093_HB0988sam001 LRB093 05742 NHT 16246 a 1 AMENDMENT TO HOUSE BILL 988 2 AMENDMENT NO. . Amend House Bill 988 by replacing 3 everything after the enacting clause with the following: 4 "Section 1. Short title. This Act may be cited as the 5 Fire Department Promotion Act. 6 Section 5. Definitions. In this Act: 7 "Affected department" or "department" means a full-time 8 municipal fire department that is subject to a collective 9 bargaining agreement or the fire department operated by a 10 full-time fire protection district. The terms do not include 11 fire departments operated by the State, a university, or a 12 municipality with a population over 1,000,000 or any unit of 13 local government other than a municipality or fire protection 14 district. The terms also do not include a combined department 15 that was providing both police and firefighting services on 16 January 1, 2002. 17 "Appointing authority" means the Board of Fire and Police 18 Commissioners, Board of Fire Commissioners, Civil Service 19 Commissioners, Superintendent or Department Head, Fire 20 Protection District Board of Trustees, or other entity having 21 the authority to administer and grant promotions in an 22 affected department. -2- LRB093 05742 NHT 16246 a 1 "Promotion" means any appointment or advancement to a 2 rank within the affected department (1) for which an 3 examination was required before January 1, 2002; (2) that is 4 included within a bargaining unit; or (3) that is the next 5 rank immediately above the highest rank included within a 6 bargaining unit, provided such rank is not the only rank 7 between the Fire Chief and the highest rank included within 8 the bargaining unit, or is a rank otherwise excepted under 9 item (i), (ii), (iii), (iv), or (v) of this definition. 10 "Promotion" does not include appointments (i) that are for 11 fewer than 180 days; (ii) to the positions of Superintendent, 12 Chief, or other chief executive officer; (iii) to an 13 exclusively administrative or executive rank for which an 14 examination is not required; (iv) to a rank that was exempted 15 by a home rule municipality prior to January 1, 2002, 16 provided that after the effective date of this Act no home 17 rule municipality may exempt any future or existing ranks 18 from the provisions of this Act; or (v) to an administrative 19 rank immediately below the Superintendent, Chief, or other 20 chief executive officer of an affected department, provided 21 such rank shall not be held by more than 2 persons and there 22 is a promoted rank immediately below it. Notwithstanding the 23 exceptions to the definition of "promotion" set forth in 24 items (i), (ii), (iii), (iv), and (v) of this definition, 25 promotions shall include any appointments to ranks covered by 26 the terms of a collective bargaining agreement in effect on 27 the effective date of this Act. 28 "Preliminary promotion list" means the rank order of 29 eligible candidates established in accordance with subsection 30 (b) of Section 20 prior to applicable veteran's preference 31 points. A person on the preliminary promotion list who is 32 eligible for veteran's preference under the laws and 33 agreements applicable to the appointing authority may file a 34 written application for that preference within 10 days after -3- LRB093 05742 NHT 16246 a 1 the initial posting of the preliminary promotion list. The 2 preference shall be calculated in accordance with Section 55 3 and applied as an addition to the person's total point score 4 on the examination. The appointing authority shall make 5 adjustments to the preliminary promotion list based on any 6 veteran's preference claimed and the final adjusted promotion 7 list shall then be posted by the appointing authority. 8 "Rank" means any position within the chain of command of 9 a fire department to which employees are regularly assigned 10 to perform duties related to providing fire suppression, fire 11 prevention, or emergency services. 12 "Final adjusted promotion list" means the promotion list 13 for the position that is in effect on the date the position 14 is created or the vacancy occurs. If there is no final 15 adjusted promotion list in effect for that position on that 16 date, or if all persons on the current final adjusted 17 promotion list for that position refuse the promotion, the 18 affected department shall not make a permanent promotion 19 until a new final adjusted promotion list has been prepared 20 in accordance with this Act, but may make a temporary 21 appointment to fill the vacancy. Temporary appointments shall 22 not exceed 180 days. 23 Each component of the promotional test shall be scored on 24 a scale of 100 points. The component scores shall then be 25 reduced by the weighting factor assigned to the component on 26 the test and the scores of all components shall be added to 27 produce a total score based on a scale of 100 points. 28 Section 10. Applicability. 29 (a) This Act shall apply to all positions in an affected 30 department, except those specifically excluded in items (i), 31 (ii), (iii), (iv), and (v) of the definition of "promotion" 32 in Section 5 unless such positions are covered by a 33 collective bargaining agreement in force on the effective -4- LRB093 05742 NHT 16246 a 1 date of this Act. Existing promotion lists shall continue to 2 be valid until their expiration dates, or up to a maximum of 3 3 years after the effective date of this Act. 4 (b) Notwithstanding any statute, ordinance, rule, or 5 other laws to the contrary, all promotions in an affected 6 department to which this Act applies shall be administered in 7 the manner provided for in this Act. Provisions of the 8 Illinois Municipal Code, the Fire Protection District Act, 9 municipal ordinances, or rules adopted pursuant to such 10 authority and other laws relating to promotions in affected 11 departments shall continue to apply to the extent they are 12 compatible with this Act, but in the event of conflict 13 between this Act and any other law, this Act shall control. 14 (c) A home rule or non-home rule municipality may not 15 administer its fire department promotion process in a manner 16 that is inconsistent with this Act. This Section is a 17 limitation under subsection (i) of Section 6 of Article VII 18 of the Illinois Constitution on the concurrent exercise by 19 home rule units of the powers and functions exercised by the 20 State. 21 (d) This Act is intended to serve as a minimum standard 22 and shall be construed to authorize and not to limit: 23 (1) An appointing authority from establishing 24 different or supplemental promotional criteria or 25 components, provided that the criteria are job-related 26 and applied uniformly. 27 (2) The negotiation by an employer and an exclusive 28 bargaining representative of clauses within a collective 29 bargaining agreement relating to conditions, criteria, or 30 procedures for the promotion of employees who are members 31 of bargaining units. 32 (3) The negotiation by an employer and an exclusive 33 bargaining representative of provisions within a 34 collective bargaining agreement to achieve affirmative -5- LRB093 05742 NHT 16246 a 1 action objectives, provided that such clauses are 2 consistent with applicable law. 3 (e) Local authorities and exclusive bargaining agents 4 affected by this Act may agree to waive one or more of its 5 provisions and bargain on the contents of those provisions, 6 provided that any such waivers shall be considered permissive 7 subjects of bargaining. 8 Section 15. Promotion process. 9 (a) For the purpose of granting promotion to any rank to 10 which this Act applies, the appointing authority shall from 11 time to time, as necessary, administer a promotion process in 12 accordance with this Act. 13 (b) Eligibility requirements to participate in the 14 promotional process may include a minimum requirement as to 15 the length of employment, education, training, and 16 certification in subjects and skills related to fire 17 fighting. After the effective date of this Act, any such 18 eligibility requirements shall be published at least one year 19 prior to the date of the beginning of the promotional process 20 and all members of the affected department shall be given an 21 equal opportunity to meet those eligibility requirements. 22 (c) All aspects of the promotion process shall be 23 equally accessible to all eligible employees of the 24 department. Every component of the testing and evaluation 25 procedures shall be published to all eligible candidates when 26 the announcement of promotional testing is made. The scores 27 for each component of the testing and evaluation procedures 28 shall be disclosed to each candidate as soon as practicable 29 after the component is completed. 30 (d) The appointing authority shall provide a separate 31 promotional examination for each rank that is filled by 32 promotion. All examinations for promotion shall be 33 competitive among the members of the next lower rank who meet -6- LRB093 05742 NHT 16246 a 1 the established eligibility requirements and desire to submit 2 themselves to examination. The appointing authority may 3 employ consultants to design and administer promotion 4 examinations or may adopt any job-related examinations or 5 study materials that may become available, so long as they 6 comply with the requirements of this Act. 7 Section 20. Promotion lists. 8 (a) For the purpose of granting a promotion to any rank 9 to which this Act applies, the appointing authority shall 10 from time to time, as necessary, prepare a preliminary 11 promotion list in accordance with this Act. The preliminary 12 promotion list shall be distributed, posted, or otherwise 13 made conveniently available by the appointing authority to 14 all members of the department. 15 (b) A person's position on the preliminary promotion 16 list shall be determined by a combination of factors which 17 may include any of the following: (i) the person's score on 18 the written examination for that rank, determined in 19 accordance with Section 35; (ii) the person's seniority 20 within the department, determined in accordance with Section 21 40; (iii) the person's ascertained merit, determined in 22 accordance with Section 45; and (iv) the person's score on 23 the subjective evaluation, determined in accordance with 24 Section 50. Candidates shall be ranked on the list in rank 25 order based on the highest to the lowest total points scored 26 on all of the components of the test. Promotional components, 27 as defined herein, shall be determined and administered in 28 accordance with the referenced Section, unless otherwise 29 modified or agreed to as provided by paragraph (1) or (2) of 30 subsection (e) of Section 10. The use of physical criteria, 31 including but not limited to fitness testing, agility 32 testing, and medical evaluations, is specifically barred from 33 the promotion process. -7- LRB093 05742 NHT 16246 a 1 (c) A person on the preliminary promotion list who is 2 eligible for a veteran's preference under the laws and 3 agreements applicable to the department may file a written 4 application for that preference within 10 days after the 5 initial posting of the preliminary promotion list. The 6 preference shall be calculated as provided under Section 55 7 and added to the total score achieved by the candidate on the 8 test. The appointing authority shall then make adjustments 9 to the rank order of the preliminary promotion list based on 10 any veteran's preferences awarded. The final adjusted 11 promotion list shall then be distributed, posted, or 12 otherwise made conveniently available by the appointing 13 authority to all members of the department. 14 (d) Whenever a promotional rank is created or becomes 15 vacant due to resignation, discharge, promotion, death, or 16 the granting of a disability or retirement pension, or any 17 other cause, the appointing authority shall appoint to that 18 position the person with the highest ranking on the final 19 promotion list for that rank, except that the appointing 20 authority shall have the right to pass over that person and 21 appoint the next highest ranked person on the list if the 22 appointing authority has reason to conclude that the highest 23 ranking person has demonstrated substantial shortcomings in 24 work performance or has engaged in misconduct affecting the 25 person's ability to perform the duties of the promoted rank 26 since the posting of the promotion list. If the highest 27 ranking person is passed over, the appointing authority shall 28 document its reasons for its decision to select the next 29 highest ranking person on the list. Unless the reasons for 30 passing over the highest ranking person are not remedial, no 31 person who is the highest ranking person on the list at the 32 time of the vacancy shall be passed over more than once. Any 33 dispute as to the selection of the first or second 34 highest-ranking person shall be subject to resolution in -8- LRB093 05742 NHT 16246 a 1 accordance with any grievance procedure in effect covering 2 the employee. 3 A vacancy shall be deemed to occur in a position on the 4 date upon which the position is vacated, and on that same 5 date, a vacancy shall occur in all ranks inferior to that 6 rank, provided that the position or positions continue to be 7 funded and authorized by the corporate authorities. If a 8 vacated position is not filled due to a lack of funding or 9 authorization and is subsequently reinstated, the final 10 promotion list shall be continued in effect until all 11 positions vacated have been filled or for a period up to 5 12 years beginning from the date on which the position was 13 vacated. In such event, the candidate or candidates who 14 would have otherwise been promoted when the vacancy 15 originally occurred shall be promoted. 16 Any candidate may refuse a promotion once without losing 17 his or her position on the final adjusted promotion list. 18 Any candidate who refuses promotion a second time shall be 19 removed from the final adjusted promotion list, provided that 20 such action shall not prejudice a person's opportunities to 21 participate in future promotion examinations. 22 (e) A final adjusted promotion list shall remain valid 23 and unaltered for a period of not less than 2 nor more than 3 24 years after the date of the initial posting. Integrated 25 lists are prohibited and when a list expires it shall be 26 void, except as provided in subsection (d) of this Section. 27 If a promotion list is not in effect, a successor list shall 28 be prepared and distributed within 180 days after a vacancy, 29 as defined in subsection (d) of this Section. 30 (f) This Section 20 does not apply to the initial hiring 31 list. 32 Section 25. Monitoring. 33 (a) All aspects of the promotion process, including -9- LRB093 05742 NHT 16246 a 1 without limitation the administration, scoring, and posting 2 of scores for the written examination and subjective 3 evaluation and the determination and posting of seniority and 4 ascertained merit scores, shall be subject to monitoring and 5 review in accordance with this Section and Sections 30 and 6 50. 7 (b) Two impartial persons who are not members of the 8 affected department shall be selected to act as observers by 9 the exclusive bargaining agent. The appointing authorities 10 may also select 2 additional impartial observers. 11 (c) The observers monitoring the promotion process are 12 authorized to be present and observe when any component of 13 the test is administered or scored. Except as otherwise 14 agreed to in a collective bargaining agreement, observers may 15 not interfere with the promotion process, but shall promptly 16 report any observed or suspected violation of the 17 requirements of this Act or an applicable collective 18 bargaining agreement to the appointing authority and all 19 other affected parties. 20 (d) The provisions of this Section do not apply to the 21 extent that they are inconsistent with provisions otherwise 22 agreed to in a collective bargaining agreement. 23 Section 30. Promotion examination components. Promotion 24 examinations that include components consisting of written 25 examinations, seniority points, ascertained merit, or 26 subjective evaluations shall be administered as provided in 27 Sections 35, 40, 45 and 50. The weight, if any, that is 28 given to any component included in a test may be set at the 29 discretion of the appointing authority provided that such 30 weight shall be subject to modification by the terms of any 31 collective bargaining agreement in effect on the effective 32 date of this Act or thereafter by negotiations between the 33 employer and an exclusive bargaining representative. If the -10- LRB093 05742 NHT 16246 a 1 appointing authority establishes a minimum passing score, 2 such score shall be announced prior to the date of the 3 promotion process and it must be an aggregate of all 4 components of the testing process. All candidates shall be 5 allowed to participate in all components of the testing 6 process irrespective of their score on any one component. 7 The provisions of this Section do not apply to the extent 8 that they are inconsistent with provisions otherwise agreed 9 to in a collective bargaining agreement. 10 Section 35. Written examinations. 11 (a) The appointing authority may not condition 12 eligibility to take the written examination on the 13 candidate's score on any of the previous components of the 14 examination. The written examination for a particular rank 15 shall consist of matters relating to the duties regularly 16 performed by persons holding that rank within the department. 17 The examination shall be based only on the contents of 18 written materials that the appointing authority has 19 identified and made readily available to potential examinees 20 at least 90 days before the examination is administered. The 21 test questions and material must be pertinent to the 22 particular rank for which the examination is being given. The 23 written examination shall be administered after the 24 determination and posting of the seniority list, ascertained 25 merit points, and subjective evaluation scores. The written 26 examination shall be administered, the test materials opened, 27 and the results scored and tabulated. 28 (b) Written examinations shall be graded at the 29 examination site on the day of the examination immediately 30 upon completion of the test in front of the observers if such 31 observers are appointed under Section 25, or if the tests 32 are graded offsite by a bona fide testing agency, the 33 observers shall witness the sealing and the shipping of the -11- LRB093 05742 NHT 16246 a 1 tests for grading and the subsequent opening of the scores 2 upon the return from the testing agency. Every examinee shall 3 have the right (i) to obtain his or her score on the 4 examination on the day of the examination or upon the day of 5 its return from the testing agency (or the appointing 6 authority shall require the testing agency to mail the 7 individual scores to any address submitted by the candidates 8 on the day of the examination); and (ii) to review the 9 answers to the examination that the examiners consider 10 correct. The appointing authority may hold a review session 11 after the examination for the purpose of gathering feedback 12 on the examination from the candidates. 13 (c) Sample written examinations may be examined by the 14 appointing authority and members of the department, but no 15 person in the department or the appointing authority 16 (including the Chief, Civil Service Commissioners, Board of 17 Fire and Police Commissioners, Board of Fire Commissioners, 18 or Fire Protection District Board of Trustees and other 19 appointed or elected officials) may see or examine the 20 specific questions on the actual written examination before 21 the examination is administered. If a sample examination is 22 used, actual test questions shall not be included. It is a 23 violation of this Act for any member of the department or the 24 appointing authority to obtain or divulge foreknowledge of 25 the contents of the written examination before it is 26 administered. 27 (d) Each department shall maintain reading and study 28 materials for its current written examination and the reading 29 list for the last 2 written examinations or for a period of 5 30 years, whichever is less, for each rank and shall make these 31 materials available and accessible at each duty station. 32 (e) The provisions of this Section do not apply to the 33 extent that they are in conflict with provisions otherwise 34 agreed to in a collective bargaining agreement. -12- LRB093 05742 NHT 16246 a 1 Section 40. Seniority points. 2 (a) Seniority points shall be based only upon service 3 with the affected department and shall be calculated as of 4 the date of the written examination. The weight of this 5 component and its computation shall be determined by the 6 appointing authority or through a collective bargaining 7 agreement. 8 (b) A seniority list shall be posted before the written 9 examination is given and before the preliminary promotion 10 list is compiled. The seniority list shall include the 11 seniority date, any breaks in service, the total number of 12 eligible years, and the number of seniority points. 13 Section 45. Ascertained merit. 14 (a) The promotion test may include points for 15 ascertained merit. Ascertained merit points may be awarded 16 for education, training, and certification in subjects and 17 skills related to the fire service. The basis for granting 18 ascertained merit points, after the effective date of this 19 Act, shall be published at least one year prior to the date 20 ascertained merit points are awarded and all persons eligible 21 to compete for promotion shall be given an equal opportunity 22 to obtain ascertained merit points unless otherwise agreed to 23 in a collective bargaining agreement. 24 (b) Total points awarded for ascertained merit shall be 25 posted before the written examination is administered and 26 before the promotion list is compiled. 27 Section 50. Subjective evaluation. 28 (a) A promotion test may include subjective evaluation 29 components. Subjective evaluations may include an oral 30 interview, tactical evaluation, performance evaluation, or 31 other component based on subjective evaluation of the 32 examinee. The methods used for subjective evaluations may -13- LRB093 05742 NHT 16246 a 1 include using any employee assessment centers, evaluation 2 systems, chief's points, or other methods. 3 (b) Any subjective component shall be identified to all 4 candidates prior to its application, be job-related, and be 5 applied uniformly to all candidates. Every examinee shall 6 have the right to documentation of his or her score on the 7 subjective component upon the completion of the subjective 8 examination component or its application. 9 (c) Where chief's points or other subjective methods are 10 employed that are not amenable to monitoring, monitors shall 11 not be required, but any disputes as to the results of such 12 methods shall be subject to resolution in accordance with any 13 collectively bargained grievance procedure in effect at the 14 time of the test. 15 (d) Where performance evaluations are used as a basis 16 for promotions, they shall be given annually and made readily 17 available to each candidate for review and they shall include 18 any disagreement or documentation the employee provides to 19 refute or contest the evaluation. These annual evaluations 20 are not subject to grievance procedures, unless used for 21 points in the promotion process. 22 (e) Total points awarded for subjective components shall 23 be posted before the written examination is administered and 24 before the promotion list is compiled. 25 Section 55. Veterans' preference. A person on a 26 preliminary promotion list who is eligible for veteran's 27 preference under any law or agreement applicable to an 28 affected department may file a written application for that 29 preference within 10 days after the initial posting of the 30 preliminary promotion list. The veteran's preference shall 31 be calculated as provided in the applicable law and added to 32 the applicant's total score on the preliminary promotion 33 list. Any person who has received a promotion from a -14- LRB093 05742 NHT 16246 a 1 promotion list on which his or her position was adjusted for 2 veteran's preference, under this Act or any other law, shall 3 not be eligible for any subsequent veteran's preference under 4 this Act. 5 Section 60. Right to review. Any affected person or party 6 who believes that an error has been made with respect to 7 eligibility to take an examination, examination result, 8 placement or position on a promotion list, or veteran's 9 preference shall be entitled to a review of the matter by the 10 appointing authority or as otherwise provided by law. 11 Section 65. Violations. 12 (a) A person who knowingly divulges or receives test 13 questions or answers before a written examination, or 14 otherwise knowingly violates or subverts any requirement of 15 this Act commits a violation of this Act and may be subject 16 to charges for official misconduct. 17 (b) A person who is the knowing recipient of test 18 information in advance of the examination shall be 19 disqualified from the promotion examination or demoted from 20 the rank to which he was promoted, as applicable and 21 otherwise subjected to disciplinary actions. 22 Section 900. The State Mandates Act is amended by adding 23 Section 8.27 as follows: 24 (30 ILCS 805/8.27 new) 25 Sec. 8.27. Exempt mandate. Notwithstanding Sections 6 26 and 8 of this Act, no reimbursement by the State is required 27 for the implementation of any mandate created by this 28 amendatory Act of the 93rd General Assembly. 29 Section 999. Effective date. This Act takes effect upon -15- LRB093 05742 NHT 16246 a 1 becoming law.".