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1 | | criminal history records check, which shall be deposited into |
2 | | the State Police Services Fund and shall not exceed the actual |
3 | | cost of the records check. The Illinois State Police shall |
4 | | furnish, pursuant to positive identification, records of |
5 | | Illinois convictions to the Department. The Department may |
6 | | require applicants to pay a separate fingerprinting fee, |
7 | | either to the Department or to a vendor designated or approved |
8 | | by the Department. The Department, in its discretion, may |
9 | | allow an applicant or licensee who does not have reasonable |
10 | | access to a designated vendor to provide his or her |
11 | | fingerprints in an alternative manner. Communication between |
12 | | the Department and an interstate compact governing body or |
13 | | other entities may not include information received from the |
14 | | Federal Bureau of Investigation relating to a State and |
15 | | federal criminal history records check. The Department may |
16 | | adopt any rules necessary to implement this Section. |
17 | | (225 ILCS 90/33.5 new) |
18 | | Sec. 33.5. Physical Therapy Licensure Compact. The State |
19 | | of Illinois ratifies and approves the following Compact: |
20 | | PHYSICAL THERAPY LICENSURE COMPACT |
21 | | SECTION 1. PURPOSE |
22 | | The purpose of this Compact is to facilitate interstate |
23 | | practice of physical therapy with the goal of improving public |
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1 | | access to physical therapy services. The practice of physical |
2 | | therapy occurs in the state where the patient/client is |
3 | | located at the time of the patient/client encounter. The |
4 | | Compact preserves the regulatory authority of states to |
5 | | protect public health and safety through the current system of |
6 | | state licensure. |
7 | | This Compact is designed to achieve the following |
8 | | objectives: |
9 | | 1. Increase public access to physical therapy services |
10 | | by providing for the mutual recognition of other member |
11 | | state licenses; |
12 | | 2. Enhance the states' ability to protect the public's |
13 | | health and safety; |
14 | | 3. Encourage the cooperation of member states in |
15 | | regulating multi-state physical therapy practice; |
16 | | 4. Support spouses of relocating military members; |
17 | | 5. Enhance the exchange of licensure, investigative, |
18 | | and disciplinary information between member states; and |
19 | | 6. Allow a remote state to hold a provider of services |
20 | | with a compact privilege in that state accountable to that |
21 | | state's practice standards. |
22 | | SECTION 2. DEFINITIONS |
23 | | As used in this Compact, and except as otherwise provided, |
24 | | the following definitions shall apply: |
25 | | 1. "Active Duty Military" means full-time duty status in |
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1 | | the active uniformed service of the United States, including |
2 | | members of the National Guard and Reserve on active duty |
3 | | orders pursuant to 10 U.S.C. Section 1209 and 1211. |
4 | | 2. "Adverse Action" means disciplinary action taken by a |
5 | | physical therapy licensing board based upon misconduct, |
6 | | unacceptable performance, or a combination of both. |
7 | | 3. "Alternative Program" means a non-disciplinary |
8 | | monitoring or practice remediation process approved by a |
9 | | physical therapy licensing board. This includes, but is not |
10 | | limited to, substance abuse issues. |
11 | | 4. "Compact privilege" means the authorization granted by |
12 | | a remote state to allow a licensee from another member state to |
13 | | practice as a physical therapist or work as a physical |
14 | | therapist assistant in the remote state under its laws and |
15 | | rules. The practice of physical therapy occurs in the member |
16 | | state where the patient/client is located at the time of the |
17 | | patient/client encounter. |
18 | | 5. "Continuing competence" means a requirement, as a |
19 | | condition of license renewal, to provide evidence of |
20 | | participation in, and/or completion of, educational and |
21 | | professional activities relevant to practice or area of work. |
22 | | 6. "Data system" means a repository of information about |
23 | | licensees, including examination, licensure, investigative, |
24 | | compact privilege, and adverse action. |
25 | | 7. "Encumbered license" means a license that a physical |
26 | | therapy licensing board has limited in any way. |
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1 | | 8. "Executive Board" means a group of directors elected or |
2 | | appointed to act on behalf of, and within the powers granted to |
3 | | them by, the Commission. |
4 | | 9. "Home state" means the member state that is the |
5 | | licensee's primary state of residence. |
6 | | 10. "Investigative information" means information, |
7 | | records, and documents received or generated by a physical |
8 | | therapy licensing board pursuant to an investigation. |
9 | | 11. "Jurisprudence Requirement" means the assessment of an |
10 | | individual's knowledge of the laws and rules governing the |
11 | | practice of physical therapy in a state. |
12 | | 12. "Licensee" means an individual who currently holds an |
13 | | authorization from the state to practice as a physical |
14 | | therapist or to work as a physical therapist assistant. |
15 | | 13. "Member state" means a state that has enacted the |
16 | | Compact. |
17 | | 14. "Party state" means any member state in which a |
18 | | licensee holds a current license or compact privilege or is |
19 | | applying for a license or compact privilege. |
20 | | 15. "Physical therapist" means an individual who is |
21 | | licensed by a state to practice physical therapy. |
22 | | 16. "Physical therapist assistant" means an individual who |
23 | | is licensed/certified by a state and who assists the physical |
24 | | therapist in selected components of physical therapy. |
25 | | 17. "Physical therapy," "physical therapy practice," and |
26 | | "the practice of physical therapy" mean the care and services |
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1 | | provided by or under the direction and supervision of a |
2 | | licensed physical therapist. |
3 | | 18. "Physical Therapy Compact Commission" or "Commission" |
4 | | means the national administrative body whose membership |
5 | | consists of all states that have enacted the Compact. |
6 | | 19. "Physical therapy licensing board" or "licensing |
7 | | board" means the agency of a state that is responsible for the |
8 | | licensing and regulation of physical therapists and physical |
9 | | therapist assistants. |
10 | | 20. "Remote State" means a member state other than the |
11 | | home state, where a licensee is exercising or seeking to |
12 | | exercise the compact privilege. |
13 | | 21. "Rule" means a regulation, principle, or directive |
14 | | promulgated by the Commission that has the force of law. |
15 | | 22. "State" means any state, commonwealth, district, or |
16 | | territory of the United States of America that regulates the |
17 | | practice of physical therapy. |
18 | | SECTION 3. STATE PARTICIPATION IN THE COMPACT |
19 | | A. To participate in the Compact, a state must: |
20 | | 1. Participate fully in the Commission's data system, |
21 | | including using the Commission's unique identifier as |
22 | | defined in rules; |
23 | | 2. Have a mechanism in place for receiving and |
24 | | investigating complaints about licensees; |
25 | | 3. Notify the Commission, in compliance with the terms |
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1 | | of the Compact and rules, of any adverse action or the |
2 | | availability of investigative information regarding a |
3 | | licensee; |
4 | | 4. Fully implement a criminal background check |
5 | | requirement, within a time frame established by rule, by |
6 | | receiving the results of the Federal Bureau of |
7 | | Investigation record search on criminal background checks |
8 | | and use the results in making licensure decisions in |
9 | | accordance with Section 3.B.; |
10 | | 5. Comply with the rules of the Commission; |
11 | | 6. Utilize a recognized national examination as a |
12 | | requirement for licensure pursuant to the rules of the |
13 | | Commission; and |
14 | | 7. Have continuing competence requirements as a |
15 | | condition for license renewal. |
16 | | B. Upon adoption of this statute, the member state shall |
17 | | have the authority to obtain biometric-based information from |
18 | | each physical therapy licensure applicant and submit this |
19 | | information to the Federal Bureau of Investigation for a |
20 | | criminal background check in accordance with 28 U.S.C. §534 |
21 | | and 42 U.S.C. §14616. |
22 | | C. A member state shall grant the compact privilege to a |
23 | | licensee holding a valid unencumbered license in another |
24 | | member state in accordance with the terms of the Compact and |
25 | | rules. |
26 | | D. Member states may charge a fee for granting a compact |
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1 | | privilege |
2 | | SECTION 4. COMPACT PRIVILEGE |
3 | | A. To exercise the compact privilege under the terms and |
4 | | provisions of the Compact, the licensee shall: |
5 | | 1. Hold a license in the home state; |
6 | | 2. Have no encumbrance on any state license; |
7 | | 3. Be eligible for a compact privilege in any member |
8 | | state in accordance with Section 4D, G and H; |
9 | | 4. Have not had any adverse action against any license |
10 | | or compact privilege within the previous 2 years; |
11 | | 5. Notify the Commission that the licensee is seeking |
12 | | the compact privilege within a remote state(s); |
13 | | 6. Pay any applicable fees, including any state fee, |
14 | | for the compact privilege; |
15 | | 7. Meet any jurisprudence requirements established by |
16 | | the remote state(s) in which the licensee is seeking a |
17 | | compact privilege; and |
18 | | 8. Report to the Commission adverse action taken by |
19 | | any non-member state within 30 days from the date the |
20 | | adverse action is taken. |
21 | | B. The compact privilege is valid until the expiration |
22 | | date of the home license. The licensee must comply with the |
23 | | requirements of Section 4.A. to maintain the compact privilege |
24 | | in the remote state. |
25 | | C. A licensee providing physical therapy in a remote state |
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1 | | under the compact privilege shall function within the laws and |
2 | | regulations of the remote state. |
3 | | D. A licensee providing physical therapy in a remote state |
4 | | is subject to that state's regulatory authority. A remote |
5 | | state may, in accordance with due process and that state's |
6 | | laws, remove a licensee's compact privilege in the remote |
7 | | state for a specific period of time, impose fines, and/or take |
8 | | any other necessary actions to protect the health and safety |
9 | | of its citizens. The licensee is not eligible for a compact |
10 | | privilege in any state until the specific time for removal has |
11 | | passed and all fines are paid. |
12 | | E. If a home state license is encumbered, the licensee |
13 | | shall lose the compact privilege in any remote state until the |
14 | | following occur: |
15 | | 1. The home state license is no longer encumbered; and |
16 | | 2. Two years have elapsed from the date of the adverse |
17 | | action. |
18 | | F. Once an encumbered license in the home state is |
19 | | restored to good standing, the licensee must meet the |
20 | | requirements of Section 4A to obtain a compact privilege in |
21 | | any remote state. |
22 | | G. If a licensee's compact privilege in any remote state |
23 | | is removed, the individual shall lose the compact privilege in |
24 | | any remote state until the following occur: |
25 | | 1. The specific period of time for which the compact |
26 | | privilege was removed has ended; |
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1 | | 2. All fines have been paid; and |
2 | | 3. Two years have elapsed from the date of the adverse |
3 | | action. |
4 | | H. Once the requirements of Section 4G have been met, the |
5 | | license must meet the requirements in Section 4A to obtain a |
6 | | compact privilege in a remote state. |
7 | | SECTION 5. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES |
8 | | A licensee who is active duty military or is the spouse of |
9 | | an individual who is active duty military may designate one of |
10 | | the following as the home state: |
11 | | A. Home of record; |
12 | | B. Permanent Change of Station (PCS); or |
13 | | C. State of current residence if it is different than the |
14 | | PCS state or home of record. |
15 | | SECTION 6. ADVERSE ACTIONS |
16 | | A. A home state shall have exclusive power to impose |
17 | | adverse action against a license issued by the home state. |
18 | | B. A home state may take adverse action based on the |
19 | | investigative information of a remote state, so long as the |
20 | | home state follows its own procedures for imposing adverse |
21 | | action. |
22 | | C. Nothing in this Compact shall override a member state's |
23 | | decision that participation in an alternative program may be |
24 | | used in lieu of adverse action and that such participation |
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1 | | shall remain non-public if required by the member state's |
2 | | laws. Member states must require licensees who enter any |
3 | | alternative programs in lieu of discipline to agree not to |
4 | | practice in any other member state during the term of the |
5 | | alternative program without prior authorization from such |
6 | | other member state. |
7 | | D. Any member state may investigate actual or alleged |
8 | | violations of the statutes and rules authorizing the practice |
9 | | of physical therapy in any other member state in which a |
10 | | physical therapist or physical therapist assistant holds a |
11 | | license or compact privilege. |
12 | | E. A remote state shall have the authority to: |
13 | | 1. Take adverse actions as set forth in Section 4.D. |
14 | | against a licensee's compact privilege in the state; |
15 | | 2. Issue subpoenas for both hearings and |
16 | | investigations that require the attendance and testimony |
17 | | of witnesses, and the production of evidence. Subpoenas |
18 | | issued by a physical therapy licensing board in a party |
19 | | state for the attendance and testimony of witnesses, |
20 | | and/or the production of evidence from another party |
21 | | state, shall be enforced in the latter state by any court |
22 | | of competent jurisdiction, according to the practice and |
23 | | procedure of that court applicable to subpoenas issued in |
24 | | proceedings pending before it. The issuing authority shall |
25 | | pay any witness fees, travel expenses, mileage, and other |
26 | | fees required by the service statutes of the state where |
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1 | | the witnesses and/or evidence are located; and |
2 | | 3. If otherwise permitted by state law, recover from |
3 | | the licensee the costs of investigations and disposition |
4 | | of cases resulting from any adverse action taken against |
5 | | that licensee. |
6 | | F. Joint Investigations |
7 | | 1. In addition to the authority granted to a member |
8 | | state by its respective physical therapy practice act or |
9 | | other applicable state law, a member state may participate |
10 | | with other member states in joint investigations of |
11 | | licensees. |
12 | | 2. Member states shall share any investigative, |
13 | | litigation, or compliance materials in furtherance of any |
14 | | joint or individual investigation initiated under the |
15 | | Compact. |
16 | | SECTION 7. ESTABLISHMENT OF THE PHYSICAL THERAPY COMPACT |
17 | | COMMISSION |
18 | | A. The Compact member states hereby create and establish a |
19 | | joint public agency known as the Physical Therapy Compact |
20 | | Commission: |
21 | | 1. The Commission is an instrumentality of the Compact |
22 | | states. |
23 | | 2. Venue is proper and judicial proceedings by or |
24 | | against the Commission shall be brought solely and |
25 | | exclusively in a court of competent jurisdiction where the |
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1 | | principal office of the Commission is located. The |
2 | | Commission may waive venue and jurisdictional defenses to |
3 | | the extent it adopts or consents to participate in |
4 | | alternative dispute resolution proceedings. |
5 | | 3. Nothing in this Compact shall be construed to be a |
6 | | waiver of sovereign immunity. |
7 | | B. Membership, Voting, and Meetings |
8 | | 1. Each member state shall have and be limited to one |
9 | | (1) delegate selected by that member state's licensing |
10 | | board. |
11 | | 2. The delegate shall be a current member of the |
12 | | licensing board, who is a physical therapist, physical |
13 | | therapist assistant, public member, or the board |
14 | | administrator. |
15 | | 3. Any delegate may be removed or suspended from |
16 | | office as provided by the law of the state from which the |
17 | | delegate is appointed. |
18 | | 4. The member state board shall fill any vacancy |
19 | | occurring in the Commission. |
20 | | 5. Each delegate shall be entitled to one (1) vote |
21 | | with regard to the promulgation of rules and creation of |
22 | | bylaws and shall otherwise have an opportunity to |
23 | | participate in the business and affairs of the Commission. |
24 | | 6. A delegate shall vote in person or by such other |
25 | | means as provided in the bylaws. The bylaws may provide |
26 | | for delegates' participation in meetings by telephone or |
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1 | | other means of communication. |
2 | | 7. The Commission shall meet at least once during each |
3 | | calendar year. Additional meetings shall be held as set |
4 | | forth in the bylaws. |
5 | | C. The Commission shall have the following powers and |
6 | | duties: |
7 | | 1. Establish the fiscal year of the Commission; |
8 | | 2. Establish bylaws; |
9 | | 3. Maintain its financial records in accordance with |
10 | | the bylaws; |
11 | | 4. Meet and take such actions as are consistent with |
12 | | the provisions of this Compact and the bylaws; |
13 | | 5. Promulgate uniform rules to facilitate and |
14 | | coordinate implementation and administration of this |
15 | | Compact. The rules shall have the force and effect of law |
16 | | and shall be binding in all member states; |
17 | | 6. Bring and prosecute legal proceedings or actions in |
18 | | the name of the Commission, provided that the standing of |
19 | | any state physical therapy licensing board to sue or be |
20 | | sued under applicable law shall not be affected; |
21 | | 7. Purchase and maintain insurance and bonds; |
22 | | 8. Borrow, accept, or contract for services of |
23 | | personnel, including, but not limited to, employees of a |
24 | | member state; |
25 | | 9. Hire employees, elect or appoint officers, fix |
26 | | compensation, define duties, grant such individuals |
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1 | | appropriate authority to carry out the purposes of the |
2 | | Compact, and to establish the Commission's personnel |
3 | | policies and programs relating to conflicts of interest, |
4 | | qualifications of personnel, and other related personnel |
5 | | matters; |
6 | | 10. Accept any and all appropriate donations and |
7 | | grants of money, equipment, supplies, materials and |
8 | | services, and to receive, utilize and dispose of the same; |
9 | | provided that at all times the Commission shall avoid any |
10 | | appearance of impropriety and/or conflict of interest; |
11 | | 11. Lease, purchase, accept appropriate gifts or |
12 | | donations of, or otherwise to own, hold, improve or use, |
13 | | any property, real, personal or mixed; provided that at |
14 | | all times the Commission shall avoid any appearance of |
15 | | impropriety; |
16 | | 12. Sell convey, mortgage, pledge, lease, exchange, |
17 | | abandon, or otherwise dispose of any property real, |
18 | | personal, or mixed; |
19 | | 13. Establish a budget and make expenditures; |
20 | | 14. Borrow money; |
21 | | 15. Appoint committees, including standing committees |
22 | | composed of members, state regulators, state legislators |
23 | | or their representatives, and consumer representatives, |
24 | | and such other interested persons as may be designated in |
25 | | this Compact and the bylaws; |
26 | | 16. Provide and receive information from, and |
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1 | | cooperate with, law enforcement agencies; |
2 | | 17. Establish and elect an Executive Board; and |
3 | | 18. Perform such other functions as may be necessary |
4 | | or appropriate to achieve the purposes of this Compact |
5 | | consistent with the state regulation of physical therapy |
6 | | licensure and practice. |
7 | | D. The Executive Board |
8 | | The Executive Board shall have the power to act on behalf |
9 | | of the Commission according to the terms of this Compact |
10 | | 1. The Executive Board shall be composed of nine |
11 | | members: |
12 | | a. Seven voting members who are elected by the |
13 | | Commission from the current membership of the |
14 | | Commission; |
15 | | b. One ex-officio, nonvoting member from the |
16 | | recognized national physical therapy professional |
17 | | association; and |
18 | | c. One ex-officio, nonvoting member from the |
19 | | recognized membership organization of the physical |
20 | | therapy licensing boards. |
21 | | 2. The ex-officio members will be selected by their |
22 | | respective organizations. |
23 | | 3. The Commission may remove any member of the |
24 | | Executive Board as provided in bylaws. |
25 | | 4. The Executive Board shall meet at least annually. |
26 | | 5. The Executive Board shall have the following Duties |
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1 | | and responsibilities: |
2 | | a. Recommend to the entire Commission changes to |
3 | | the rules or bylaws, changes to this Compact |
4 | | legislation, fees paid by Compact member states such |
5 | | as annual dues, and any commission Compact fee charged |
6 | | to licensees for the compact privilege; |
7 | | b. Ensure Compact administration services are |
8 | | appropriately provided, contractual or otherwise; |
9 | | c. Prepare and recommend the budget; |
10 | | d. Maintain financial records on behalf of the |
11 | | Commission; |
12 | | e. Monitor Compact compliance of member states and |
13 | | provide compliance reports to the Commission; |
14 | | f. Establish additional committees as necessary; |
15 | | and |
16 | | g. Other duties as provided in rules or bylaws. |
17 | | E. Meetings of the Commission |
18 | | 1. All meetings shall be open to the public, and |
19 | | public notice of meetings shall be given in the same |
20 | | manner as required under the rulemaking provisions in |
21 | | Section 9. |
22 | | 2. The Commission or the Executive Board or other |
23 | | committees of the Commission may convene in a closed, |
24 | | non-public meeting if the Commission or Executive Board or |
25 | | other committees of the Commission must discuss: |
26 | | a. Non-compliance of a member state with its |
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1 | | obligations under the Compact; |
2 | | b. The employment, compensation, discipline or |
3 | | other matters, practices or procedures related to |
4 | | specific employees or other matters related to the |
5 | | Commission's internal personnel practices and |
6 | | procedures; |
7 | | c. Current, threatened, or reasonably anticipated |
8 | | litigation; |
9 | | d. Negotiation of contracts for the purchase, |
10 | | lease, or sale of goods, services, or real estate; |
11 | | e. Accusing any person of a crime or formally |
12 | | censuring any person; |
13 | | f. Disclosure of trade secrets or commercial or |
14 | | financial information that is privileged or |
15 | | confidential; |
16 | | g. Disclosure of information of a personal nature |
17 | | where disclosure would constitute a clearly |
18 | | unwarranted invasion of personal privacy; |
19 | | h. Disclosure of investigative records compiled |
20 | | for law enforcement purposes; |
21 | | i. Disclosure of information related to any |
22 | | investigative reports prepared by or on behalf of or |
23 | | for use of the Commission or other committee charged |
24 | | with responsibility of investigation or determination |
25 | | of compliance issues pursuant to the Compact; or |
26 | | j. Matters specifically exempted from disclosure |
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1 | | by federal or member state statute. |
2 | | 3. If a meeting, or portion of a meeting, is closed |
3 | | pursuant to this provision, the Commission's legal counsel |
4 | | or designee shall certify that the meeting may be closed |
5 | | and shall reference each relevant exempting provision. |
6 | | 4. The Commission shall keep minutes that fully and |
7 | | clearly describe all matters discussed in a meeting and |
8 | | shall provide a full and accurate summary of actions |
9 | | taken, and the reasons therefore, including a description |
10 | | of the views expressed. All documents considered in |
11 | | connection with an action shall be identified in such |
12 | | minutes. All minutes and documents of a closed meeting |
13 | | shall remain under seal, subject to release by a majority |
14 | | vote of the Commission or order of a court of competent |
15 | | jurisdiction. |
16 | | F. Financing of the Commission |
17 | | 1. The Commission shall pay, or provide for the |
18 | | payment of, the reasonable expenses of its establishment, |
19 | | organization, and ongoing activities. |
20 | | 2. The Commission may accept any and all appropriate |
21 | | revenue sources, donations, and grants of money, |
22 | | equipment, supplies, materials, and services. |
23 | | 3. The Commission may levy on and collect an annual |
24 | | assessment from each member state or impose fees on other |
25 | | parties to cover the cost of the operations and activities |
26 | | of the Commission and its staff, which must be in a total |
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1 | | amount sufficient to cover its annual budget as approved |
2 | | each year for which revenue is not provided by other |
3 | | sources. The aggregate annual assessment amount shall be |
4 | | allocated based upon a formula to be determined by the |
5 | | Commission, which shall promulgate a rule binding upon all |
6 | | member states. |
7 | | 4. The Commission shall not incur obligations of any |
8 | | kind prior to securing the funds adequate to meet the |
9 | | same; nor shall the Commission pledge the credit of any of |
10 | | the member states, except by and with the authority of the |
11 | | member state. |
12 | | 5. The Commission shall keep accurate accounts of all |
13 | | receipts and disbursements. The receipts and disbursements |
14 | | of the Commission shall be subject to the audit and |
15 | | accounting procedures established under its bylaws. |
16 | | However, all receipts and disbursements of funds handled |
17 | | by the Commission shall be audited yearly by a certified |
18 | | or licensed public accountant, and the report of the audit |
19 | | shall be included in and become part of the annual report |
20 | | of the Commission. |
21 | | G. Qualified Immunity, Defense, and Indemnification |
22 | | 1. The members, officers, executive director, |
23 | | employees and representatives of the Commission shall be |
24 | | immune from suit and liability, either personally or in |
25 | | their official capacity, for any claim for damage to or |
26 | | loss of property or personal injury or other civil |
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1 | | liability caused by or arising out of any actual or |
2 | | alleged act, error or omission that occurred, or that the |
3 | | person against whom the claim is made had a reasonable |
4 | | basis for believing occurred within the scope of |
5 | | Commission employment, duties or responsibilities; |
6 | | provided that nothing in this paragraph shall be construed |
7 | | to protect any such person from suit and/or liability for |
8 | | any damage, loss, injury, or liability caused by the |
9 | | intentional or willful or wanton misconduct of that |
10 | | person. |
11 | | 2. The Commission shall defend any member, officer, |
12 | | executive director, employee or representative of the |
13 | | Commission in any civil action seeking to impose liability |
14 | | arising out of any actual or alleged act, error, or |
15 | | omission that occurred within the scope of Commission |
16 | | employment, duties, or responsibilities, or that the |
17 | | person against whom the claim is made had a reasonable |
18 | | basis for believing occurred within the scope of |
19 | | Commission employment, duties, or responsibilities; |
20 | | provided that nothing herein shall be construed to |
21 | | prohibit that person from retaining his or her own |
22 | | counsel; and provided further, that the actual or alleged |
23 | | act, error, or omission did not result from that person's |
24 | | intentional or willful or wanton misconduct. |
25 | | 3. The Commission shall indemnify and hold harmless |
26 | | any member, officer, executive director, employee, or |
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1 | | representative of the Commission for the amount of any |
2 | | settlement or judgment obtained against that person |
3 | | arising out of any actual or alleged act, error or |
4 | | omission that occurred within the scope of Commission |
5 | | employment, duties, or responsibilities, or that such |
6 | | person had a reasonable basis for believing occurred |
7 | | within the scope of Commission employment, duties, or |
8 | | responsibilities, provided that the actual or alleged act, |
9 | | error, or omission did not result from the intentional or |
10 | | willful or wanton misconduct of that person. |
11 | | SECTION 8. DATA SYSTEM |
12 | | A. The Commission shall provide for the development, |
13 | | maintenance, and utilization of a coordinated database and |
14 | | reporting system containing licensure, adverse action, and |
15 | | investigative information on all licensed individuals in |
16 | | member states. |
17 | | B. Notwithstanding any other provision of state law to the |
18 | | contrary, a member state shall submit a uniform data set to the |
19 | | data system on all individuals to whom this Compact is |
20 | | applicable as required by the rules of the Commission, |
21 | | including: |
22 | | 1. Identifying information; |
23 | | 2. Licensure data; |
24 | | 3. Adverse actions against a license or compact |
25 | | privilege; |
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1 | | 4. Non-confidential information related to alternative |
2 | | program participation; |
3 | | 5. Any denial of application for licensure, and the |
4 | | reason(s) for such denial; and |
5 | | 6. Other information that may facilitate the |
6 | | administration of this Compact, as determined by the rules |
7 | | of the Commission. |
8 | | C. Investigative information pertaining to a licensee in |
9 | | any member state will only be available to other party states. |
10 | | D. The Commission shall promptly notify all member states |
11 | | of any adverse action taken against a licensee or an |
12 | | individual applying for a license. Adverse action information |
13 | | pertaining to a licensee in any member state will be available |
14 | | to any other member state. |
15 | | E. Member states contributing information to the data |
16 | | system may designate information that may not be shared with |
17 | | the public without the express permission of the contributing |
18 | | state. |
19 | | F. Any information submitted to the data system that is |
20 | | subsequently required to be expunged by the laws of the member |
21 | | state contributing the information shall be removed from the |
22 | | data system. |
23 | | SECTION 9. RULEMAKING |
24 | | A. The Commission shall exercise its rulemaking powers |
25 | | pursuant to the criteria set forth in this Section and the |
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1 | | rules adopted thereunder. Rules and amendments shall become |
2 | | binding as of the date specified in each rule or amendment. |
3 | | B. If a majority of the legislatures of the member states |
4 | | rejects a rule, by enactment of a statute or resolution in the |
5 | | same manner used to adopt the Compact within 4 years of the |
6 | | date of adoption of the rule, then such rule shall have no |
7 | | further force and effect in any member state. |
8 | | C. Rules or amendments to the rules shall be adopted at a |
9 | | regular or special meeting of the Commission. |
10 | | D. Prior to promulgation and adoption of a final rule or |
11 | | rules by the Commission, and at least thirty (30) days in |
12 | | advance of the meeting at which the rule will be considered and |
13 | | voted upon, the Commission shall file a Notice of Proposed |
14 | | Rulemaking: |
15 | | 1. On the website of the Commission or other publicly |
16 | | accessible platform; and |
17 | | 2. On the website of each member state physical |
18 | | therapy licensing board or other publicly accessible |
19 | | platform or the publication in which each state would |
20 | | otherwise publish proposed rules. |
21 | | E. The Notice of Proposed Rulemaking shall include: |
22 | | 1. The proposed time, date, and location of the |
23 | | meeting in which the rule will be considered and voted |
24 | | upon; |
25 | | 2. The text of the proposed rule or amendment and the |
26 | | reason for the proposed rule; |
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1 | | 3. A request for comments on the proposed rule from |
2 | | any interested person; and |
3 | | 4. The manner in which interested persons may submit |
4 | | notice to the Commission of their intention to attend the |
5 | | public hearing and any written comments. |
6 | | F. Prior to adoption of a proposed rule, the Commission |
7 | | shall allow persons to submit written data, facts, opinions, |
8 | | and arguments, which shall be made available to the public. |
9 | | G. The Commission shall grant an opportunity for a public |
10 | | hearing before it adopts a rule or amendment if a hearing is |
11 | | requested by: |
12 | | 1. At least twenty-five (25) persons; |
13 | | 2. A state or federal governmental subdivision or |
14 | | agency; or |
15 | | 3. An association having at least twenty-five (25) |
16 | | members. |
17 | | H. If a hearing is held on the proposed rule or amendment, |
18 | | the Commission shall publish the place, time, and date of the |
19 | | scheduled public hearing. If the hearing is held via |
20 | | electronic means, the Commission shall publish the mechanism |
21 | | for access to the electronic hearing. |
22 | | 1. All persons wishing to be heard at the hearing |
23 | | shall notify the executive director of the Commission or |
24 | | other designated member in writing of their desire to |
25 | | appear and testify at the hearing not less than five (5) |
26 | | business days before the scheduled date of the hearing. |
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1 | | 2. Hearings shall be conducted in a manner providing |
2 | | each person who wishes to comment a fair and reasonable |
3 | | opportunity to comment orally or in writing. |
4 | | 3. All hearings will be recorded. A copy of the |
5 | | recording will be made available on request. |
6 | | 4. Nothing in this section shall be construed as |
7 | | requiring a separate hearing on each rule. Rules may be |
8 | | grouped for the convenience of the Commission at hearings |
9 | | required by this Section. |
10 | | I. Following the scheduled hearing date, or by the close |
11 | | of business on the scheduled hearing date if the hearing was |
12 | | not held, the Commission shall consider all written and oral |
13 | | comments received. |
14 | | J. If no written notice of intent to attend the public |
15 | | hearing by interested parties is received, the Commission may |
16 | | proceed with promulgation of the proposed rule without a |
17 | | public hearing. |
18 | | K. The Commission shall, by majority vote of all members, |
19 | | take final action on the proposed rule and shall determine the |
20 | | effective date of the rule, if any, based on the rulemaking |
21 | | record and the full text of the rule. |
22 | | L. Upon determination that an emergency exists, the |
23 | | Commission may consider and adopt an emergency rule without |
24 | | prior notice, opportunity for comment, or hearing, provided |
25 | | that the usual rulemaking procedures provided in the Compact |
26 | | and in this section shall be retroactively applied to the rule |
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1 | | as soon as reasonably possible, in no event later than ninety |
2 | | (90) days after the effective date of the rule. For the |
3 | | purposes of this provision, an emergency rule is one that must |
4 | | be adopted immediately in order to: |
5 | | 1. Meet an imminent threat to public health, safety, |
6 | | or welfare; |
7 | | 2. Prevent a loss of Commission or member state funds; |
8 | | 3. Meet a deadline for the promulgation of an |
9 | | administrative rule that is established by federal law or |
10 | | rule; or |
11 | | 4. Protect public health and safety. |
12 | | M. The Commission or an authorized committee of the |
13 | | Commission may direct revisions to a previously adopted rule |
14 | | or amendment for purposes of correcting typographical errors, |
15 | | errors in format, errors in consistency, or grammatical |
16 | | errors. Public notice of any revisions shall be posted on the |
17 | | website of the Commission. The revision shall be subject to |
18 | | challenge by any person for a period of thirty (30) days after |
19 | | posting. The revision may be challenged only on grounds that |
20 | | the revision results in a material change to a rule. A |
21 | | challenge shall be made in writing, and delivered to the chair |
22 | | of the Commission prior to the end of the notice period. If no |
23 | | challenge is made, the revision will take effect without |
24 | | further action. If the revision is challenged, the revision |
25 | | may not take effect without the approval of the Commission. |
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1 | | SECTION 10. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT |
2 | | A. Oversight |
3 | | 1. The executive, legislative, and judicial branches |
4 | | of state government in each member state shall enforce |
5 | | this Compact and take all actions necessary and |
6 | | appropriate to effectuate the Compact's purposes and |
7 | | intent. The provisions of this Compact and the rules |
8 | | promulgated hereunder shall have standing as statutory |
9 | | law. |
10 | | 2. All courts shall take judicial notice of the |
11 | | Compact and the rules in any judicial or administrative |
12 | | proceeding in a member state pertaining to the subject |
13 | | matter of this Compact which may affect the powers, |
14 | | responsibilities or actions of the Commission. |
15 | | 3. The Commission shall be entitled to receive service |
16 | | of process in any such proceeding, and shall have standing |
17 | | to intervene in such a proceeding for all purposes. |
18 | | Failure to provide service of process to the Commission |
19 | | shall render a judgment or order void as to the |
20 | | Commission, this Compact, or promulgated rules. |
21 | | B. Default, Technical Assistance, and Termination |
22 | | 1. If the Commission determines that a member state |
23 | | has defaulted in the performance of its obligations or |
24 | | responsibilities under this Compact or the promulgated |
25 | | rules, the Commission shall: |
26 | | a. Provide written notice to the defaulting state |
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1 | | and other member states of the nature of the default, |
2 | | the proposed means of curing the default and/or any |
3 | | other action to be taken by the Commission; and |
4 | | b. Provide remedial training and specific |
5 | | technical assistance regarding the default. |
6 | | 2. If a state in default fails to cure the default, the |
7 | | defaulting state may be terminated from the Compact upon |
8 | | an affirmative vote of a majority of the member states, |
9 | | and all rights, privileges and benefits conferred by this |
10 | | Compact may be terminated on the effective date of |
11 | | termination. A cure of the default does not relieve the |
12 | | offending state of obligations or liabilities incurred |
13 | | during the period of default. |
14 | | 3. Termination of membership in the Compact shall be |
15 | | imposed only after all other means of securing compliance |
16 | | have been exhausted. Notice of intent to suspend or |
17 | | terminate shall be given by the Commission to the |
18 | | governor, the majority and minority leaders of the |
19 | | defaulting state's legislature, and each of the member |
20 | | states. |
21 | | 4. A state that has been terminated is responsible for |
22 | | all assessments, obligations, and liabilities incurred |
23 | | through the effective date of termination, including |
24 | | obligations that extend beyond the effective date of |
25 | | termination. |
26 | | 5. The Commission shall not bear any costs related to |
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1 | | a state that is found to be in default or that has been |
2 | | terminated from the Compact, unless agreed upon in writing |
3 | | between the Commission and the defaulting state. |
4 | | 6. The defaulting state may appeal the action of the |
5 | | Commission by petitioning the U.S. District Court for the |
6 | | District of Columbia or the federal district where the |
7 | | Commission has its principal offices. The prevailing |
8 | | member shall be awarded all costs of such litigation, |
9 | | including reasonable attorney's fees. |
10 | | C. Dispute Resolution |
11 | | 1. Upon request by a member state, the Commission |
12 | | shall attempt to resolve disputes related to the Compact |
13 | | that arise among member states and between member and |
14 | | non-member states. |
15 | | 2. The Commission shall promulgate a rule providing |
16 | | for both mediation and binding dispute resolution for |
17 | | disputes as appropriate. |
18 | | D. Enforcement |
19 | | 1. The Commission, in the reasonable exercise of its |
20 | | discretion, shall enforce the provisions and rules of this |
21 | | Compact. |
22 | | 2. By majority vote, the Commission may initiate legal |
23 | | action in the United States District Court for the |
24 | | District of Columbia or the federal district where the |
25 | | Commission has its principal offices against a member |
26 | | state in default to enforce compliance with the provisions |
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1 | | of the Compact and its promulgated rules and bylaws. The |
2 | | relief sought may include both injunctive relief and |
3 | | damages. In the event judicial enforcement is necessary, |
4 | | the prevailing member shall be awarded all costs of such |
5 | | litigation, including reasonable attorney's fees. |
6 | | 3. The remedies herein shall not be the exclusive |
7 | | remedies of the Commission. The Commission may pursue any |
8 | | other remedies available under federal or state law. |
9 | | SECTION 11. DATE OF IMPLEMENTATION OF THE INTERSTATE |
10 | | COMMISSION FOR PHYSICAL THERAPY PRACTICE AND ASSOCIATED RULES, |
11 | | WITHDRAWAL, AND AMENDMENT |
12 | | A. The Compact shall come into effect on the date on which |
13 | | the Compact statute is enacted into law in the tenth member |
14 | | state. The provisions, which become effective at that time, |
15 | | shall be limited to the powers granted to the Commission |
16 | | relating to assembly and the promulgation of rules. |
17 | | Thereafter, the Commission shall meet and exercise rulemaking |
18 | | powers necessary to the implementation and administration of |
19 | | the Compact. |
20 | | B. Any state that joins the Compact subsequent to the |
21 | | Commission's initial adoption of the rules shall be subject to |
22 | | the rules as they exist on the date on which the Compact |
23 | | becomes law in that state. Any rule that has been previously |
24 | | adopted by the Commission shall have the full force and effect |
25 | | of law on the day the Compact becomes law in that state. |
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1 | | C. Any member state may withdraw from this Compact by |
2 | | enacting a statute repealing the same. |
3 | | 1. A member state's withdrawal shall not take effect |
4 | | until six (6) months after enactment of the repealing |
5 | | statute. |
6 | | 2. Withdrawal shall not affect the continuing |
7 | | requirement of the withdrawing state's physical therapy |
8 | | licensing board to comply with the investigative and |
9 | | adverse action reporting requirements of this act prior to |
10 | | the effective date of withdrawal. |
11 | | D. Nothing contained in this Compact shall be construed to |
12 | | invalidate or prevent any physical therapy licensure agreement |
13 | | or other cooperative arrangement between a member state and a |
14 | | non-member state that does not conflict with the provisions of |
15 | | this Compact. |
16 | | E. This Compact may be amended by the member states. No |
17 | | amendment to this Compact shall become effective and binding |
18 | | upon any member state until it is enacted into the laws of all |
19 | | member states. |
20 | | SECTION 12. CONSTRUCTION AND SEVERABILITY |
21 | | This Compact shall be liberally construed so as to |
22 | | effectuate the purposes thereof. The provisions of this |
23 | | Compact shall be severable and if any phrase, clause, sentence |
24 | | or provision of this Compact is declared to be contrary to the |
25 | | constitution of any party state or of the United States or the |
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1 | | applicability thereof to any government, agency, person or |
2 | | circumstance is held invalid, the validity of the remainder of |
3 | | this Compact and the applicability thereof to any government, |
4 | | agency, person or circumstance shall not be affected thereby. |
5 | | If this Compact shall be held contrary to the constitution of |
6 | | any party state, the Compact shall remain in full force and |
7 | | effect as to the remaining party states and in full force and |
8 | | effect as to the party state affected as to all severable |
9 | | matters. ".
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