or  licensee  by any public body cooperating with or
13             engaged    in    professional    or     occupational
14             registration, licensure or discipline;
15                  (iv)  information  required  of any taxpayer in
16             connection with the assessment or collection of  any
17             tax unless disclosure is otherwise required by State
18             statute; and
19                  (v)  information   revealing  the  identity  of
20             persons  who  file  complaints   with   or   provide
21             information  to  administrative,  investigative, law
22             enforcement or penal  agencies;  provided,  however,
23             that   identification   of   witnesses   to  traffic
24             accidents,  traffic  accident  reports,  and  rescue
25             reports  may  be  provided  by  agencies  of   local
26             government,  except  in  a case for which a criminal
27             investigation is  ongoing,  without  constituting  a
28             clearly  unwarranted   per  se  invasion of personal
29             privacy under this subsection.
30             (c)  Records  compiled  by  any  public   body   for
31        administrative   enforcement   proceedings  and  any  law
32        enforcement or correctional agency  for  law  enforcement
33        purposes  or  for  internal matters of a public body, but
34        only to the extent that disclosure would:
 
                            -16-     LRB093 10753 DRJ 11147 b
 1                  (i)  interfere with  pending  or  actually  and
 2             reasonably  contemplated law enforcement proceedings
 3             conducted by any  law  enforcement  or  correctional
 4             agency;
 5                  (ii)  interfere   with  pending  administrative
 6             enforcement  proceedings  conducted  by  any  public
 7             body;
 8                  (iii)  deprive a person of a fair trial  or  an
 9             impartial hearing;
10                  (iv)  unavoidably  disclose  the  identity of a
11             confidential  source  or  confidential   information
12             furnished only by the confidential source;
13                  (v)  disclose     unique     or     specialized
14             investigative  techniques other than those generally
15             used and known or  disclose  internal  documents  of
16             correctional    agencies   related   to   detection,
17             observation or investigation of incidents  of  crime
18             or misconduct;
19                  (vi)  constitute   an   invasion   of  personal
20             privacy under subsection (b) of this Section;
21                  (vii)  endanger the life or physical safety  of
22             law enforcement personnel or any other person; or
23                  (viii)  obstruct     an     ongoing    criminal
24             investigation.
25             (d)  Criminal history record information  maintained
26        by  State  or local criminal justice agencies, except the
27        following which shall be open for public  inspection  and
28        copying:
29                  (i)  chronologically      maintained     arrest
30             information, such  as  traditional  arrest  logs  or
31             blotters;
32                  (ii)  the  name of a person in the custody of a
33             law enforcement agency and  the  charges  for  which
34             that person is being held;
 
                            -17-     LRB093 10753 DRJ 11147 b
 1                  (iii)  court records that are public;
 2                  (iv)  records   that  are  otherwise  available
 3             under State or local law; or
 4                  (v)  records in which the requesting  party  is
 5             the  individual identified, except as provided under
 6             part (vii) of paragraph (c)  of  subsection  (1)  of
 7             this Section.
 8             "Criminal  history  record  information"  means data
 9        identifiable  to  an   individual   and   consisting   of
10        descriptions   or   notations   of  arrests,  detentions,
11        indictments, informations, pre-trial proceedings, trials,
12        or other formal events in the criminal justice system  or
13        descriptions  or notations of criminal charges (including
14        criminal violations of local  municipal  ordinances)  and
15        the   nature   of   any  disposition  arising  therefrom,
16        including sentencing, court or correctional  supervision,
17        rehabilitation  and  release.  The term does not apply to
18        statistical records and reports in which individuals  are
19        not  identified  and  from which their identities are not
20        ascertainable, or to information  that  is  for  criminal
21        investigative or intelligence purposes.
22             (e)  Records  that  relate to or affect the security
23        of correctional institutions and detention facilities.
24             (f)  Preliminary  drafts,  notes,   recommendations,
25        memoranda   and  other  records  in  which  opinions  are
26        expressed, or policies or actions are formulated,  except
27        that  a  specific  record or relevant portion of a record
28        shall not be exempt when the record is publicly cited and
29        identified by the head of the public body. The  exemption
30        provided  in  this  paragraph  (f)  extends  to all those
31        records of officers and agencies of the General  Assembly
32        that pertain to the preparation of legislative documents.
33             (g)  Trade   secrets  and  commercial  or  financial
34        information obtained from a person or business where  the
 
                            -18-     LRB093 10753 DRJ 11147 b
 1        trade  secrets or information are proprietary, privileged
 2        or confidential, or where disclosure of the trade secrets
 3        or information may cause competitive harm, including  all
 4        information  determined  to be confidential under Section
 5        4002 of the Technology Advancement and  Development  Act.
 6        Nothing   contained   in  this  paragraph  (g)  shall  be
 7        construed to prevent a person or business from consenting
 8        to disclosure.
 9             (h)  Proposals and bids for any contract, grant,  or
10        agreement,   including   information  which  if  it  were
11        disclosed  would  frustrate  procurement   or   give   an
12        advantage  to  any  person  proposing  to  enter  into  a
13        contractor  agreement  with  the  body, until an award or
14        final selection is made.  Information prepared by or  for
15        the  body  in  preparation of a bid solicitation shall be
16        exempt until an award or final selection is made.
17             (i)  Valuable formulae, computer geographic systems,
18        designs, drawings and research data obtained or  produced
19        by  any  public  body when disclosure could reasonably be
20        expected to produce private gain or public loss.
21             (j)  Test  questions,   scoring   keys   and   other
22        examination   data   used   to   administer  an  academic
23        examination  or  determined  the  qualifications  of   an
24        applicant for a license or employment.
25             (k)  Architects'   plans  and  engineers'  technical
26        submissions for projects not constructed or developed  in
27        whole  or  in  part  with  public  funds and for projects
28        constructed or developed with public funds, to the extent
29        that disclosure would compromise security.
30             (l)  Library   circulation   and    order    records
31        identifying library users with specific materials.
32             (m)  Minutes  of meetings of public bodies closed to
33        the public as provided in the Open Meetings Act until the
34        public body makes the minutes  available  to  the  public
 
                            -19-     LRB093 10753 DRJ 11147 b
 1        under Section 2.06 of the Open Meetings Act.
 2             (n)  Communications  between  a  public  body and an
 3        attorney or auditor representing  the  public  body  that
 4        would  not  be  subject  to  discovery in litigation, and
 5        materials prepared or compiled by or for a public body in
 6        anticipation  of  a  criminal,  civil  or  administrative
 7        proceeding upon the request of an attorney  advising  the
 8        public  body,  and  materials  prepared  or compiled with
 9        respect to internal audits of public bodies.
10             (o)  Information received by a primary or  secondary
11        school,  college  or  university under its procedures for
12        the evaluation  of  faculty  members  by  their  academic
13        peers.
14             (p)  Administrative    or    technical   information
15        associated with  automated  data  processing  operations,
16        including   but   not   limited  to  software,  operating
17        protocols,  computer  program  abstracts,  file  layouts,
18        source  listings,  object  modules,  load  modules,  user
19        guides,  documentation  pertaining  to  all  logical  and
20        physical  design  of   computerized   systems,   employee
21        manuals,  and  any  other information that, if disclosed,
22        would jeopardize the security of the system or  its  data
23        or the security of materials exempt under this Section.
24             (q)  Documents  or  materials relating to collective
25        negotiating  matters  between  public  bodies  and  their
26        employees  or  representatives,  except  that  any  final
27        contract or agreement shall be subject to inspection  and
28        copying.
29             (r)  Drafts,  notes,  recommendations  and memoranda
30        pertaining to the financing and marketing transactions of
31        the public body. The records of ownership,  registration,
32        transfer, and exchange of municipal debt obligations, and
33        of   persons  to  whom  payment  with  respect  to  these
34        obligations is made.
 
                            -20-     LRB093 10753 DRJ 11147 b
 1             (s)  The records, documents and information relating
 2        to  real  estate  purchase   negotiations   until   those
 3        negotiations have been completed or otherwise terminated.
 4        With regard to a parcel involved in a pending or actually
 5        and  reasonably  contemplated  eminent  domain proceeding
 6        under  Article  VII  of  the  Code  of  Civil  Procedure,
 7        records,  documents  and  information  relating  to  that
 8        parcel shall be exempt except as  may  be  allowed  under
 9        discovery  rules  adopted  by the Illinois Supreme Court.
10        The records, documents and information relating to a real
11        estate sale shall be exempt until a sale is consummated.
12             (t)  Any and all proprietary information and records
13        related to the operation  of  an  intergovernmental  risk
14        management  association or self-insurance pool or jointly
15        self-administered  health  and  accident  cooperative  or
16        pool.
17             (u)  Information    concerning    a     university's
18        adjudication   of   student   or  employee  grievance  or
19        disciplinary cases, to the extent that  disclosure  would
20        reveal  the  identity  of  the  student  or  employee and
21        information concerning any public body's adjudication  of
22        student  or  employee  grievances  or disciplinary cases,
23        except for the final outcome of the cases.
24             (v)  Course materials or research materials used  by
25        faculty members.
26             (w)  Information  related  solely  to  the  internal
27        personnel rules and practices of a public body.
28             (x)  Information   contained   in   or   related  to
29        examination, operating, or condition reports prepared by,
30        on behalf of, or for the use of a public body responsible
31        for  the   regulation   or   supervision   of   financial
32        institutions or insurance companies, unless disclosure is
33        otherwise required by State law.
34             (y)  Information   the   disclosure   of   which  is
 
                            -21-     LRB093 10753 DRJ 11147 b
 1        restricted under Section 5-108 of  the  Public  Utilities
 2        Act.
 3             (z)  Manuals  or instruction to staff that relate to
 4        establishment or collection of liability  for  any  State
 5        tax  or that relate to investigations by a public body to
 6        determine violation of any criminal law.
 7             (aa)  Applications, related documents,  and  medical
 8        records    received    by    the    Experimental    Organ
 9        Transplantation   Procedures   Board   and  any  and  all
10        documents or other records prepared by  the  Experimental
11        Organ  Transplantation  Procedures  Board  or  its  staff
12        relating to applications it has received.
13             (bb)  Insurance  or  self  insurance  (including any
14        intergovernmental risk  management  association  or  self
15        insurance   pool)   claims,   loss   or  risk  management
16        information, records, data, advice or communications.
17             (cc)  Information and records held by the Department
18        of  Public  Health  and  its  authorized  representatives
19        relating  to  known  or  suspected  cases   of   sexually
20        transmissible  disease  or any information the disclosure
21        of  which  is  restricted  under  the  Illinois  Sexually
22        Transmissible Disease Control Act.
23             (dd)  Information  the  disclosure   of   which   is
24        exempted under Section 30 of the Radon Industry Licensing
25        Act.
26             (ee)  Firm  performance evaluations under Section 55
27        of the Architectural,  Engineering,  and  Land  Surveying
28        Qualifications Based Selection Act.
29             (ff)  Security  portions  of  system  safety program
30        plans, investigation reports, surveys, schedules,  lists,
31        data,  or information compiled, collected, or prepared by
32        or  for  the  Regional  Transportation  Authority   under
33        Section 2.11 of the Regional Transportation Authority Act
34        or  the  St.  Clair  County  Transit  District  under the
 
                            -22-     LRB093 10753 DRJ 11147 b
 1        Bi-State Transit Safety Act.
 2             (gg)  Information  the  disclosure   of   which   is
 3        restricted  and exempted under Section 50 of the Illinois
 4        Prepaid Tuition Act.
 5             (hh)  Information  the  disclosure   of   which   is
 6        exempted under Section 80 of the State Gift Ban Act.
 7             (ii)  Beginning July 1, 1999, information that would
 8        disclose  or  might  lead  to the disclosure of secret or
 9        confidential information, codes, algorithms, programs, or
10        private keys intended to be used to create electronic  or
11        digital signatures under the Electronic Commerce Security
12        Act.
13             (jj)  Information  contained  in  a  local emergency
14        energy plan submitted to  a  municipality  in  accordance
15        with  a  local  emergency  energy  plan ordinance that is
16        adopted under Section 11-21.5-5 of the Illinois Municipal
17        Code.
18             (kk)  Information   and    data    concerning    the
19        distribution  of  surcharge moneys collected and remitted
20        by  wireless  carriers  under  the   Wireless   Emergency
21        Telephone Safety Act.
22             (ll)  Records  and information provided to a nursing
23        home resident sexual assault and death review team or the
24        Nursing Home Resident Sexual  Assault  and  Death  Review
25        Teams  Executive  Council under the Nursing Home Resident
26        Sexual Assault and Death Review Team Act.
27        (2)  This  Section  does  not  authorize  withholding  of
28    information or limit  the  availability  of  records  to  the
29    public,  except  as  stated  in  this  Section  or  otherwise
30    provided in this Act.
31    (Source:  P.A.  91-137,  eff.  7-16-99; 91-357, eff. 7-29-99;
32    91-660, eff. 12-22-99;  92-16,  eff.  6-28-01;  92-241,  eff.
33    8-3-01;  92-281,  eff.  8-7-01; 92-645, eff. 7-11-02; 92-651,
34    eff. 7-11-02.)