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1 | AN ACT concerning government.
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2 | Be it enacted by the People of the State of Illinois,
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3 | represented in the General Assembly:
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4 | Section 5. The Illinois Governmental Ethics Act is amended | |||||||||||||||||||||||||||||||||||||||||||||||||||||
5 | by changing Sections 1-110, 4A-102, 4A-103, and 4A-108 and by | |||||||||||||||||||||||||||||||||||||||||||||||||||||
6 | adding Sections 1-102.5, 1-104.3, 1-104.4, 1-104.5, 1-105.2, | |||||||||||||||||||||||||||||||||||||||||||||||||||||
7 | 1-105.3, 1-105.4, 1-105.5, 1-105.6, 1-105.7, 1-112.5, 1-113.6, | |||||||||||||||||||||||||||||||||||||||||||||||||||||
8 | and 1-113.7 as follows: | |||||||||||||||||||||||||||||||||||||||||||||||||||||
9 | (5 ILCS 420/1-102.5 new) | |||||||||||||||||||||||||||||||||||||||||||||||||||||
10 | Sec. 1-102.5. Asset. "Asset" means, for the purposes of | |||||||||||||||||||||||||||||||||||||||||||||||||||||
11 | Sections 4A-102 and 4A-103, an item that is owned and has | |||||||||||||||||||||||||||||||||||||||||||||||||||||
12 | monetary value. For the purposes of Sections 4A-102 and 4A-103, | |||||||||||||||||||||||||||||||||||||||||||||||||||||
13 | assets include, but are not limited to: stocks, bonds (except | |||||||||||||||||||||||||||||||||||||||||||||||||||||
14 | those issued by the federal, state, or local governments), | |||||||||||||||||||||||||||||||||||||||||||||||||||||
15 | sector mutual funds, sector exchange traded funds, commodity | |||||||||||||||||||||||||||||||||||||||||||||||||||||
16 | futures, investment real estate, and partnership interests. | |||||||||||||||||||||||||||||||||||||||||||||||||||||
17 | For the purposes of Sections 4A-102 and 4A-103, assets do not | |||||||||||||||||||||||||||||||||||||||||||||||||||||
18 | include: personal residences; personal vehicles; savings or | |||||||||||||||||||||||||||||||||||||||||||||||||||||
19 | checking accounts; bonds, notes, or securities issued by any | |||||||||||||||||||||||||||||||||||||||||||||||||||||
20 | branch of federal, state, or local government; Medicare | |||||||||||||||||||||||||||||||||||||||||||||||||||||
21 | benefits; inheritances or bequests; diversified mutual funds; | |||||||||||||||||||||||||||||||||||||||||||||||||||||
22 | annuities; pensions (including government pensions); | |||||||||||||||||||||||||||||||||||||||||||||||||||||
23 | retirement accounts; college savings plans that are qualified |
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1 | tuition plans; qualified tax-advantaged savings programs that | ||||||
2 | allow individuals to save for disability-related expenses; | ||||||
3 | non-income producing trust holdings; or tangible personal | ||||||
4 | property. | ||||||
5 | (5 ILCS 420/1-104.3 new) | ||||||
6 | Sec. 1-104.3. Creditor. "Creditor" means, for the purposes | ||||||
7 | of Sections 4A-102 and 4A-103, an individual, organization, or | ||||||
8 | other business entity to whom money or its equivalent is owed, | ||||||
9 | no matter whether that obligation is secured or unsecured, | ||||||
10 | except that if a filer makes a loan to members of his or her | ||||||
11 | family, or a political committee registered with the Illinois | ||||||
12 | State Board of Election, or a political committee, principal | ||||||
13 | campaign committee, or authorized committee registered with | ||||||
14 | the Federal Election Commission, then that filer does not, by | ||||||
15 | making such a loan, become a creditor of that individual or | ||||||
16 | entity for the purposes of Sections 4A-102 and 4A-103 of this | ||||||
17 | Act. | ||||||
18 | (5 ILCS 420/1-104.4 new) | ||||||
19 | Sec. 1-104.4. Debt. "Debt" means, for the purposes of | ||||||
20 | Sections 4A-102 and 4A-103, any money or monetary obligation | ||||||
21 | owed at any time during the preceding calendar year to an | ||||||
22 | individual, company, or other organization, other than a loan | ||||||
23 | that is from a financial institution, government agency, or | ||||||
24 | business entity and that is granted on terms made available to |
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1 | the general public. For the purposes of Sections 4A-102 and | ||||||
2 | 4A-103, "debt" includes, but is not limited to: personal loans | ||||||
3 | from friends or business associates, business loans made | ||||||
4 | outside the lender's regular course of business, and loans made | ||||||
5 | at below market rates. For the purposes of Sections 4A-102 and | ||||||
6 | 4A-103, "debt" does not include: (i) debts to or from financial | ||||||
7 | institutions or government entities, such as mortgages, | ||||||
8 | student loans, credit card debts, or loans secured by | ||||||
9 | automobiles, household furniture, or appliances, as long as | ||||||
10 | those loans were made on terms available to the general public | ||||||
11 | and do not exceed the purchase price of the items securing | ||||||
12 | them; or (ii) debts to or from a political committee registered | ||||||
13 | with the Illinois State Board of Elections or political | ||||||
14 | committees, principal campaign committees, or authorized | ||||||
15 | committees registered with the Federal Election Commission. | ||||||
16 | (5 ILCS 420/1-104.5 new) | ||||||
17 | Sec. 1-104.5. Diversified funds. "Diversified funds" means | ||||||
18 | investment products, such as mutual funds, exchange traded | ||||||
19 | funds, or unit investment trusts, that invest in a wide variety | ||||||
20 | of securities. | ||||||
21 | (5 ILCS 420/1-105.2 new) | ||||||
22 | Sec. 1-105.2. Economic relationship. "Economic | ||||||
23 | relationship" means, for the purposes of Sections 4A-102 and | ||||||
24 | 4A-103, any joint or shared ownership interests in businesses |
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1 | and creditor-debtor relationships with third parties, other | ||||||
2 | than commercial lending institutions, where: (a) the filer is | ||||||
3 | entitled to receive (i) more than 7.5% of the total | ||||||
4 | distributable income, or (ii) an amount in excess of the salary | ||||||
5 | of the Governor; or (b) the filer together with his or her | ||||||
6 | spouse or minor children is entitled to receive (i) more than | ||||||
7 | 15%, in the aggregate, of the total distributable income, or | ||||||
8 | (ii) an amount in excess of 2 times the salary of the Governor. | ||||||
9 | (5 ILCS 420/1-105.3 new) | ||||||
10 | Sec. 1-105.3. Family. "Family" means, for the purposes of | ||||||
11 | Sections 4A-102 and 4A-103, a filer's spouse, children, | ||||||
12 | step-children, parents, step-parents, siblings, step-siblings, | ||||||
13 | half-siblings, sons-in-law, daughters-in-law, grandfathers, | ||||||
14 | grandmothers, grandsons, and granddaughters, as well as the | ||||||
15 | father, mother, grandfather, and grandmother of the filer's | ||||||
16 | spouse. | ||||||
17 | (5 ILCS 420/1-105.4 new) | ||||||
18 | Sec. 1-105.4. Immediate family. "Immediate family" means, | ||||||
19 | for the purposes of Sections 4A-102 and 4A-103, family of the | ||||||
20 | filer living in the filer's residence. | ||||||
21 | (5 ILCS 420/1-105.5 new) | ||||||
22 | Sec. 1-105.5. Filer. "Filer" means, for the purposes of | ||||||
23 | Section 4A-102 and 4A-103, a person required to file a |
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1 | statement of economic interests pursuant to this Act. | ||||||
2 | (5 ILCS 420/1-105.6 new) | ||||||
3 | Sec. 1-105.6. Income. "Income" means, for the purposes of | ||||||
4 | Sections 4A-102 and 4A-103, income from whatever source | ||||||
5 | derived, required to be reported on the filer's federal income | ||||||
6 | tax return, including, but not limited to: compensation | ||||||
7 | received for services rendered or to be rendered (as reported | ||||||
8 | on any Internal Revenue Service forms, including, but not | ||||||
9 | limited to, W-2, 1099, or K-1); earnings or capital gains from | ||||||
10 | the sale of assets; profit; interest or dividend income from | ||||||
11 | all assets; revenue from leases and rentals, royalties, prizes, | ||||||
12 | awards, or barter; forgiveness of debt; and earnings derived | ||||||
13 | from annuities or trusts other than testamentary trusts. | ||||||
14 | "Income" does not include compensation earned for service in | ||||||
15 | the position that necessitates the filing of the statement of | ||||||
16 | economic interests or income from the sale of a personal | ||||||
17 | residence or personal vehicle. | ||||||
18 | (5 ILCS 420/1-105.7 new) | ||||||
19 | Sec. 1-105.7. Investment real estate. "Investment real | ||||||
20 | estate" means any real property, other than a filer's personal | ||||||
21 | residences, purchased to produce a profit, whether from income | ||||||
22 | or resale. Investment real estate may be described by the city | ||||||
23 | and state where the real estate is located.
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1 | (5 ILCS 420/1-110) (from Ch. 127, par. 601-110)
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2 | Sec. 1-110.
"Lobbyist" means an individual who is required | ||||||
3 | to be registered to engage in lobbying activities pursuant to | ||||||
4 | any statute, regulation, or ordinance adopted by a unit of | ||||||
5 | government in the State of Illinois any person required to be | ||||||
6 | registered under
"An Act concerning lobbying and providing a | ||||||
7 | penalty for violation thereof",
approved July 10, 1957, as | ||||||
8 | amended .
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9 | (Source: Laws 1967, p. 3401.)
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10 | (5 ILCS 420/1-112.5 new) | ||||||
11 | Sec. 1-112.5. Personal residence. "Personal residence" | ||||||
12 | means, for the purposes of Sections 4A-102 and 4A-103, a | ||||||
13 | filer's primary home residence and any residential real | ||||||
14 | property held by the filer and used by the filer for | ||||||
15 | residential rather than commercial or income generating | ||||||
16 | purposes. | ||||||
17 | (5 ILCS 420/1-113.6 new) | ||||||
18 | Sec. 1-113.6. Sector funds. "Sector funds" means mutual | ||||||
19 | funds or exchange traded funds invested in a particular | ||||||
20 | industry or business. | ||||||
21 | (5 ILCS 420/1-113.7 new) | ||||||
22 | Sec. 1-113.7. Spouse. "Spouse" means a party to a marriage, | ||||||
23 | a party to a civil union, or a registered domestic partner. |
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1 | (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
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2 | Sec. 4A-102. The statement of economic interests required | ||||||
3 | by this Article
shall include the economic interests of the | ||||||
4 | person making the statement as
provided in this Section. The | ||||||
5 | following interests shall be listed by all persons required to | ||||||
6 | file: | ||||||
7 | (1) each asset that has a value of more than $25,000 as | ||||||
8 | of the end of the preceding calendar year and is: (i) held | ||||||
9 | in the filer's name, (ii) held jointly by the filer with | ||||||
10 | his or her spouse, or (iii) held jointly by the filer with | ||||||
11 | his or her minor child or children; | ||||||
12 | (2) excluding the income from the position that | ||||||
13 | requires the filing of a statement of economic interests | ||||||
14 | under this Act, each source of income that generated in | ||||||
15 | excess of $10,000 in income during the preceding calendar | ||||||
16 | year (as reported on the filer's federal income tax return | ||||||
17 | covering the preceding calendar year), including a general | ||||||
18 | description of the type of services provided in that source | ||||||
19 | of income, and, if the sale or transfer of an asset | ||||||
20 | produced more than $10,000 in capital gains during the | ||||||
21 | preceding calendar year, the transaction date on which that | ||||||
22 | asset was sold or transferred; | ||||||
23 | (3) each creditor of a debt in excess of $25,000 that, | ||||||
24 | during the preceding calendar year, was: (i) owed by the | ||||||
25 | filer, (ii) owed jointly by the filer with his or her |
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1 | spouse, or (iii) owed jointly by the filer with his or her | ||||||
2 | minor child or children; | ||||||
3 | (4) each debtor of a debt in excess of $25,000 that, | ||||||
4 | during the preceding calendar year, was: (i) owed to the | ||||||
5 | filer, (ii) owed jointly to the filer with his or her | ||||||
6 | spouse, or (iii) owed jointly to the filer with his or her | ||||||
7 | minor child or children; | ||||||
8 | (5) each lobbyist known to the filer to be registered | ||||||
9 | with any unit of government in the State of Illinois: (i) | ||||||
10 | with whom the filer maintains an economic relationship, or | ||||||
11 | (ii) who is a member of the filer's immediate family; and | ||||||
12 | (6) each source and type of gift or gifts, or | ||||||
13 | honorarium or honoraria, valued singly or in the aggregate | ||||||
14 | in excess of $1,000 that was received during the preceding | ||||||
15 | calendar year. | ||||||
16 | For the purposes of this Section, the unit of local | ||||||
17 | government in relation to which a person is required to file | ||||||
18 | under item (o) of Section 4A-101 shall be the unit of local | ||||||
19 | government that contributes to the pension fund of which such | ||||||
20 | person is a member of the board. | ||||||
21 | The interest (if constructively controlled by the
person making | ||||||
22 | the statement) of a spouse or any other party, shall be
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23 | considered to be the same as the interest of the person making | ||||||
24 | the
statement. Campaign receipts shall not be included in this | ||||||
25 | statement.
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26 | (a) The following interests shall be listed by all |
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1 | persons required to
file:
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2 | (1) The name, address and type of practice of any | ||||||
3 | professional
organization or individual professional | ||||||
4 | practice in which the person making
the statement was | ||||||
5 | an officer, director, associate, partner or | ||||||
6 | proprietor,
or served in any advisory capacity, from | ||||||
7 | which income in excess of $1200
was derived during the | ||||||
8 | preceding calendar year;
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9 | (2) The nature of professional services (other | ||||||
10 | than services rendered to
the unit or units of | ||||||
11 | government in relation to which the person is required
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12 | to file)
and the nature of the entity to which they | ||||||
13 | were rendered if fees exceeding
$5,000 were received | ||||||
14 | during the preceding calendar year from the entity for
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15 | professional services rendered by the person making | ||||||
16 | the statement.
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17 | (3) The identity (including the address or legal | ||||||
18 | description of real
estate) of any capital asset from | ||||||
19 | which a capital gain of $5,000 or more
was realized in | ||||||
20 | the preceding calendar year.
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21 | (4) The name of any unit of government which has | ||||||
22 | employed the person
making the statement during the | ||||||
23 | preceding calendar year other than the unit
or units of | ||||||
24 | government in relation to which the person is required | ||||||
25 | to file.
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26 | (5) The name of any entity from which a gift or |
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1 | gifts, or honorarium or
honoraria, valued singly or in | ||||||
2 | the aggregate in excess of $500, was
received during | ||||||
3 | the preceding calendar year.
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4 | (b) The following interests shall also be listed by | ||||||
5 | persons listed in
items (a) through (f), item (l), item | ||||||
6 | (n), and item (p) of Section 4A-101:
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7 | (1) The name and instrument of ownership in any | ||||||
8 | entity doing business in
the State of Illinois, in | ||||||
9 | which an ownership interest held by the person at
the | ||||||
10 | date of filing is in excess of $5,000 fair market value | ||||||
11 | or from which
dividends of in excess of $1,200 were | ||||||
12 | derived during the preceding calendar
year. (In the | ||||||
13 | case of real estate, location thereof shall be listed | ||||||
14 | by
street address, or if none, then by legal | ||||||
15 | description). No time or demand
deposit in a financial | ||||||
16 | institution, nor any debt instrument need be listed;
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17 | (2) Except for professional service entities, the | ||||||
18 | name of any entity and
any position held therein from | ||||||
19 | which income of in excess of $1,200 was
derived during | ||||||
20 | the preceding calendar year, if the entity does | ||||||
21 | business in
the State of Illinois. No time or demand | ||||||
22 | deposit in a financial
institution, nor any debt | ||||||
23 | instrument need be listed.
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24 | (3) The identity of any compensated lobbyist with | ||||||
25 | whom the person making
the statement maintains a close | ||||||
26 | economic association, including the name of
the |
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1 | lobbyist and specifying the legislative matter or | ||||||
2 | matters which are the
object of the lobbying activity, | ||||||
3 | and describing the general type of
economic activity of | ||||||
4 | the client or principal on whose behalf that person is
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5 | lobbying.
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6 | (c) The following interests shall also be listed by | ||||||
7 | persons listed in
items (a) through (c) and item (e) of | ||||||
8 | Section 4A-101.5:
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9 | (1) The name and instrument of ownership in any | ||||||
10 | entity doing business
with a unit of local government | ||||||
11 | in relation to which the person is
required to file if | ||||||
12 | the ownership interest of the person filing is greater
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13 | than $5,000 fair market value as of the date of filing | ||||||
14 | or if dividends in
excess of $1,200 were received from | ||||||
15 | the entity during the preceding
calendar year. (In the | ||||||
16 | case of real estate, location thereof shall be
listed | ||||||
17 | by street address, or if none, then by legal | ||||||
18 | description). No time
or demand deposit in a financial | ||||||
19 | institution, nor any debt instrument need
be listed.
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20 | (2) Except for professional service entities, the | ||||||
21 | name of any entity and
any position held therein from | ||||||
22 | which income in excess of $1,200 was derived
during the | ||||||
23 | preceding calendar year if the entity does business | ||||||
24 | with a
unit of local government in relation to which | ||||||
25 | the person is required to
file. No time or demand | ||||||
26 | deposit in a financial institution, nor any debt
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1 | instrument need be listed.
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2 | (3) The name of any entity and the nature of the | ||||||
3 | governmental action
requested by any entity which has | ||||||
4 | applied to a unit of local
government
in relation to | ||||||
5 | which the person must file for any license, franchise | ||||||
6 | or
permit for annexation, zoning or rezoning of real | ||||||
7 | estate during the
preceding calendar year if the | ||||||
8 | ownership interest of the person filing is
in excess of | ||||||
9 | $5,000 fair market value at the time of filing or if | ||||||
10 | income or
dividends in excess of $1,200 were received | ||||||
11 | by the person filing from the
entity during the | ||||||
12 | preceding calendar year.
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13 | For the purposes of this Section, the unit of local | ||||||
14 | government in relation to which a person required to file under | ||||||
15 | item (e) of Section 4A-101.5 shall be the unit of local | ||||||
16 | government that contributes to the pension fund of which such | ||||||
17 | person is a member of the board. | ||||||
18 | (Source: P.A. 101-221, eff. 8-9-19.)
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19 | (5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
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20 | Sec. 4A-103.
The statement of economic interests required | ||||||
21 | by this Article to be filed
with the Secretary of State or | ||||||
22 | county clerk shall be filled in by
typewriting or hand | ||||||
23 | printing, shall be verified, dated, and signed by the
person | ||||||
24 | making the statement and shall contain substantially the | ||||||
25 | following:
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1 | STATEMENT OF ECONOMIC INTERESTS | ||||||
2 | INSTRUCTIONS: | ||||||
3 | You may find the following documents helpful to you in | ||||||
4 | completing this form: | ||||||
5 | (1) federal income tax returns, including any related | ||||||
6 | schedules, attachments, and forms; and | ||||||
7 | (2) investment and brokerage statements. | ||||||
8 | To complete this form, you do not need to disclose specific | ||||||
9 | amounts or values or report interests relating either to | ||||||
10 | political committees registered with the Illinois State Board | ||||||
11 | of Elections or to political committees, principal campaign | ||||||
12 | committees, or authorized committees registered with the | ||||||
13 | Federal Election Commission. | ||||||
14 | The information you disclose will be available to the | ||||||
15 | public. | ||||||
16 | You must answer all 6 questions. Certain questions will ask | ||||||
17 | you to report any applicable assets or debts held in your name; | ||||||
18 | held jointly with your spouse; or held jointly by you with your | ||||||
19 | minor child. If you have any concerns about whether an interest | ||||||
20 | should be reported, please consult your department's ethics | ||||||
21 | officer, if applicable. | ||||||
22 | Please ensure that the information you provide is complete | ||||||
23 | and accurate. If you need more space than the form allows, | ||||||
24 | please attach additional pages for your response. If you are |
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1 | subject to the State Officials and Employees Ethics Act, your | ||||||
2 | ethics officer must review your statement of economic interests | ||||||
3 | before you file it. Failure to complete the statement in good | ||||||
4 | faith and within the prescribed deadline may subject you to | ||||||
5 | fines, imprisonment, or both. | ||||||
6 | BASIC INFORMATION: | ||||||
7 | Name: ....................................................... | ||||||
8 | Job title: ................................................... | ||||||
9 | Office, department, or agency that requires you to file this | ||||||
10 | form: ........................................................ | ||||||
11 | Other offices, departments, or agencies that require you to | ||||||
12 | file a Statement of Economic Interests form: ................ | ||||||
13 | Full mailing address: ....................................... | ||||||
14 | Preferred e-mail address (optional) ......................... | ||||||
15 | QUESTIONS: | ||||||
16 | 1. If you have any single asset that was worth more than | ||||||
17 | $25,000 as of the end of the preceding calendar year and is | ||||||
18 | held in your name, held jointly by you with your spouse, or | ||||||
19 | held jointly by you with your minor child,
list such assets | ||||||
20 | below. In the case of investment real estate, list the city and | ||||||
21 | state where the investment real estate is located. If you do | ||||||
22 | not have any such assets, list "none" below. | ||||||
23 | ............................................................. | ||||||
24 | ............................................................. |
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1 | ............................................................. | |||||||||||||||||||||
2 | ............................................................. | |||||||||||||||||||||
3 | ............................................................. | |||||||||||||||||||||
4 | 2. Excluding the position for which you are required to | |||||||||||||||||||||
5 | file this form, list the source of any income in excess of | |||||||||||||||||||||
6 | $10,000 in income as reported on your federal income tax return | |||||||||||||||||||||
7 | covering the preceding calendar year, including a general | |||||||||||||||||||||
8 | description of the type of services provided in that source of | |||||||||||||||||||||
9 | income. If you sold an asset that produced more than $10,000 in | |||||||||||||||||||||
10 | capital gains in the preceding calendar year, list the name of | |||||||||||||||||||||
11 | the asset and the transaction date on which the sale or | |||||||||||||||||||||
12 | transfer took place. If you had no other sources of income | |||||||||||||||||||||
13 | exceeding $10,000, list "none" below. | |||||||||||||||||||||
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19 | 3. Excluding debts incurred on terms available to the | |||||||||||||||||||||
20 | general public, such as mortgages, student loans, and credit | |||||||||||||||||||||
21 | card debts, if you owed any single debt in the preceding | |||||||||||||||||||||
22 | calendar year exceeding $25,000, list the creditor of the debt | |||||||||||||||||||||
23 | below. If you had no such debts, list "none" below. | |||||||||||||||||||||
24 | List the creditor for all applicable debts owed by you, | |||||||||||||||||||||
25 | owed jointly by you with your spouse, or owed jointly by you |
| |||||||
| |||||||
1 | with your minor child. In addition to the types of debts listed | ||||||
2 | above, you do not need to report any debts to or from financial | ||||||
3 | institutions or government agencies, such as debts secured by | ||||||
4 | automobiles, household furniture or appliances, as long as the | ||||||
5 | debt was made on terms available to the general public, debts | ||||||
6 | to members of your family, or debts to or from a political | ||||||
7 | committee registered with the Illinois State Board of Elections | ||||||
8 | or any political committee, principal campaign committee, or | ||||||
9 | authorized committee registered with the Federal Election | ||||||
10 | Commission. | ||||||
11 | ............................................................. | ||||||
12 | ............................................................. | ||||||
13 | ............................................................. | ||||||
14 | ............................................................. | ||||||
15 | 4. Excluding debts owed to you by members of your family or | ||||||
16 | by a political committee, if there is any entity or person who | ||||||
17 | owed any debt to you in the preceding calendar year exceeding | ||||||
18 | $25,000, list the debtor below. If no such debts were owed to | ||||||
19 | you, list "none" below. | ||||||
20 | List the debtor for all applicable debts owed to you, owed | ||||||
21 | jointly to you with your spouse, or owed jointly to you with | ||||||
22 | your minor child. You do not need to report loans made to | ||||||
23 | members of your family or to a political committee registered | ||||||
24 | with the Illinois State Board of Elections or any political | ||||||
25 | committee, principal campaign committee, or authorized | ||||||
26 | committee registered with the Federal Election Commission. |
| ||||||||||||||||||
| ||||||||||||||||||
1 | ............................................................. | |||||||||||||||||
2 | ............................................................. | |||||||||||||||||
3 | ............................................................. | |||||||||||||||||
4 | 5. If you maintain an economic relationship with a lobbyist | |||||||||||||||||
5 | or if a member of your immediate family is known to you to be a | |||||||||||||||||
6 | lobbyist registered with any unit of government in the State of | |||||||||||||||||
7 | Illinois, list the name of the lobbyist below and identify the | |||||||||||||||||
8 | nature of your relationship with the lobbyist. If you do not | |||||||||||||||||
9 | have an economic relationship with a lobbyist, list "none" | |||||||||||||||||
10 | below. | |||||||||||||||||
| ||||||||||||||||||
15 | 6. List the name of any person, organization, or entity | |||||||||||||||||
16 | that was the source of a gift or gifts, or honorarium or | |||||||||||||||||
17 | honoraria, valued singly or in the aggregate in excess of | |||||||||||||||||
18 | $1,000 received during the preceding calendar year. | |||||||||||||||||
19 | ............................................................. | |||||||||||||||||
20 | ............................................................. | |||||||||||||||||
21 | ............................................................. | |||||||||||||||||
22 | VERIFICATION: | |||||||||||||||||
23 | "I declare that this statement of economic interests | |||||||||||||||||
24 | (including any attachments) has been examined by me and to the |
| |||||||
| |||||||
1 | best of my knowledge and belief is a true, correct and complete | ||||||
2 | statement of my economic interests as required by the Illinois | ||||||
3 | Governmental Ethics Act. I understand that the penalty for | ||||||
4 | willfully filing a false or incomplete statement is a fine not | ||||||
5 | to exceed $2,500 or imprisonment in a penal institution other | ||||||
6 | than the penitentiary not to exceed one year, or both fine and | ||||||
7 | imprisonment." | ||||||
8 | Printed Name of Filer ........................................ | ||||||
9 | Date ......................................................... | ||||||
10 | Signature .................................................... | ||||||
11 | If this statement of economic interests requires ethics officer | ||||||
12 | review prior to filing, the applicable ethics officer must | ||||||
13 | complete the following: | ||||||
14 | CERTIFICATION OF ETHICS OFFICER REVIEW: | ||||||
15 | "In accordance with law, as Ethics Officer, I reviewed this | ||||||
16 | statement of economic interests prior to its filing." | ||||||
17 | Printed Name of Ethics Officer ............................... | ||||||
18 | Date ......................................................... | ||||||
19 | Signature .................................................... | ||||||
20 | Preferred e-mail address (optional) ......................... | ||||||
21 | STATEMENT OF ECONOMIC INTEREST
| ||||||
22 | (TYPE OR HAND PRINT)
| ||||||
23 |
|
| ||||||||||||||
| ||||||||||||||
1 | (name)
| |||||||||||||
2 |
| |||||||||||||
3 | (each office or position of employment for which this
statement | |||||||||||||
4 | is filed)
| |||||||||||||
5 |
| |||||||||||||
6 | (full mailing address)
| |||||||||||||
7 | GENERAL DIRECTIONS:
| |||||||||||||
8 | The interest (if constructively controlled by the person | |||||||||||||
9 | making the
statement) of a spouse or any other party, shall be | |||||||||||||
10 | considered to be the
same as the interest of the person making | |||||||||||||
11 | the statement.
| |||||||||||||
12 | Campaign receipts shall not be included in this statement.
| |||||||||||||
13 | If additional space is needed, please attach supplemental | |||||||||||||
14 | listing.
| |||||||||||||
15 | 1. List the name and instrument of ownership in any entity | |||||||||||||
16 | doing
business in the State of Illinois, in which the ownership | |||||||||||||
17 | interest held by
the person at the date of filing is in excess | |||||||||||||
18 | of $5,000 fair market value
or from which dividends in excess | |||||||||||||
19 | of $1,200 were derived during the
preceding calendar year. (In | |||||||||||||
20 | the case of real estate, location thereof
shall be listed by | |||||||||||||
21 | street address, or if none, then by legal description.)
No time | |||||||||||||
22 | or demand deposit in a financial institution, nor any debt
| |||||||||||||
23 | instrument need be listed.
| |||||||||||||
|
| ||||||||||||||||||||||
| ||||||||||||||||||||||
| ||||||||||||||||||||||
3 | 2. List the name, address and type of practice of any | |||||||||||||||||||||
4 | professional
organization in which the person making the | |||||||||||||||||||||
5 | statement was an officer,
director, associate, partner or | |||||||||||||||||||||
6 | proprietor or served in any advisory
capacity, from which | |||||||||||||||||||||
7 | income in excess of $1,200 was derived during the
preceding | |||||||||||||||||||||
8 | calendar year.
| |||||||||||||||||||||
| ||||||||||||||||||||||
13 | 3. List the nature of professional services rendered (other | |||||||||||||||||||||
14 | than to the
State of Illinois) to each entity from which income | |||||||||||||||||||||
15 | exceeding $5,000 was
received for professional services | |||||||||||||||||||||
16 | rendered during the preceding calendar
year by the person | |||||||||||||||||||||
17 | making the statement.
| |||||||||||||||||||||
18 |
| |||||||||||||||||||||
19 |
| |||||||||||||||||||||
20 | 4. List the identity (including the address or legal | |||||||||||||||||||||
21 | description of real
estate) of any capital asset from which a | |||||||||||||||||||||
22 | capital gain of $5,000 or more
was realized during the | |||||||||||||||||||||
23 | preceding calendar year.
| |||||||||||||||||||||
24 |
| |||||||||||||||||||||
25 |
| |||||||||||||||||||||
26 | 5. List the identity of any compensated lobbyist with whom |
| ||||||||||||||||||
| ||||||||||||||||||
1 | the person
making the statement maintains a close economic | |||||||||||||||||
2 | association, including the
name of the lobbyist and specifying | |||||||||||||||||
3 | the legislative matter or matters which
are the object of the | |||||||||||||||||
4 | lobbying activity, and describing the general type of
economic | |||||||||||||||||
5 | activity of the client or principal on whose behalf that person | |||||||||||||||||
6 | is
lobbying.
| |||||||||||||||||
| ||||||||||||||||||
10 | 6. List the name of any entity doing business in the State | |||||||||||||||||
11 | of Illinois
from which income in excess of $1,200 was derived | |||||||||||||||||
12 | during the preceding
calendar year other than for professional | |||||||||||||||||
13 | services and the title or
description of any position held in | |||||||||||||||||
14 | that entity. (In the case of real
estate, location thereof | |||||||||||||||||
15 | shall be listed by street address, or if none,
then by legal | |||||||||||||||||
16 | description). No time or demand deposit in a financial
| |||||||||||||||||
17 | institution nor any debt instrument need be listed.
| |||||||||||||||||
| ||||||||||||||||||
22 | 7. List the name of any unit of government which employed | |||||||||||||||||
23 | the person
making the statement during the preceding calendar | |||||||||||||||||
24 | year other than the unit
or units
of government in relation to | |||||||||||||||||
25 | which the person is required to file.
| |||||||||||||||||
26 |
|
| |||||||
| |||||||
1 |
| ||||||
2 | 8. List the name of any entity from which a gift or gifts, | ||||||
3 | or honorarium
or honoraria, valued singly or in the aggregate | ||||||
4 | in excess of $500, was
received during the preceding calendar | ||||||
5 | year.
| ||||||
6 |
| ||||||
7 | VERIFICATION:
| ||||||
8 | "I declare that this statement of economic interests | ||||||
9 | (including any
accompanying schedules and statements) has been | ||||||
10 | examined by me and to the
best of my knowledge and belief is a | ||||||
11 | true, correct and complete statement
of my economic interests | ||||||
12 | as required by the Illinois Governmental Ethics
Act. I | ||||||
13 | understand that the penalty for willfully filing a false or
| ||||||
14 | incomplete statement shall be a fine not to exceed $1,000 or | ||||||
15 | imprisonment
in a penal institution other than the penitentiary | ||||||
16 | not to exceed one year,
or both fine and imprisonment."
| ||||||
17 | ................ ..........................................
| ||||||
18 | (date of filing) (signature of person making the statement)
| ||||||
19 | (Source: P.A. 95-173, eff. 1-1-08.)
| ||||||
20 | (5 ILCS 420/4A-108) | ||||||
21 | Sec. 4A-108. Internet-based systems of filing. | ||||||
22 | (a) Notwithstanding any other provision of this Act or any | ||||||
23 | other law, the Secretary of State and county clerks are | ||||||
24 | authorized to institute an Internet-based system for the filing | ||||||
25 | of statements of economic interests in their offices. With |
| |||||||
| |||||||
1 | respect to county clerk systems, the determination to institute | ||||||
2 | such a system shall be in the sole discretion of the county | ||||||
3 | clerk and shall meet the requirements set out in this Section. | ||||||
4 | With respect to a Secretary of State system, the determination | ||||||
5 | to institute such a system shall be in the sole discretion of | ||||||
6 | the Secretary of State and shall meet the requirements set out | ||||||
7 | in this Section and those Sections of the State Officials and | ||||||
8 | Employees Ethics Act requiring ethics officer review prior to | ||||||
9 | filing. The system shall be capable of allowing an ethics | ||||||
10 | officer to approve a statement of economic interests and shall | ||||||
11 | include a means to amend a statement of economic interests. | ||||||
12 | When this Section does not modify or remove the requirements | ||||||
13 | set forth elsewhere in this Article, those requirements shall | ||||||
14 | apply to any system of Internet-based filing authorized by this | ||||||
15 | Section. When this Section does modify or remove the | ||||||
16 | requirements set forth elsewhere in this Article, the | ||||||
17 | provisions of this Section shall apply to any system of | ||||||
18 | Internet-based filing authorized by this Section. | ||||||
19 | (b) In any system of Internet-based filing of statements of | ||||||
20 | economic interests instituted by the Secretary of State or a | ||||||
21 | county clerk: | ||||||
22 | (1) Any filing of an Internet-based statement of | ||||||
23 | economic interests shall be the equivalent of the filing of | ||||||
24 | a verified, written statement of economic interests as | ||||||
25 | required by Section 4A-101 or 4A-101.5 and the equivalent | ||||||
26 | of the filing of a verified, dated, and signed statement of |
| |||||||
| |||||||
1 | economic interests as required by Section 4A-103 4A-104 . | ||||||
2 | (2) The Secretary of State and county clerks who | ||||||
3 | institute a system of Internet-based filing of statements | ||||||
4 | of economic interests shall establish a password-protected | ||||||
5 | website to receive the filings of such statements. A | ||||||
6 | website established under this Section shall set forth and | ||||||
7 | provide a means of responding to the items set forth in | ||||||
8 | Section 4A-103 4A-102 that are required of a person who | ||||||
9 | files a statement of economic interests with that officer. | ||||||
10 | A website established under this Section shall set forth | ||||||
11 | and provide a means of generating a printable receipt page | ||||||
12 | acknowledging filing. | ||||||
13 | (3) The times for the filing of statements of economic | ||||||
14 | interests set forth in Section 4A-105 shall be followed in | ||||||
15 | any system of Internet-based filing of statements of | ||||||
16 | economic interests; provided that a candidate for elective | ||||||
17 | office who is required to file a statement of economic | ||||||
18 | interests in relation to his or her candidacy pursuant to | ||||||
19 | Section 4A-105(a) shall receive a written or printed | ||||||
20 | receipt for his or her filing. | ||||||
21 | A candidate filing for Governor, Lieutenant Governor, | ||||||
22 | Attorney General, Secretary of State, Treasurer, | ||||||
23 | Comptroller, State Senate, or State House of | ||||||
24 | Representatives shall not use the Internet to file his or | ||||||
25 | her statement of economic interests, but shall file his or | ||||||
26 | her statement of economic interests in a written or printed |
| |||||||
| |||||||
1 | form and shall receive a written or printed receipt for his | ||||||
2 | or her filing. Annually, the duly appointed ethics officer | ||||||
3 | for each legislative caucus shall certify to the Secretary | ||||||
4 | of State whether his or her caucus members will file their | ||||||
5 | statements of economic interests electronically or in a | ||||||
6 | written or printed format for that year. If the ethics | ||||||
7 | officer for a caucus certifies that the statements of | ||||||
8 | economic interests shall be written or printed, then | ||||||
9 | members of the General Assembly of that caucus shall not | ||||||
10 | use the Internet to file his or her statement of economic | ||||||
11 | interests, but shall file his or her statement of economic | ||||||
12 | interests in a written or printed form and shall receive a | ||||||
13 | written or printed receipt for his or her filing. If no | ||||||
14 | certification is made by an ethics officer for a | ||||||
15 | legislative caucus, or if a member of the General Assembly | ||||||
16 | is not affiliated with a legislative caucus, then the | ||||||
17 | affected member or members of the General Assembly may file | ||||||
18 | their statements of economic interests using the Internet. | ||||||
19 | (4) In the first year of the implementation of a system | ||||||
20 | of Internet-based filing of statements of economic | ||||||
21 | interests, each person required to file such a statement is | ||||||
22 | to be notified in writing of his or her obligation to file | ||||||
23 | his or her statement of economic interests by way of the | ||||||
24 | Internet-based system. If access to the website web site | ||||||
25 | requires a code or password, this information shall be | ||||||
26 | included in the notice prescribed by this paragraph. |
| |||||||
| |||||||
1 | (5) When a person required to file a statement of | ||||||
2 | economic interests has supplied the Secretary of State or a | ||||||
3 | county clerk, as applicable, with an email address for the | ||||||
4 | purpose of receiving notices under this Article by email, a | ||||||
5 | notice sent by email to the supplied email address shall be | ||||||
6 | the equivalent of a notice sent by first class mail, as set | ||||||
7 | forth in Section 4A-106 or 4A-106.5. A person who has | ||||||
8 | supplied such an email address shall notify the Secretary | ||||||
9 | of State or county clerk, as applicable, when his or her | ||||||
10 | email address changes or if he or she no longer wishes to | ||||||
11 | receive notices by email. | ||||||
12 | (6) If any person who is required to file a statement | ||||||
13 | of economic interests and who has chosen to receive notices | ||||||
14 | by email fails to file his or her statement by May 10, then | ||||||
15 | the Secretary of State or county clerk, as applicable, | ||||||
16 | shall send an additional email notice on that date, | ||||||
17 | informing the person that he or she has not filed and | ||||||
18 | describing the penalties for late filing and failing to | ||||||
19 | file. This notice shall be in addition to other notices | ||||||
20 | provided for in this Article. | ||||||
21 | (7) The Secretary of State and each county clerk who | ||||||
22 | institutes a system of Internet-based filing of statements | ||||||
23 | of economic interests may also institute an Internet-based | ||||||
24 | process for the filing of the list of names and addresses | ||||||
25 | of persons required to file statements of economic | ||||||
26 | interests by the chief administrative officers that must |
| |||||||
| |||||||
1 | file such information with the Secretary of State or county | ||||||
2 | clerk, as applicable, pursuant to Section 4A-106 or | ||||||
3 | 4A-106.5. Whenever the Secretary of State or a county clerk | ||||||
4 | institutes such a system under this paragraph, every chief | ||||||
5 | administrative officer must use the system to file this | ||||||
6 | information. | ||||||
7 | (8) The Secretary of State and any county clerk who | ||||||
8 | institutes a system of Internet-based filing of statements | ||||||
9 | of economic interests shall post the contents of such | ||||||
10 | statements filed with him or her available for inspection | ||||||
11 | and copying on a publicly accessible website. Such postings | ||||||
12 | shall not include the addresses or signatures of the | ||||||
13 | filers.
| ||||||
14 | (Source: P.A. 100-1041, eff. 1-1-19; 101-221, eff. 8-9-19; | ||||||
15 | revised 9-12-19.)
| ||||||
16 | (5 ILCS 420/4A-104 rep.)
| ||||||
17 | Section 10. The Illinois Governmental Ethics Act is amended | ||||||
18 | by repealing Section 4A-104. | ||||||
19 | Section 98. Applicability. The provisions of this | ||||||
20 | amendatory Act of the 101st General Assembly concerning | ||||||
21 | statements of economic interests shall apply to statements of | ||||||
22 | economic interests filed in 2021 and for each year thereafter. | ||||||
23 | Any statement of economic interests filed prior to 2021 shall | ||||||
24 | apply the law in effect before the effective date of this |
| |||||||
| |||||||
1 | amendatory Act of the 101st General Assembly.
| ||||||
2 | Section 99. Effective date. This Act takes effect upon | ||||||
3 | becoming law. |