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1 | AN ACT concerning government.
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2 | Be it enacted by the People of the State of Illinois,
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3 | represented in the General Assembly:
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4 | Section 5. The Illinois Governmental Ethics Act is amended | |||||||||||||||||||||||||||||||||||||||||||||||||||
5 | by changing Sections 1-110, 4A-102, 4A-103, and 4A-108 and by | |||||||||||||||||||||||||||||||||||||||||||||||||||
6 | adding Sections 1-102.5, 1-104.3, 1-104.4, 1-104.5, 1-105.2, | |||||||||||||||||||||||||||||||||||||||||||||||||||
7 | 1-105.3, 1-105.5, 1-105.6, 1-105.7, 1-112.5, 1-113.6, and | |||||||||||||||||||||||||||||||||||||||||||||||||||
8 | 1-113.7 as follows: | |||||||||||||||||||||||||||||||||||||||||||||||||||
9 | (5 ILCS 420/1-102.5 new) | |||||||||||||||||||||||||||||||||||||||||||||||||||
10 | Sec. 1-102.5. Asset. "Asset" means, for the purposes of | |||||||||||||||||||||||||||||||||||||||||||||||||||
11 | Sections 4A-102 and 4A-103, an item that is owned and has | |||||||||||||||||||||||||||||||||||||||||||||||||||
12 | monetary value. For the purposes of Sections 4A-102 and 4A-103, | |||||||||||||||||||||||||||||||||||||||||||||||||||
13 | assets include, but are not limited to: stocks, bonds, sector | |||||||||||||||||||||||||||||||||||||||||||||||||||
14 | mutual funds, sector exchange traded funds, commodity futures, | |||||||||||||||||||||||||||||||||||||||||||||||||||
15 | investment real estate, and partnership interests. For the | |||||||||||||||||||||||||||||||||||||||||||||||||||
16 | purposes of Sections 4A-102 and 4A-103, assets do not include: | |||||||||||||||||||||||||||||||||||||||||||||||||||
17 | personal residences; personal vehicles; savings or checking | |||||||||||||||||||||||||||||||||||||||||||||||||||
18 | accounts; bonds, notes, or securities issued by any branch of | |||||||||||||||||||||||||||||||||||||||||||||||||||
19 | federal, state, or local government; Medicare benefits; | |||||||||||||||||||||||||||||||||||||||||||||||||||
20 | inheritances or bequests; diversified funds; annuities; | |||||||||||||||||||||||||||||||||||||||||||||||||||
21 | pensions (including government pensions); retirement accounts; | |||||||||||||||||||||||||||||||||||||||||||||||||||
22 | college savings plans that are qualified tuition plans; | |||||||||||||||||||||||||||||||||||||||||||||||||||
23 | qualified tax-advantaged savings programs that allow |
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1 | individuals to save for disability-related expenses; or | ||||||
2 | tangible personal property. | ||||||
3 | (5 ILCS 420/1-104.3 new) | ||||||
4 | Sec. 1-104.3. Creditor. "Creditor" means, for the purposes | ||||||
5 | of Sections 4A-102 and 4A-103, an individual, organization, or | ||||||
6 | other business entity to whom money or its equivalent is owed, | ||||||
7 | no matter whether that obligation is secured or unsecured, | ||||||
8 | except that if a filer makes a loan to members of his or her | ||||||
9 | family, or a political committee registered with the Illinois | ||||||
10 | State Board of Election, or a political committee, principal | ||||||
11 | campaign committee, or authorized committee registered with | ||||||
12 | the Federal Election Commission, then that filer does not, by | ||||||
13 | making such a loan, become a creditor of that individual or | ||||||
14 | entity for the purposes of Sections 4A-102 and 4A-103 of this | ||||||
15 | Act. | ||||||
16 | (5 ILCS 420/1-104.4 new) | ||||||
17 | Sec. 1-104.4. Debt. "Debt" means, for the purposes of | ||||||
18 | Sections 4A-102 and 4A-103, any money or monetary obligation | ||||||
19 | owed at any time during the preceding calendar year to an | ||||||
20 | individual, company, or other organization, other than a loan | ||||||
21 | that is from a financial institution, government agency, or | ||||||
22 | business entity and that is granted on terms made available to | ||||||
23 | the general public. For the purposes of Sections 4A-102 and | ||||||
24 | 4A-103, "debt" includes, but is not limited to: personal loans |
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1 | from friends or business associates, business loans made | ||||||
2 | outside the lender's regular course of business, and loans made | ||||||
3 | at below market rates. For the purposes of Sections 4A-102 and | ||||||
4 | 4A-103, "debt" does not include: (i) debts to or from financial | ||||||
5 | institutions or government entities, such as mortgages, | ||||||
6 | student loans, credit card debts, or loans secured by | ||||||
7 | automobiles, household furniture, or appliances, as long as | ||||||
8 | those loans were made on terms available to the general public | ||||||
9 | and do not exceed the purchase price of the items securing | ||||||
10 | them; or (ii) debts to or from a political committee registered | ||||||
11 | with the Illinois State Board of Elections or political | ||||||
12 | committees, principal campaign committees, or authorized | ||||||
13 | committees registered with the Federal Election Commission. | ||||||
14 | (5 ILCS 420/1-104.5 new) | ||||||
15 | Sec. 1-104.5. Diversified funds. "Diversified funds" means | ||||||
16 | investment products, such as mutual funds, exchange traded | ||||||
17 | funds, or unit investment trusts, that invest in a wide variety | ||||||
18 | of securities. "Diversified funds" does not include sector | ||||||
19 | funds. | ||||||
20 | (5 ILCS 420/1-105.2 new) | ||||||
21 | Sec. 1-105.2. Economic relationship. "Economic | ||||||
22 | relationship" means, for the purposes of Sections 4A-102 and | ||||||
23 | 4A-103, any joint or shared ownership interests in businesses | ||||||
24 | and creditor-debtor relationships with third parties, other |
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1 | than commercial lending institutions, where: (a) the filer is | ||||||
2 | entitled to receive (i) more than 7.5% of the total | ||||||
3 | distributable income, or (ii) an amount in excess of the salary | ||||||
4 | of the Governor; or (b) the filer together with his or her | ||||||
5 | spouse or minor children is entitled to receive (i) more than | ||||||
6 | 15%, in the aggregate, of the total distributable income, or | ||||||
7 | (ii) an amount in excess of 2 times the salary of the Governor. | ||||||
8 | (5 ILCS 420/1-105.3 new) | ||||||
9 | Sec. 1-105.3. Family. "Family" means, for the purposes of | ||||||
10 | Sections 4A-102 and 4A-103, a filer's spouse, children, | ||||||
11 | step-children, parents, step-parents, siblings, step-siblings, | ||||||
12 | half-siblings, sons-in-law, daughters-in-law, grandfathers, | ||||||
13 | grandmothers, grandsons, and granddaughters, as well as the | ||||||
14 | father, mother, grandfather, and grandmother of the filer's | ||||||
15 | spouse, and any person living with the filer. | ||||||
16 | (5 ILCS 420/1-105.5 new) | ||||||
17 | Sec. 1-105.5. Filer. "Filer" means, for the purposes of | ||||||
18 | Section 4A-102 and 4A-103, a person required to file a | ||||||
19 | statement of economic interests pursuant to this Act. | ||||||
20 | (5 ILCS 420/1-105.6 new) | ||||||
21 | Sec. 1-105.6. Income. "Income" means, for the purposes of | ||||||
22 | Sections 4A-102 and 4A-103, pension income and any income from | ||||||
23 | whatever source derived, required to be reported on the filer's |
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1 | federal income tax return, including, but not limited to: | ||||||
2 | compensation received for services rendered or to be rendered | ||||||
3 | (as required to be reported on any Internal Revenue Service | ||||||
4 | forms, including, but not limited to, W-2, 1099, or K-1); | ||||||
5 | earnings or capital gains from the sale of assets; profit; | ||||||
6 | interest or dividend income from all assets; revenue from | ||||||
7 | leases and rentals, royalties, prizes, awards, or barter; | ||||||
8 | forgiveness of debt; and earnings derived from annuities or | ||||||
9 | trusts other than testamentary trusts. "Income" does not | ||||||
10 | include compensation earned for service in the position that | ||||||
11 | necessitates the filing of the statement of economic interests | ||||||
12 | or income from the sale of a personal residence or personal | ||||||
13 | vehicle. | ||||||
14 | (5 ILCS 420/1-105.7 new) | ||||||
15 | Sec. 1-105.7. Investment real estate. "Investment real | ||||||
16 | estate" means any real property, other than a filer's personal | ||||||
17 | residences, purchased to produce a profit, whether from income | ||||||
18 | or resale. Investment real estate may be described by the city | ||||||
19 | and state where the real estate is located.
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20 | (5 ILCS 420/1-110) (from Ch. 127, par. 601-110)
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21 | Sec. 1-110.
"Lobbyist" means an individual who is required | ||||||
22 | to be registered to engage in lobbying activities pursuant to | ||||||
23 | any statute, regulation, or ordinance adopted by a unit of | ||||||
24 | government in the State of Illinois any person required to be |
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1 | registered under
"An Act concerning lobbying and providing a | ||||||
2 | penalty for violation thereof",
approved July 10, 1957, as | ||||||
3 | amended .
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4 | (Source: Laws 1967, p. 3401.)
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5 | (5 ILCS 420/1-112.5 new) | ||||||
6 | Sec. 1-112.5. Personal residence. "Personal residence" | ||||||
7 | means, for the purposes of Sections 4A-102 and 4A-103, a | ||||||
8 | filer's primary home residence and any residential real | ||||||
9 | property held by the filer and used by the filer for | ||||||
10 | residential rather than commercial or income generating | ||||||
11 | purposes. | ||||||
12 | (5 ILCS 420/1-113.6 new) | ||||||
13 | Sec. 1-113.6. Sector funds. "Sector funds" means mutual | ||||||
14 | funds or exchange traded funds invested in a particular | ||||||
15 | industry or business. | ||||||
16 | (5 ILCS 420/1-113.7 new) | ||||||
17 | Sec. 1-113.7. Spouse. "Spouse" means a party to a marriage, | ||||||
18 | a party to a civil union, or a registered domestic partner. | ||||||
19 | (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
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20 | Sec. 4A-102. The statement of economic interests required | ||||||
21 | by this Article
shall include the economic interests of the | ||||||
22 | person making the statement as
provided in this Section. The |
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1 | interest (if constructively controlled by the
person making the | ||||||
2 | statement) of a spouse or any other party, shall be
considered | ||||||
3 | to be the same as the interest of the person making the
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4 | statement. Campaign receipts shall not be included in this | ||||||
5 | statement. The following interests shall be listed by all | ||||||
6 | persons required to file: | ||||||
7 | (1) each asset that has a value of more than $5,000 as | ||||||
8 | of the end of the preceding calendar year and is: (i) held | ||||||
9 | in the filer's name, (ii) held jointly by the filer with | ||||||
10 | his or her spouse, or (iii) held jointly by the filer with | ||||||
11 | his or her minor child or children; | ||||||
12 | (2) excluding the income from the position that | ||||||
13 | requires the filing of a statement of economic interests | ||||||
14 | under this Act, each source of income in excess of $1,200 | ||||||
15 | during the preceding calendar year (as required to be | ||||||
16 | reported on the filer's federal income tax return covering | ||||||
17 | the preceding calendar year) and, if the sale or transfer | ||||||
18 | of an asset produced more than $5,000 in capital gains | ||||||
19 | during the preceding calendar year, the transaction date on | ||||||
20 | which that asset was sold or transferred; | ||||||
21 | (3) each creditor of a debt in excess of $5,000 that, | ||||||
22 | during the preceding calendar year, was: (i) owed by the | ||||||
23 | filer, (ii) owed jointly by the filer with his or her | ||||||
24 | spouse or (iii) owed jointly by the filer with his or her | ||||||
25 | minor child or children; | ||||||
26 | (4) each debtor of a debt in excess of $5,000 that, |
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1 | during the preceding calendar year, was: (i) owed to the | ||||||
2 | filer, (ii) owed jointly to the filer with his or her | ||||||
3 | spouse, or (iii) owed jointly to the filer with his or her | ||||||
4 | minor child or children; | ||||||
5 | (5) the name of each unit of government of which the | ||||||
6 | filer was an employee, contractor, or office holder during | ||||||
7 | the preceding calendar year other than the unit or units of | ||||||
8 | government in relation to which the person is required to | ||||||
9 | file and the title of the position or nature of the | ||||||
10 | contractual services; | ||||||
11 | (6) each person known to the filer to be registered as | ||||||
12 | a lobbyist with any unit of government in the State of | ||||||
13 | Illinois: (i) with whom the filer maintains an economic | ||||||
14 | relationship, or (ii) who is a member of the filer's | ||||||
15 | family; and | ||||||
16 | (7) each source and type of gift or gifts, or | ||||||
17 | honorarium or honoraria, valued singly or in the aggregate | ||||||
18 | in excess of $500 that was received during the preceding | ||||||
19 | calendar year, excluding any gift or gifts from a member of | ||||||
20 | the filer's family that was not known to the filer to be | ||||||
21 | registered as a lobbyist with any unit of government in the | ||||||
22 | State of Illinois. | ||||||
23 | For the purposes of this Section, the unit of local | ||||||
24 | government in relation to which a person is required to file | ||||||
25 | under item (e) of Section 4A-101.5 shall be the unit of local | ||||||
26 | government that contributes to the pension fund of which such |
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1 | person is a member of the board. | ||||||
2 | The interest (if constructively controlled by the
person making | ||||||
3 | the statement) of a spouse or any other party, shall be
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4 | considered to be the same as the interest of the person making | ||||||
5 | the
statement. Campaign receipts shall not be included in this | ||||||
6 | statement.
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7 | (a) The following interests shall be listed by all | ||||||
8 | persons required to
file:
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9 | (1) The name, address and type of practice of any | ||||||
10 | professional
organization or individual professional | ||||||
11 | practice in which the person making
the statement was | ||||||
12 | an officer, director, associate, partner or | ||||||
13 | proprietor,
or served in any advisory capacity, from | ||||||
14 | which income in excess of $1200
was derived during the | ||||||
15 | preceding calendar year;
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16 | (2) The nature of professional services (other | ||||||
17 | than services rendered to
the unit or units of | ||||||
18 | government in relation to which the person is required
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19 | to file)
and the nature of the entity to which they | ||||||
20 | were rendered if fees exceeding
$5,000 were received | ||||||
21 | during the preceding calendar year from the entity for
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22 | professional services rendered by the person making | ||||||
23 | the statement.
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24 | (3) The identity (including the address or legal | ||||||
25 | description of real
estate) of any capital asset from | ||||||
26 | which a capital gain of $5,000 or more
was realized in |
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1 | the preceding calendar year.
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2 | (4) The name of any unit of government which has | ||||||
3 | employed the person
making the statement during the | ||||||
4 | preceding calendar year other than the unit
or units of | ||||||
5 | government in relation to which the person is required | ||||||
6 | to file.
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7 | (5) The name of any entity from which a gift or | ||||||
8 | gifts, or honorarium or
honoraria, valued singly or in | ||||||
9 | the aggregate in excess of $500, was
received during | ||||||
10 | the preceding calendar year.
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11 | (b) The following interests shall also be listed by | ||||||
12 | persons listed in
items (a) through (f), item (l), item | ||||||
13 | (n), and item (p) of Section 4A-101:
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14 | (1) The name and instrument of ownership in any | ||||||
15 | entity doing business in
the State of Illinois, in | ||||||
16 | which an ownership interest held by the person at
the | ||||||
17 | date of filing is in excess of $5,000 fair market value | ||||||
18 | or from which
dividends of in excess of $1,200 were | ||||||
19 | derived during the preceding calendar
year. (In the | ||||||
20 | case of real estate, location thereof shall be listed | ||||||
21 | by
street address, or if none, then by legal | ||||||
22 | description). No time or demand
deposit in a financial | ||||||
23 | institution, nor any debt instrument need be listed;
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24 | (2) Except for professional service entities, the | ||||||
25 | name of any entity and
any position held therein from | ||||||
26 | which income of in excess of $1,200 was
derived during |
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1 | the preceding calendar year, if the entity does | ||||||
2 | business in
the State of Illinois. No time or demand | ||||||
3 | deposit in a financial
institution, nor any debt | ||||||
4 | instrument need be listed.
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5 | (3) The identity of any compensated lobbyist with | ||||||
6 | whom the person making
the statement maintains a close | ||||||
7 | economic association, including the name of
the | ||||||
8 | lobbyist and specifying the legislative matter or | ||||||
9 | matters which are the
object of the lobbying activity, | ||||||
10 | and describing the general type of
economic activity of | ||||||
11 | the client or principal on whose behalf that person is
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12 | lobbying.
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13 | (c) The following interests shall also be listed by | ||||||
14 | persons listed in
items (a) through (c) and item (e) of | ||||||
15 | Section 4A-101.5:
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16 | (1) The name and instrument of ownership in any | ||||||
17 | entity doing business
with a unit of local government | ||||||
18 | in relation to which the person is
required to file if | ||||||
19 | the ownership interest of the person filing is greater
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20 | than $5,000 fair market value as of the date of filing | ||||||
21 | or if dividends in
excess of $1,200 were received from | ||||||
22 | the entity during the preceding
calendar year. (In the | ||||||
23 | case of real estate, location thereof shall be
listed | ||||||
24 | by street address, or if none, then by legal | ||||||
25 | description). No time
or demand deposit in a financial | ||||||
26 | institution, nor any debt instrument need
be listed.
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1 | (2) Except for professional service entities, the | ||||||
2 | name of any entity and
any position held therein from | ||||||
3 | which income in excess of $1,200 was derived
during the | ||||||
4 | preceding calendar year if the entity does business | ||||||
5 | with a
unit of local government in relation to which | ||||||
6 | the person is required to
file. No time or demand | ||||||
7 | deposit in a financial institution, nor any debt
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8 | instrument need be listed.
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9 | (3) The name of any entity and the nature of the | ||||||
10 | governmental action
requested by any entity which has | ||||||
11 | applied to a unit of local
government
in relation to | ||||||
12 | which the person must file for any license, franchise | ||||||
13 | or
permit for annexation, zoning or rezoning of real | ||||||
14 | estate during the
preceding calendar year if the | ||||||
15 | ownership interest of the person filing is
in excess of | ||||||
16 | $5,000 fair market value at the time of filing or if | ||||||
17 | income or
dividends in excess of $1,200 were received | ||||||
18 | by the person filing from the
entity during the | ||||||
19 | preceding calendar year.
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20 | For the purposes of this Section, the unit of local | ||||||
21 | government in relation to which a person required to file under | ||||||
22 | item (e) of Section 4A-101.5 shall be the unit of local | ||||||
23 | government that contributes to the pension fund of which such | ||||||
24 | person is a member of the board. | ||||||
25 | (Source: P.A. 101-221, eff. 8-9-19.)
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1 | (5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
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2 | Sec. 4A-103.
The statement of economic interests required | ||||||
3 | by this Article to be filed
with the Secretary of State or | ||||||
4 | county clerk shall be filled in by
typewriting or hand | ||||||
5 | printing, shall be verified, dated, and signed by the
person | ||||||
6 | making the statement and shall contain substantially the | ||||||
7 | following:
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8 | STATEMENT OF ECONOMIC INTERESTS | ||||||
9 | INSTRUCTIONS: | ||||||
10 | You may find the following documents helpful to you in | ||||||
11 | completing this form: | ||||||
12 | (1) federal income tax returns, including any related | ||||||
13 | schedules, attachments, and forms; and | ||||||
14 | (2) investment and brokerage statements. | ||||||
15 | To complete this form, you do not need to disclose specific | ||||||
16 | amounts or values or report interests relating either to | ||||||
17 | political committees registered with the Illinois State Board | ||||||
18 | of Elections or to political committees, principal campaign | ||||||
19 | committees, or authorized committees registered with the | ||||||
20 | Federal Election Commission. | ||||||
21 | The information you disclose will be available to the | ||||||
22 | public. | ||||||
23 | You must answer all 6 questions. Certain questions will ask | ||||||
24 | you to report any applicable assets or debts held in your name; |
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1 | held jointly with your spouse; or held jointly by you with your | ||||||
2 | minor child. If you have any concerns about whether an interest | ||||||
3 | should be reported, please consult your department's ethics | ||||||
4 | officer, if applicable. | ||||||
5 | Please ensure that the information you provide is complete | ||||||
6 | and accurate. If you need more space than the form allows, | ||||||
7 | please attach additional pages for your response. If you are | ||||||
8 | subject to the State Officials and Employees Ethics Act, your | ||||||
9 | ethics officer must review your statement of economic interests | ||||||
10 | before you file it. Failure to complete the statement in good | ||||||
11 | faith and within the prescribed deadline may subject you to | ||||||
12 | fines, imprisonment, or both. | ||||||
13 | BASIC INFORMATION: | ||||||
14 | Name: ....................................................... | ||||||
15 | Job title: ................................................... | ||||||
16 | Office, department, or agency that requires you to file this | ||||||
17 | form: ........................................................ | ||||||
18 | Other offices, departments, or agencies that require you to | ||||||
19 | file a Statement of Economic Interests form: ................ | ||||||
20 | Full mailing address: ....................................... | ||||||
21 | Preferred e-mail address (optional) ......................... | ||||||
22 | QUESTIONS: | ||||||
23 | 1. If you have any single asset that was worth more than | ||||||
24 | $5,000 as of the end of the preceding calendar year and is held |
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1 | in your name, held jointly by you with your spouse, or held | |||||||||||||||||||||
2 | jointly by you with your minor child,
list such assets below. | |||||||||||||||||||||
3 | In the case of investment real estate, list the city and state | |||||||||||||||||||||
4 | where the investment real estate is located. If you do not have | |||||||||||||||||||||
5 | any such assets, list "none" below. | |||||||||||||||||||||
6 | ............................................................. | |||||||||||||||||||||
7 | ............................................................. | |||||||||||||||||||||
8 | ............................................................. | |||||||||||||||||||||
9 | ............................................................. | |||||||||||||||||||||
10 | ............................................................. | |||||||||||||||||||||
11 | 2. Excluding the position for which you are required to | |||||||||||||||||||||
12 | file this form, list the source of any income in excess of | |||||||||||||||||||||
13 | $1,200 required to be reported during the preceding calendar | |||||||||||||||||||||
14 | year. If you sold an asset that produced more than $5,000 in | |||||||||||||||||||||
15 | capital gains in the preceding calendar year, list the name of | |||||||||||||||||||||
16 | the asset and the transaction date on which the sale or | |||||||||||||||||||||
17 | transfer took place. If you had no such sources of income or | |||||||||||||||||||||
18 | assets, list "none" below. | |||||||||||||||||||||
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24 | 3. Excluding debts incurred on terms available to the | |||||||||||||||||||||
25 | general public, such as mortgages, student loans, and credit |
| |||||||
| |||||||
1 | card debts, if you owed any single debt in the preceding | ||||||
2 | calendar year exceeding $5,000, list the creditor of the debt | ||||||
3 | below. If you had no such debts, list "none" below. | ||||||
4 | List the creditor for all applicable debts owed by you, | ||||||
5 | owed jointly by you with your spouse, or owed jointly by you | ||||||
6 | with your minor child. In addition to the types of debts listed | ||||||
7 | above, you do not need to report any debts to or from financial | ||||||
8 | institutions or government agencies, such as debts secured by | ||||||
9 | automobiles, household furniture or appliances, as long as the | ||||||
10 | debt was made on terms available to the general public, debts | ||||||
11 | to members of your family, or debts to or from a political | ||||||
12 | committee registered with the Illinois State Board of Elections | ||||||
13 | or any political committee, principal campaign committee, or | ||||||
14 | authorized committee registered with the Federal Election | ||||||
15 | Commission. | ||||||
16 | ............................................................. | ||||||
17 | ............................................................. | ||||||
18 | ............................................................. | ||||||
19 | ............................................................. | ||||||
20 | 4. Excluding debts owed to you by members of your family or | ||||||
21 | by a political committee, if there is any entity or person who | ||||||
22 | owed any debt to you in the preceding calendar year exceeding | ||||||
23 | $5,000, list the debtor below. If no such debts were owed to | ||||||
24 | you, list "none" below. | ||||||
25 | List the debtor for all applicable debts owed to you, owed | ||||||
26 | jointly to you with your spouse, or owed jointly to you with |
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| ||||||||||||||||||
1 | your minor child. You do not need to report loans made to | |||||||||||||||||
2 | members of your family or to a political committee registered | |||||||||||||||||
3 | with the Illinois State Board of Elections or any political | |||||||||||||||||
4 | committee, principal campaign committee, or authorized | |||||||||||||||||
5 | committee registered with the Federal Election Commission. | |||||||||||||||||
6 | ............................................................. | |||||||||||||||||
7 | ............................................................. | |||||||||||||||||
8 | ............................................................. | |||||||||||||||||
9 | 5. List the name of each unit of government of which the | |||||||||||||||||
10 | filer was an employee, contractor, or office holder during the | |||||||||||||||||
11 | preceding calendar year other than the unit or units of | |||||||||||||||||
12 | government in relation to which the person is required to file | |||||||||||||||||
13 | and the title of the position or nature of the contractual | |||||||||||||||||
14 | services. | |||||||||||||||||
| ||||||||||||||||||
19 | 6. If you maintain an economic relationship with a lobbyist | |||||||||||||||||
20 | or if a member of your family is known to you to be a lobbyist | |||||||||||||||||
21 | registered with any unit of government in the State of | |||||||||||||||||
22 | Illinois, list the name of the lobbyist below and identify the | |||||||||||||||||
23 | nature of your relationship with the lobbyist. If you do not | |||||||||||||||||
24 | have an economic relationship with a lobbyist or a family | |||||||||||||||||
25 | member known to you to be a lobbyist registered with any unit |
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| ||||||||||||||||||
1 | of government in the State of Illinois, list "none" below. | |||||||||||||||||
| ||||||||||||||||||
6 | 7. List the name of each person, organization, or entity | |||||||||||||||||
7 | that was the source of a gift or gifts, or honorarium or | |||||||||||||||||
8 | honoraria, valued singly or in the aggregate in excess of $500 | |||||||||||||||||
9 | received during the preceding calendar year, excluding any gift | |||||||||||||||||
10 | or gifts from a member of your family that was not known to be a | |||||||||||||||||
11 | lobbyist registered with any unit of government in the State of | |||||||||||||||||
12 | Illinois. If you had no such gifts, list "none" below. | |||||||||||||||||
13 | ............................................................. | |||||||||||||||||
14 | ............................................................. | |||||||||||||||||
15 | ............................................................. | |||||||||||||||||
16 | VERIFICATION: | |||||||||||||||||
17 | "I declare that this statement of economic interests | |||||||||||||||||
18 | (including any attachments) has been examined by me and to the | |||||||||||||||||
19 | best of my knowledge and belief is a true, correct and complete | |||||||||||||||||
20 | statement of my economic interests as required by the Illinois | |||||||||||||||||
21 | Governmental Ethics Act. I understand that the penalty for | |||||||||||||||||
22 | willfully filing a false or incomplete statement is a fine not | |||||||||||||||||
23 | to exceed $2,500 or imprisonment in a penal institution other | |||||||||||||||||
24 | than the penitentiary not to exceed one year, or both fine and |
| |||||||
| |||||||
1 | imprisonment." | ||||||
2 | Printed Name of Filer ........................................ | ||||||
3 | Date ......................................................... | ||||||
4 | Signature .................................................... | ||||||
5 | If this statement of economic interests requires ethics officer | ||||||
6 | review prior to filing, the applicable ethics officer must | ||||||
7 | complete the following: | ||||||
8 | CERTIFICATION OF ETHICS OFFICER REVIEW: | ||||||
9 | "In accordance with law, as Ethics Officer, I reviewed this | ||||||
10 | statement of economic interests prior to its filing." | ||||||
11 | Printed Name of Ethics Officer ............................... | ||||||
12 | Date ......................................................... | ||||||
13 | Signature .................................................... | ||||||
14 | Preferred e-mail address (optional) ......................... | ||||||
15 | STATEMENT OF ECONOMIC INTEREST
| ||||||
16 | (TYPE OR HAND PRINT)
| ||||||
17 |
| ||||||
18 | (name)
| ||||||
19 |
| ||||||
20 | (each office or position of employment for which this
statement | ||||||
21 | is filed)
| ||||||
22 |
| ||||||
23 | (full mailing address)
|
| ||||||||||||||||||||||
| ||||||||||||||||||||||
1 | GENERAL DIRECTIONS:
| |||||||||||||||||||||
2 | The interest (if constructively controlled by the person | |||||||||||||||||||||
3 | making the
statement) of a spouse or any other party, shall be | |||||||||||||||||||||
4 | considered to be the
same as the interest of the person making | |||||||||||||||||||||
5 | the statement.
| |||||||||||||||||||||
6 | Campaign receipts shall not be included in this statement.
| |||||||||||||||||||||
7 | If additional space is needed, please attach supplemental | |||||||||||||||||||||
8 | listing.
| |||||||||||||||||||||
9 | 1. List the name and instrument of ownership in any entity | |||||||||||||||||||||
10 | doing
business in the State of Illinois, in which the ownership | |||||||||||||||||||||
11 | interest held by
the person at the date of filing is in excess | |||||||||||||||||||||
12 | of $5,000 fair market value
or from which dividends in excess | |||||||||||||||||||||
13 | of $1,200 were derived during the
preceding calendar year. (In | |||||||||||||||||||||
14 | the case of real estate, location thereof
shall be listed by | |||||||||||||||||||||
15 | street address, or if none, then by legal description.)
No time | |||||||||||||||||||||
16 | or demand deposit in a financial institution, nor any debt
| |||||||||||||||||||||
17 | instrument need be listed.
| |||||||||||||||||||||
| ||||||||||||||||||||||
23 | 2. List the name, address and type of practice of any | |||||||||||||||||||||
24 | professional
organization in which the person making the | |||||||||||||||||||||
25 | statement was an officer,
director, associate, partner or | |||||||||||||||||||||
26 | proprietor or served in any advisory
capacity, from which |
| ||||||||||||||||||||||
| ||||||||||||||||||||||
1 | income in excess of $1,200 was derived during the
preceding | |||||||||||||||||||||
2 | calendar year.
| |||||||||||||||||||||
| ||||||||||||||||||||||
7 | 3. List the nature of professional services rendered (other | |||||||||||||||||||||
8 | than to the
State of Illinois) to each entity from which income | |||||||||||||||||||||
9 | exceeding $5,000 was
received for professional services | |||||||||||||||||||||
10 | rendered during the preceding calendar
year by the person | |||||||||||||||||||||
11 | making the statement.
| |||||||||||||||||||||
12 |
| |||||||||||||||||||||
13 |
| |||||||||||||||||||||
14 | 4. List the identity (including the address or legal | |||||||||||||||||||||
15 | description of real
estate) of any capital asset from which a | |||||||||||||||||||||
16 | capital gain of $5,000 or more
was realized during the | |||||||||||||||||||||
17 | preceding calendar year.
| |||||||||||||||||||||
18 |
| |||||||||||||||||||||
19 |
| |||||||||||||||||||||
20 | 5. List the identity of any compensated lobbyist with whom | |||||||||||||||||||||
21 | the person
making the statement maintains a close economic | |||||||||||||||||||||
22 | association, including the
name of the lobbyist and specifying | |||||||||||||||||||||
23 | the legislative matter or matters which
are the object of the | |||||||||||||||||||||
24 | lobbying activity, and describing the general type of
economic | |||||||||||||||||||||
25 | activity of the client or principal on whose behalf that person | |||||||||||||||||||||
26 | is
lobbying.
| |||||||||||||||||||||
| ||||||||||||||||||
| ||||||||||||||||||
| ||||||||||||||||||
4 | 6. List the name of any entity doing business in the State | |||||||||||||||||
5 | of Illinois
from which income in excess of $1,200 was derived | |||||||||||||||||
6 | during the preceding
calendar year other than for professional | |||||||||||||||||
7 | services and the title or
description of any position held in | |||||||||||||||||
8 | that entity. (In the case of real
estate, location thereof | |||||||||||||||||
9 | shall be listed by street address, or if none,
then by legal | |||||||||||||||||
10 | description). No time or demand deposit in a financial
| |||||||||||||||||
11 | institution nor any debt instrument need be listed.
| |||||||||||||||||
| ||||||||||||||||||
16 | 7. List the name of any unit of government which employed | |||||||||||||||||
17 | the person
making the statement during the preceding calendar | |||||||||||||||||
18 | year other than the unit
or units
of government in relation to | |||||||||||||||||
19 | which the person is required to file.
| |||||||||||||||||
20 |
| |||||||||||||||||
21 |
| |||||||||||||||||
22 | 8. List the name of any entity from which a gift or gifts, | |||||||||||||||||
23 | or honorarium
or honoraria, valued singly or in the aggregate | |||||||||||||||||
24 | in excess of $500, was
received during the preceding calendar | |||||||||||||||||
25 | year.
| |||||||||||||||||
26 |
|
| |||||||
| |||||||
1 | VERIFICATION:
| ||||||
2 | "I declare that this statement of economic interests | ||||||
3 | (including any
accompanying schedules and statements) has been | ||||||
4 | examined by me and to the
best of my knowledge and belief is a | ||||||
5 | true, correct and complete statement
of my economic interests | ||||||
6 | as required by the Illinois Governmental Ethics
Act. I | ||||||
7 | understand that the penalty for willfully filing a false or
| ||||||
8 | incomplete statement shall be a fine not to exceed $1,000 or | ||||||
9 | imprisonment
in a penal institution other than the penitentiary | ||||||
10 | not to exceed one year,
or both fine and imprisonment."
| ||||||
11 | ................ ..........................................
| ||||||
12 | (date of filing) (signature of person making the statement)
| ||||||
13 | (Source: P.A. 95-173, eff. 1-1-08.)
| ||||||
14 | (5 ILCS 420/4A-108) | ||||||
15 | Sec. 4A-108. Internet-based systems of filing. | ||||||
16 | (a) Notwithstanding any other provision of this Act or any | ||||||
17 | other law, the Secretary of State and county clerks are | ||||||
18 | authorized to institute an Internet-based system for the filing | ||||||
19 | of statements of economic interests in their offices. With | ||||||
20 | respect to county clerk systems, the determination to institute | ||||||
21 | such a system shall be in the sole discretion of the county | ||||||
22 | clerk and shall meet the requirements set out in this Section. | ||||||
23 | With respect to a Secretary of State system, the determination | ||||||
24 | to institute such a system shall be in the sole discretion of | ||||||
25 | the Secretary of State and shall meet the requirements set out |
| |||||||
| |||||||
1 | in this Section and those Sections of the State Officials and | ||||||
2 | Employees Ethics Act requiring ethics officer review prior to | ||||||
3 | filing. The system shall be capable of allowing an ethics | ||||||
4 | officer to approve a statement of economic interests and shall | ||||||
5 | include a means to amend a statement of economic interests. | ||||||
6 | When this Section does not modify or remove the requirements | ||||||
7 | set forth elsewhere in this Article, those requirements shall | ||||||
8 | apply to any system of Internet-based filing authorized by this | ||||||
9 | Section. When this Section does modify or remove the | ||||||
10 | requirements set forth elsewhere in this Article, the | ||||||
11 | provisions of this Section shall apply to any system of | ||||||
12 | Internet-based filing authorized by this Section. | ||||||
13 | (b) In any system of Internet-based filing of statements of | ||||||
14 | economic interests instituted by the Secretary of State or a | ||||||
15 | county clerk: | ||||||
16 | (1) Any filing of an Internet-based statement of | ||||||
17 | economic interests shall be the equivalent of the filing of | ||||||
18 | a verified, written statement of economic interests as | ||||||
19 | required by Section 4A-101 or 4A-101.5 and the equivalent | ||||||
20 | of the filing of a verified, dated, and signed statement of | ||||||
21 | economic interests as required by Section 4A-103 4A-104 . | ||||||
22 | (2) The Secretary of State and county clerks who | ||||||
23 | institute a system of Internet-based filing of statements | ||||||
24 | of economic interests shall establish a password-protected | ||||||
25 | website to receive the filings of such statements. A | ||||||
26 | website established under this Section shall set forth and |
| |||||||
| |||||||
1 | provide a means of responding to the items set forth in | ||||||
2 | Section 4A-103 4A-102 that are required of a person who | ||||||
3 | files a statement of economic interests with that officer. | ||||||
4 | A website established under this Section shall set forth | ||||||
5 | and provide a means of generating a printable receipt page | ||||||
6 | acknowledging filing. | ||||||
7 | (3) The times for the filing of statements of economic | ||||||
8 | interests set forth in Section 4A-105 shall be followed in | ||||||
9 | any system of Internet-based filing of statements of | ||||||
10 | economic interests; provided that a candidate for elective | ||||||
11 | office who is required to file a statement of economic | ||||||
12 | interests in relation to his or her candidacy pursuant to | ||||||
13 | Section 4A-105(a) shall receive a written or printed | ||||||
14 | receipt for his or her filing. | ||||||
15 | A candidate filing for Governor, Lieutenant Governor, | ||||||
16 | Attorney General, Secretary of State, Treasurer, | ||||||
17 | Comptroller, State Senate, or State House of | ||||||
18 | Representatives , Supreme Court Judge, appellate court | ||||||
19 | judge, circuit court judge, or judicial retention shall not | ||||||
20 | use the Internet to file his or her statement of economic | ||||||
21 | interests, but shall file his or her statement of economic | ||||||
22 | interests in a written or printed form and shall receive a | ||||||
23 | written or printed receipt for his or her filing. Annually, | ||||||
24 | the duly appointed ethics officer for each legislative | ||||||
25 | caucus shall certify to the Secretary of State whether his | ||||||
26 | or her caucus members will file their statements of |
| |||||||
| |||||||
1 | economic interests electronically or in a written or | ||||||
2 | printed format for that year. If the ethics officer for a | ||||||
3 | caucus certifies that the statements of economic interests | ||||||
4 | shall be written or printed, then members of the General | ||||||
5 | Assembly of that caucus shall not use the Internet to file | ||||||
6 | his or her statement of economic interests, but shall file | ||||||
7 | his or her statement of economic interests in a written or | ||||||
8 | printed form and shall receive a written or printed receipt | ||||||
9 | for his or her filing. If no certification is made by an | ||||||
10 | ethics officer for a legislative caucus, or if a member of | ||||||
11 | the General Assembly is not affiliated with a legislative | ||||||
12 | caucus, then the affected member or members of the General | ||||||
13 | Assembly may file their statements of economic interests | ||||||
14 | using the Internet. | ||||||
15 | (4) In the first year of the implementation of a system | ||||||
16 | of Internet-based filing of statements of economic | ||||||
17 | interests, each person required to file such a statement is | ||||||
18 | to be notified in writing of his or her obligation to file | ||||||
19 | his or her statement of economic interests by way of the | ||||||
20 | Internet-based system. If access to the website web site | ||||||
21 | requires a code or password, this information shall be | ||||||
22 | included in the notice prescribed by this paragraph. | ||||||
23 | (5) When a person required to file a statement of | ||||||
24 | economic interests has supplied the Secretary of State or a | ||||||
25 | county clerk, as applicable, with an email address for the | ||||||
26 | purpose of receiving notices under this Article by email, a |
| |||||||
| |||||||
1 | notice sent by email to the supplied email address shall be | ||||||
2 | the equivalent of a notice sent by first class mail, as set | ||||||
3 | forth in Section 4A-106 or 4A-106.5. A person who has | ||||||
4 | supplied such an email address shall notify the Secretary | ||||||
5 | of State or county clerk, as applicable, when his or her | ||||||
6 | email address changes or if he or she no longer wishes to | ||||||
7 | receive notices by email. | ||||||
8 | (6) If any person who is required to file a statement | ||||||
9 | of economic interests and who has chosen to receive notices | ||||||
10 | by email fails to file his or her statement by May 10, then | ||||||
11 | the Secretary of State or county clerk, as applicable, | ||||||
12 | shall send an additional email notice on that date, | ||||||
13 | informing the person that he or she has not filed and | ||||||
14 | describing the penalties for late filing and failing to | ||||||
15 | file. This notice shall be in addition to other notices | ||||||
16 | provided for in this Article. | ||||||
17 | (7) The Secretary of State and each county clerk who | ||||||
18 | institutes a system of Internet-based filing of statements | ||||||
19 | of economic interests may also institute an Internet-based | ||||||
20 | process for the filing of the list of names and addresses | ||||||
21 | of persons required to file statements of economic | ||||||
22 | interests by the chief administrative officers that must | ||||||
23 | file such information with the Secretary of State or county | ||||||
24 | clerk, as applicable, pursuant to Section 4A-106 or | ||||||
25 | 4A-106.5. Whenever the Secretary of State or a county clerk | ||||||
26 | institutes such a system under this paragraph, every chief |
| |||||||
| |||||||
1 | administrative officer must use the system to file this | ||||||
2 | information. | ||||||
3 | (8) The Secretary of State and any county clerk who | ||||||
4 | institutes a system of Internet-based filing of statements | ||||||
5 | of economic interests shall post the contents of such | ||||||
6 | statements filed with him or her available for inspection | ||||||
7 | and copying on a publicly accessible website. Such postings | ||||||
8 | shall not include the addresses or signatures of the | ||||||
9 | filers.
| ||||||
10 | (Source: P.A. 100-1041, eff. 1-1-19; 101-221, eff. 8-9-19; | ||||||
11 | revised 9-12-19.)
| ||||||
12 | (5 ILCS 420/4A-104 rep.)
| ||||||
13 | Section 10. The Illinois Governmental Ethics Act is amended | ||||||
14 | by repealing Section 4A-104. | ||||||
15 | Section 98. Applicability. The provisions of this | ||||||
16 | amendatory Act of the 101st General Assembly concerning | ||||||
17 | statements of economic interests shall apply to statements of | ||||||
18 | economic interests filed in 2021 and for each year thereafter. | ||||||
19 | Any statement of economic interests filed prior to 2021 shall | ||||||
20 | apply the law in effect before the effective date of this | ||||||
21 | amendatory Act of the 101st General Assembly. |