|
| | 100TH GENERAL ASSEMBLY
State of Illinois
2017 and 2018 SB3002 Introduced 2/15/2018, by Sen. Martin A. Sandoval SYNOPSIS AS INTRODUCED: |
| |
Creates the Innovations for Transportation Infrastructure Act. Contains a statement of legislative policy. Defines terms. Adds provisions governing: authorization of project delivery methods; preconditions to commencement of procurement; procurement; evaluation and selection of proposals; project records; confidentiality; public disclosure; design-build contracts; construction manager/general contractor contracts; funding and financing; minority, disadvantaged, and women-owned businesses; acquisition of property; federal requirements; powers of the Department of Transportation and the Illinois State Toll Highway Authority; and rulemaking. Makes corresponding changes in the Department of Transportation Law of the Civil Administrative Code of Illinois; Illinois Finance Authority Act; the Illinois Procurement Code; the Public Construction Bond Act; the Employment of Illinois Workers on Public Works Act; the Business Enterprise for Minorities, Women, and Persons with Disabilities Act; the Toll Highway Act; the Eminent Domain Act; and the Prevailing Wage Act. Provides that the provisions of the Act are severable. Effective immediately.
|
| |
| | | FISCAL NOTE ACT MAY APPLY | |
| | A BILL FOR |
|
|
| | SB3002 | | LRB100 17205 LNS 32361 b |
|
|
1 | | AN ACT concerning transportation.
|
2 | | Be it enacted by the People of the State of Illinois,
|
3 | | represented in the General Assembly:
|
4 | | Section 1. Short title. This Act may be cited as the |
5 | | Innovations for Transportation Infrastructure Act. |
6 | | Section 5. Legislative policy.
|
7 | | (a) It is the public policy of the State of Illinois to |
8 | | promote the development of infrastructure projects that serve |
9 | | the needs of the public.
|
10 | | (b) The design-build project delivery method and |
11 | | Construction Manager/General Contractor project delivery |
12 | | method and use of Alternative Technical Concepts have the |
13 | | potential to capture private sector innovation and safely |
14 | | deliver infrastructure projects on more predictable schedules |
15 | | and budgets. Earlier completion and lower cost for projects are |
16 | | possible with the ability to shift or share risks with the |
17 | | private sector that are generally retained by the public in the |
18 | | conventional design-bid-build project delivery method.
|
19 | | (c) It is the intent of the General Assembly that the |
20 | | Department of Transportation and the Illinois State Toll |
21 | | Highway Authority may evaluate and use Alternative Technical |
22 | | Concepts proposed by bidders and proposers and to use the |
23 | | design-build project delivery method and Construction |
|
| | SB3002 | - 2 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Manager/General Contractor project delivery method.
|
2 | | (d) It is the intent of this Act to use design |
3 | | professionals, construction companies, and workers from this |
4 | | State to the greatest extent possible.
|
5 | | (e) The powers granted in this Act are in addition to any |
6 | | other powers authorized under applicable law. |
7 | | Section 10. Definitions. As used in this Act:
|
8 | | "Alternative Technical Concepts" means a proposed |
9 | | deviation from the contract technical requirements set forth in |
10 | | the procurement documents for a transportation facility that |
11 | | offers a solution that is equal to or better than the |
12 | | requirements in the procurement documents.
|
13 | | "Authority" means the Illinois State Toll Highway |
14 | | Authority. |
15 | | "Best value" means any selection process in which proposals |
16 | | contain both price and qualitative components and award is |
17 | | based upon a combination of price, qualitative concepts, and |
18 | | other factors.
|
19 | | "Chief procurement officer" means the chief procurement |
20 | | officer for the Transportation Agency.
|
21 | | "Construction Manager/General Contractor" means a proposer |
22 | | that has entered into a Construction Manager/General |
23 | | Contractor contract under this Act.
|
24 | | "Construction Manager/General Contractor contract" means a |
25 | | two-phase contract between the Transportation Agency and a |
|
| | SB3002 | - 3 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Construction Manager/General Contractor that includes a first |
2 | | phase addressing preconstruction services and a second phase |
3 | | addressing the construction of the transportation facility.
|
4 | | "Construction Manager/General Contractor project delivery |
5 | | method" means a method of procurement and contracting that |
6 | | makes a Construction Manager/General Contractor who enters |
7 | | into a contract with the Transportation Agency responsible for |
8 | | certain preconstruction services and then, if the parties reach |
9 | | agreement on key terms, responsible for construction of the |
10 | | transportation facility.
|
11 | | "Department" means the Illinois Department of |
12 | | Transportation.
|
13 | | "Design-bid-build project delivery method" means the |
14 | | traditional method of procuring and contracting for design |
15 | | services and construction services used separately in this |
16 | | State, which incorporates the Architectural, Engineering, and |
17 | | Land Surveying Qualifications Based Selection Act and the |
18 | | principles of competitive bidding under the Illinois |
19 | | Procurement Code.
|
20 | | "Design-build contract" means a contract between the |
21 | | Transportation Agency and a design-builder under which the |
22 | | design-builder agrees to furnish architectural, surveying, |
23 | | engineering, construction, and related services for a |
24 | | transportation facility.
|
25 | | "Design-build project delivery method" means a method of |
26 | | procurement and contracting that provides responsibility |
|
| | SB3002 | - 4 - | LRB100 17205 LNS 32361 b |
|
|
1 | | within a single contract between the Transportation Agency and |
2 | | a design-builder for the furnishing of architectural, |
3 | | surveying, engineering, construction, and related services for |
4 | | a transportation facility.
|
5 | | "Design-builder" means a proposer that has entered into a |
6 | | design-build contract with the Transportation Agency under |
7 | | this Act.
|
8 | | "Evaluation Committee" means the committee assembled to |
9 | | evaluate and score statements of qualifications and proposals.
|
10 | | "Evaluation criteria" means the standards and requirements |
11 | | established by the Transportation Agency against which the |
12 | | qualifications and proposals of a proposer will be assessed |
13 | | during the procurement of a design-build contract or |
14 | | Construction Manager/General Contractor contract, as |
15 | | applicable.
|
16 | | "Executive Director" means the Executive Director of the |
17 | | Illinois State Toll Highway Authority. |
18 | | "Metropolitan planning organization" means a metropolitan |
19 | | planning organization under 23 U.S.C. 134 whose metropolitan |
20 | | planning area boundaries are partially or completely within |
21 | | this State.
|
22 | | "Preconstruction services" means all |
23 | | non-construction-related services that a Construction |
24 | | Manager/General Contractor is required to perform during the |
25 | | first phase of a Construction Manager/General Contractor |
26 | | contract, and may include, but is not limited to, giving advice |
|
| | SB3002 | - 5 - | LRB100 17205 LNS 32361 b |
|
|
1 | | to the Transportation Agency regarding scheduling, work |
2 | | sequencing, cost engineering, constructability, cost |
3 | | estimating, and risk identification.
|
4 | | "Proposal" means a proposer's response to a request for |
5 | | proposals.
|
6 | | "Proposer" means any individual, sole proprietorship, |
7 | | firm, partnership, joint venture, corporation, professional |
8 | | corporation, or other entity legally established to conduct |
9 | | business in this State that proposes to be the design-builder |
10 | | or Construction Manager/General Contractor for any |
11 | | transportation facility under this Act. |
12 | | "Qualifications" means a statement of qualifications |
13 | | submitted by a proposer in response to a request for |
14 | | qualifications.
|
15 | | "Request for proposals" means the document issued by the |
16 | | Transportation Agency to solicit proposals and describe the |
17 | | procurement process for a design-build contract or |
18 | | Construction Manager/General Contractor contract in accordance |
19 | | with the design-build project delivery method or the |
20 | | Construction Manager/General Contractor project delivery |
21 | | method, as applicable.
|
22 | | "Request for qualifications" means the document issued by |
23 | | the Transportation Agency in the first phase of a two-phase |
24 | | procurement to solicit qualifications from proposers in |
25 | | accordance with the design-build project delivery method or the |
26 | | Construction Manager/General Contractor project delivery |
|
| | SB3002 | - 6 - | LRB100 17205 LNS 32361 b |
|
|
1 | | method, as applicable.
|
2 | | "Scope and performance requirements" means the activities, |
3 | | constructed elements, and standards of performance the |
4 | | Transportation Agency requires the design-builder or the |
5 | | Construction Manager/General Contractor to comply with in the |
6 | | development of the transportation facility, and may include, |
7 | | but is not limited to, the intended usage, capacity, size, |
8 | | scope, quality and performance standards, life-cycle costs, |
9 | | preliminary engineering, design, and other requirements as |
10 | | developed and determined by the Transportation Agency.
|
11 | | "Secretary" means the Secretary of the Illinois Department |
12 | | of Transportation.
|
13 | | "Transportation Agency" means the Illinois Department of |
14 | | Transportation or the Illinois State Toll Highway Authority. |
15 | | "Transportation facility" means any new or existing |
16 | | facility or group of facilities that are the subject of a |
17 | | design-build contract or a Construction Manager/General |
18 | | Contractor contract, and includes highways, roads, bridges, |
19 | | tunnels, overpasses, bus ways, guideways, ferries, airports or |
20 | | other aviation facilities, public transportation facilities, |
21 | | vehicle parking facilities, port facilities, rail facilities, |
22 | | stations, hubs, terminals, intermodal facilities, transit |
23 | | facilities, or similar facilities used for the transportation |
24 | | of persons or goods, together with any buildings, structures, |
25 | | parking areas, appurtenances, intelligent transportation |
26 | | systems, and other property or facilities related to the |
|
| | SB3002 | - 7 - | LRB100 17205 LNS 32361 b |
|
|
1 | | operation or maintenance of these facilities.
|
2 | | Section 15. Authorization of project delivery methods.
|
3 | | (a) Notwithstanding any other law, and as authority |
4 | | supplemental to its existing powers, the Transportation |
5 | | Agency, in accordance with this Act, may use the design-build |
6 | | project delivery method for transportation facilities if the |
7 | | capital costs for transportation facilities delivered |
8 | | utilizing the design-build project delivery method or |
9 | | Construction Manager/General Contractor project delivery |
10 | | method or Alternative Technical Concepts in a design-bid-build |
11 | | project delivery method do not: (i) for transportation |
12 | | facilities delivered by the Department, exceed 20% of the |
13 | | Department's multi-year highway improvement program for any |
14 | | 5-year period with no one year period exceeding 30%; or (ii) |
15 | | for transportation facilities delivered by the Authority, |
16 | | exceed 20% of the Authority's annual improvement program. The |
17 | | Transportation Agency shall make this calculation before |
18 | | commencing the procurement. Notwithstanding any other law, and |
19 | | as authority supplemental to its existing powers, the |
20 | | Department, in accordance with this Act, may use the |
21 | | Construction Manager/General Contractor project delivery |
22 | | method for up to 2 transportation facilities. Before commencing |
23 | | a procurement under this Act for either a design-build contract |
24 | | or a Construction Manager/General Contractor contract, the |
25 | | Transportation Agency shall first undertake an analysis and |
|
| | SB3002 | - 8 - | LRB100 17205 LNS 32361 b |
|
|
1 | | make a written determination that it is in the best interests |
2 | | of this State to use the selected delivery method for that |
3 | | transportation facility. The analysis and determination shall |
4 | | discuss the design-build project delivery method or |
5 | | Construction Manager/General Contractor project delivery |
6 | | method's impact on the anticipated schedule, completion date, |
7 | | and project costs. The best interests of the State analysis |
8 | | shall be made available to the public.
|
9 | | (b) The Transportation Agency shall report to the General |
10 | | Assembly annually for the first 5 years after the effective |
11 | | date of this Act on the progress of procurements and |
12 | | transportation facilities procured under this Act. |
13 | | (c) The Architectural, Engineering, and Land Surveying |
14 | | Qualifications Based Selection Act does not apply to |
15 | | procurements under this Act. |
16 | | Section 20. Preconditions to commencement of procurement.
|
17 | | If the Transportation Agency determines to use the |
18 | | design-build project delivery method or the Construction |
19 | | Manager/General Contractor project delivery method for a |
20 | | particular transportation facility, the Transportation Agency |
21 | | may not commence a procurement for the transportation facility |
22 | | until the Transportation Agency has satisfied the following |
23 | | requirements: |
24 | | (1) the Transportation Agency does one of the following: |
25 | | (A) the Transportation Agency includes the |
|
| | SB3002 | - 9 - | LRB100 17205 LNS 32361 b |
|
|
1 | | transportation facility in the Transportation Agency's |
2 | | respective multi-year highway
improvement program and |
3 | | designates it as a design-build project delivery method |
4 | | project or Construction Manager/General Contractor |
5 | | project; |
6 | | (B) the Transportation Agency issues a notice of intent |
7 | | to receive qualifications, that includes a description of |
8 | | the proposed procurement and transportation facility, at |
9 | | least 14 days before the issuance of the request for |
10 | | qualifications, and for a Department-issued notice of |
11 | | intent publishes the notice in the Illinois Transportation |
12 | | Procurement Bulletin and for an Authority-issued notice of |
13 | | intent publishes the notice in the Illinois Procurement |
14 | | Bulletin; or |
15 | | (C) for a single-phase procurement authorized under |
16 | | subsection (a) of Section 25 of this Act, the |
17 | | Transportation Agency issues a notice of intent to receive |
18 | | proposals, that includes a description of the proposed |
19 | | procurement and transportation facility, at least 14 days |
20 | | before the issuance of the request for proposals, and for a |
21 | | Department-issued notice of intent publishes the notice in |
22 | | the Illinois Transportation Procurement Bulletin and for |
23 | | an Authority-issued notice of intent publishes the notice |
24 | | in the Illinois Procurement Bulletin; and |
25 | | (2) the Transportation Agency uses its best efforts to |
26 | | ensure that the transportation facility is consistent with the |
|
| | SB3002 | - 10 - | LRB100 17205 LNS 32361 b |
|
|
1 | | regional plan in existence at the time of any metropolitan |
2 | | planning organization in which the boundaries of the |
3 | | transportation facility is located, or any other |
4 | | publicly-approved plan. |
5 | | Section 25. Procurement process.
|
6 | | (a) The Transportation Agency may solicit a proposer with |
7 | | which to enter into a design-build contract or Construction |
8 | | Manager/General Contractor contract, as applicable, by using, |
9 | | without limitation, one or more requests for qualifications, a |
10 | | shortlisting of the most highly qualified proposers, requests |
11 | | for proposals, and negotiations. The Transportation Agency |
12 | | shall use a two-phase procurement for a design-build contract |
13 | | to select the successful proposer, except that the |
14 | | Transportation Agency may use a single-phase procurement if the |
15 | | transportation facility is estimated to cost less than |
16 | | $5,000,000 or the Secretary or the Executive Director makes a |
17 | | written determination that the Transportation Agency may use a |
18 | | single-phase procurement for a particular transportation |
19 | | facility. In a two-phase procurement, the Transportation |
20 | | Agency shall use the first phase to evaluate and shortlist the |
21 | | most highly qualified proposers based on a proposer's |
22 | | qualifications, and then use the second phase to evaluate and |
23 | | select a proposer based on proposals submitted by the |
24 | | shortlisted proposers. During the first phase of a two-phase |
25 | | procurement, the Transportation Agency shall not consider |
|
| | SB3002 | - 11 - | LRB100 17205 LNS 32361 b |
|
|
1 | | price proposals to make its shortlist decision. In a |
2 | | single-phase procurement, the Transportation Agency shall |
3 | | solicit proposers with a request for proposals, and shall |
4 | | evaluate and select a proposer based on those proposals.
|
5 | | (b) The request for qualifications may contain any terms |
6 | | deemed appropriate by the Transportation Agency including, |
7 | | without limitation, the following:
|
8 | | (1) a description of the anticipated scope of work for |
9 | | the transportation facility;
|
10 | | (2) a requirement that the proposer identify certain |
11 | | key personnel, and for design-build contracts certain key |
12 | | firms, the experience of the personnel and firms, and the |
13 | | conditions on which identified personnel and firms can be |
14 | | replaced;
|
15 | | (3) the evaluation criteria for the qualifications and |
16 | | the relative importance of those criteria; these |
17 | | evaluation criteria may address, without limitation, the |
18 | | proposer's technical and financial qualifications, such as |
19 | | specialized experience, technical competence, capability |
20 | | to perform, financial capacity, the proposer's workload, |
21 | | local office presence, past performance including the |
22 | | proposer's safety record, and any other |
23 | | qualifications-based factors;
|
24 | | (4) the Transportation Agency's prequalification, |
25 | | licensing, and registration requirements, including any |
26 | | requirements from the Professional Engineering Practice |
|
| | SB3002 | - 12 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Act of 1989, the Illinois Architecture Practice Act of |
2 | | 1989, the Structural Engineering Practice Act of 1989, and |
3 | | the Illinois Professional Land Surveyor Act of 1989, except |
4 | | that nothing contained herein precludes the Transportation |
5 | | Agency's use of additional prequalification criteria or |
6 | | pass-fail evaluation factors addressing minimum levels of |
7 | | technical experience or financial capabilities;
|
8 | | (5) the maximum number of proposers the Transportation |
9 | | Agency will shortlist to submit proposals; and
|
10 | | (6) any other relevant information the Transportation |
11 | | Agency deems appropriate.
|
12 | | (c) Upon completion of the qualifications evaluation, the |
13 | | Transportation Agency shall, based on the evaluation criteria |
14 | | set forth in the request for qualifications, create a shortlist |
15 | | of the most highly qualified proposers. The Transportation |
16 | | Agency shall shortlist no more than 5 and no fewer than 2 of |
17 | | the most highly qualified proposers. Notwithstanding other |
18 | | provisions of this subsection (c), the Transportation Agency |
19 | | may shortlist fewer than 2 proposers if the Secretary or the |
20 | | Executive Director makes a finding that an emergency situation |
21 | | justifies the limited shortlisting and fewer than 2 proposers |
22 | | meet any applicable prequalification or pass-fail requirements |
23 | | set forth in the request for qualifications.
|
24 | | (d) The request for proposals may contain any terms deemed |
25 | | appropriate by the Transportation Agency including, without |
26 | | limitation, the following:
|
|
| | SB3002 | - 13 - | LRB100 17205 LNS 32361 b |
|
|
1 | | (1) the form and amount of required bid security;
|
2 | | (2) the terms of the design-build contract or |
3 | | Construction Manager/General Contractor contract, |
4 | | including, but not limited to, scope and performance |
5 | | requirements, schedule or completion date requirements, |
6 | | subcontractor requirements, payment and performance |
7 | | security requirements, and insurance requirements;
|
8 | | (3) the requirements for the technical component of the |
9 | | proposal, including a description of the level of design, |
10 | | scope and type of renderings, drawings, and specifications |
11 | | to be provided in the proposals;
|
12 | | (4) the requirements for the price component of the |
13 | | proposal, which for Construction Manager/General |
14 | | Contractor contracts may include a requirement for the |
15 | | proposer to submit a lump sum price for the direct costs to |
16 | | perform the required preconstruction services and |
17 | | percentage mark-up on those direct costs;
|
18 | | (5) the evaluation criteria for the proposals, |
19 | | including technical criteria, innovation, and schedule, |
20 | | and the relative importance of those criteria, as the |
21 | | Transportation Agency deems appropriate; |
22 | | (6) a process for the Transportation Agency to review |
23 | | and accept Alternative Technical Concepts;
|
24 | | (7) requirements regarding the proposer's |
25 | | qualifications; and
|
26 | | (8) any other relevant information the Transportation |
|
| | SB3002 | - 14 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Agency deems appropriate.
|
2 | | (e) Before the proposers' submittal of proposals, the |
3 | | Transportation Agency may conduct confidential meetings and |
4 | | exchange confidential information with proposers to promote |
5 | | understanding of the request for proposals, review Alternative |
6 | | Technical Concepts, or discuss other issues related to the |
7 | | procurement.
|
8 | | (f) The date proposals are due must be at least 28 calendar |
9 | | days after the date the Transportation Agency first issues the |
10 | | request for proposals.
|
11 | | (g) The Transportation Agency may offer to pay a stipend in |
12 | | an amount and on the terms and conditions determined by the |
13 | | Transportation Agency and as set forth in the request for |
14 | | proposals to: (1) all shortlisted proposers if the |
15 | | Transportation Agency cancels the procurement before the due |
16 | | date for proposals; or (2) each unsuccessful proposer that |
17 | | submits a responsive proposal. The Transportation Agency may |
18 | | pay a stipend only to those proposers who grant to the |
19 | | Transportation Agency the right to use any work product |
20 | | contained in the unsuccessful proposer's proposal and other |
21 | | proposal-related submissions or, if the Transportation Agency |
22 | | cancels the procurement before the due date for proposals, any |
23 | | work product developed before cancellation, including |
24 | | technologies, techniques, methods, processes, and information |
25 | | contained in the recipient's design for the transportation |
26 | | facility.
|
|
| | SB3002 | - 15 - | LRB100 17205 LNS 32361 b |
|
|
1 | | (h) The Transportation Agency shall, as appropriate |
2 | | depending on whether the transportation facility includes |
3 | | building facilities, directly employ or retain a professional |
4 | | engineer or engineers licensed in this State or a licensed |
5 | | architect or architects, or both engineers licensed in this |
6 | | State and licensed architects, to prepare the scope and assist |
7 | | in the evaluation of the proposals' technical submissions under |
8 | | a design-build project delivery method. The professional |
9 | | engineers and licensed architects performing these services |
10 | | are generally precluded from participating in the procurement |
11 | | of the transportation facility at issue as a member of a |
12 | | proposer team.
|
13 | | (i) The Transportation Agency has the right to reject any |
14 | | and all qualifications or proposals, including, but not limited |
15 | | to, the right to reject any qualifications or proposals as |
16 | | non-responsive, if, in the Transportation Agency's sole |
17 | | discretion, the qualifications or proposals do not meet all |
18 | | material requirements of the request for qualifications or |
19 | | request for proposals, as appropriate. The Transportation |
20 | | Agency shall not consider a proposal that does not include: |
21 | | (1) the proposer's plan to comply with requirements |
22 | | established by the Transportation Agency regarding |
23 | | utilization of business enterprises, including |
24 | | disadvantaged business enterprises; or |
25 | | (2) bid security in the form and amount designated in |
26 | | the request for proposals. |
|
| | SB3002 | - 16 - | LRB100 17205 LNS 32361 b |
|
|
1 | | (j) The Transportation Agency shall consult with the |
2 | | appropriate chief procurement officer on the design-build |
3 | | project delivery method and the Construction Manager/General |
4 | | Contractor project delivery method procurement processes, and |
5 | | the Secretary or the Executive Director, in consultation with |
6 | | the chief procurement officer, shall determine which |
7 | | procedures to adopt and apply to the design-build project |
8 | | delivery method and Construction Manager/General Contractor |
9 | | project delivery method procurement processes in order to |
10 | | ensure an open, transparent, and efficient process that |
11 | | accomplishes the purposes of this Act.
|
12 | | Section 30. Evaluation committee. |
13 | | (a) The Transportation Agency shall establish one or more |
14 | | evaluation committees to assist in selecting a design-builder |
15 | | and a Construction Manager/General Contractor. The |
16 | | Transportation Agency shall, in its sole discretion, determine |
17 | | the appropriate size and composition of the evaluation |
18 | | committee; however, at least half of the committee must be |
19 | | licensed design professionals.
|
20 | | (b) The Transportation Agency may establish an evaluation |
21 | | committee for a set term or for the procurement of a particular |
22 | | transportation facility.
|
23 | | (c) Once the Transportation Agency identifies the |
24 | | proposers for a transportation facility, each member of an |
25 | | evaluation committee must certify that no conflict of interest |
|
| | SB3002 | - 17 - | LRB100 17205 LNS 32361 b |
|
|
1 | | exists between the member and the proposers. If the |
2 | | Transportation Agency, after consultation with the chief |
3 | | procurement officer, determines that an actual conflict |
4 | | exists, the member shall not participate on the evaluation |
5 | | committee for that procurement and the Transportation Agency |
6 | | shall appoint a replacement member on either a permanent or |
7 | | temporary basis. |
8 | | Section 35. Procedures for selection. The Transportation |
9 | | Agency shall review, evaluate, score, and rank proposals and |
10 | | determine which proposal offers the best value to the public |
11 | | based on the evaluation criteria set forth in the request for |
12 | | proposals. The Transportation Agency shall award the contract |
13 | | based on this determination. Notwithstanding other provisions |
14 | | of this Section, if for any reason the proposer awarded the |
15 | | contract is unable or unwilling to execute the contract, |
16 | | including the failure of the proposer and the Transportation |
17 | | Agency to successfully complete negotiations, if any, of the |
18 | | contract, the Transportation Agency may award the contract to |
19 | | the proposer whose proposal the Transportation Agency |
20 | | determines offers the public the next best value. |
21 | | Section 40. Project records; confidentiality; public |
22 | | disclosure.
|
23 | | (a) The Transportation Agency shall maintain all written |
24 | | decisions, qualification and proposal evaluations, scoring |
|
| | SB3002 | - 18 - | LRB100 17205 LNS 32361 b |
|
|
1 | | documents, selection evaluations, proposals, and procurement |
2 | | documents in a procurement file maintained by the |
3 | | Transportation Agency.
|
4 | | (b) A proposer may identify those portions of a proposal or |
5 | | other submission that the proposer considers to be trade |
6 | | secrets or confidential, commercial, financial, or proprietary |
7 | | information. Confidential and proprietary information, |
8 | | including trade secrets, shall be exempt from disclosure only |
9 | | if the proposer shall does the following:
|
10 | | (1) requests exclusion from disclosure upon submission |
11 | | of the information or other materials for which protection |
12 | | is sought;
|
13 | | (2) identifies the data or other materials for which |
14 | | protection is sought;
|
15 | | (3) states the statutory or regulatory basis for the |
16 | | protection;
|
17 | | (4) fully complies with the federal Freedom of |
18 | | Information Act and any other applicable provisions of |
19 | | State law, including, but not limited to, the Freedom of |
20 | | Information Act, with respect to information the proposer |
21 | | contends should be exempt from disclosure; and
|
22 | | (5) certifies if the information is in accordance with |
23 | | the protection of the Illinois Trade Secrets Act.
|
24 | | (c) Notwithstanding any other provision of law, in order to |
25 | | properly balance the need to maximize competition under this |
26 | | Act with the need to create a transparent procurement process, |
|
| | SB3002 | - 19 - | LRB100 17205 LNS 32361 b |
|
|
1 | | the qualifications, proposals, and other information and |
2 | | documents submitted by proposers and the Transportation |
3 | | Agency's evaluation records shall not be subject to release or |
4 | | disclosure by the Transportation Agency until execution of the |
5 | | design-build contract or Construction Manager/General |
6 | | Contractor contract, as applicable. If the Transportation |
7 | | Agency terminates the procurement for a transportation |
8 | | facility, the exemption from release or disclosure under this |
9 | | Section shall remain in place until the Transportation Agency |
10 | | re-procures the transportation facility and has entered into a |
11 | | design-build contract or Construction Manager/General |
12 | | Contractor contract, as applicable. However, this exemption |
13 | | shall lapse if the Transportation Agency does not commence the |
14 | | re-procurement of the transportation facility within 5 years of |
15 | | the termination.
|
16 | | Section 45. Design-build contract.
A design-build contract |
17 | | may include any provisions the Transportation Agency |
18 | | determines are necessary or appropriate, including, but not |
19 | | limited to, provisions regarding the following:
|
20 | | (1) compensation or payments to the design-builder;
|
21 | | (2) grounds for termination of the design-build |
22 | | contract, including the Transportation Agency's right to |
23 | | terminate for convenience;
|
24 | | (3) liability for damages and nonperformance;
|
25 | | (4) events of default and the rights and remedies |
|
| | SB3002 | - 20 - | LRB100 17205 LNS 32361 b |
|
|
1 | | available to the design-builder and the Transportation |
2 | | Agency in the event of a default or delay;
|
3 | | (5) the identification of any technical specifications |
4 | | that the design-builder must comply with when developing |
5 | | plans or performing construction work;
|
6 | | (6) the procedures for review and approval of the |
7 | | design-builder's plans;
|
8 | | (7) required performance and payment security;
|
9 | | (8) the terms and conditions of indemnification and |
10 | | minimum insurance requirements; and
|
11 | | (9) any other terms and conditions the Transportation |
12 | | Agency deems necessary. |
13 | | Section 50. Construction Manager/General Contractor |
14 | | contract.
|
15 | | (a) The Construction Manager/General Contractor contract |
16 | | shall divide the Construction Manager/General Contractor |
17 | | services into 2 phases. The first phase shall address |
18 | | preconstruction services and the procedures the parties shall |
19 | | follow to finalize the contract terms for the second phase. The |
20 | | second phase shall address the Construction Manager/General |
21 | | Contractor's construction of the transportation facility for a |
22 | | lump sum or a guaranteed maximum price.
|
23 | | (b) A Construction Manager/General Contractor contract |
24 | | shall include provisions regarding the following:
|
25 | | (1) the Construction Manager/General Contractor's |
|
| | SB3002 | - 21 - | LRB100 17205 LNS 32361 b |
|
|
1 | | provision of preconstruction services during the first |
2 | | phase of the contract, including the Construction |
3 | | Manager/General Contractor's compensation for those |
4 | | services;
|
5 | | (2) a requirement that, during the first phase of the |
6 | | contract, the Construction Manager/General Contractor |
7 | | shall use a competitive bidding process to procure |
8 | | subcontracts for at least the minimum percentage of |
9 | | construction work specified in the request for proposals, |
10 | | provided that: |
11 | | (A) compliance with this requirement shall be |
12 | | based on an estimated cost for the construction work |
13 | | approved by the Transportation Agency before the start |
14 | | of the competitive bidding process; and |
15 | | (B) the Construction Manager/General Contractor |
16 | | may not use subcontracts with its wholly or partially |
17 | | owned subsidiaries, parent companies, or affiliates to |
18 | | satisfy this obligation;
|
19 | | (3) the process the Transportation Agency and the |
20 | | Construction Manager/General Contractor shall use to |
21 | | determine a lump sum or guaranteed maximum price for the |
22 | | construction work, including a requirement that the |
23 | | Transportation Agency conduct an independent cost estimate |
24 | | for the construction work; and
|
25 | | (4) grounds for termination of the Construction |
26 | | Manager/General Contractor contract, including the |
|
| | SB3002 | - 22 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Transportation Agency's right to terminate the contract |
2 | | and not proceed with the construction phase of the project |
3 | | if the Transportation Agency and the Construction |
4 | | Manager/General Contractor are unable to negotiate a lump |
5 | | sum or guaranteed maximum price for the construction work.
|
6 | | (c) In addition to the provisions under subsection (b) of |
7 | | this Section, a Construction Manager/General Contractor |
8 | | contract may include any other provisions the Transportation |
9 | | Agency determines are necessary or appropriate, including, but |
10 | | not limited to, provisions regarding the following:
|
11 | | (1) liability for damages and nonperformance;
|
12 | | (2) events of default and the rights and remedies |
13 | | available to the Construction Manager/General Contractor |
14 | | and the Transportation Agency in the event of a default or |
15 | | delay;
|
16 | | (3) the identification of any technical specifications |
17 | | that the Construction Manager/General Contractor must |
18 | | comply with when aiding the Transportation Agency with |
19 | | developing plans or performing construction work;
|
20 | | (4) required performance and payment security for the |
21 | | construction phase of the contract;
|
22 | | (5) the terms and conditions of indemnification and |
23 | | minimum insurance requirements; and
|
24 | | (6) any other terms and conditions the Transportation |
25 | | Agency deems necessary.
|
26 | | (d) If the Construction Manager/General Contractor |
|
| | SB3002 | - 23 - | LRB100 17205 LNS 32361 b |
|
|
1 | | contract is terminated for any reason, the Transportation |
2 | | Agency may, in its sole discretion, readvertise the |
3 | | Construction Manager/General Contractor contract under this |
4 | | Act or use any other authorized procurement method to complete |
5 | | the transportation facility or any portion of the |
6 | | transportation facility. Once the contract is terminated, the |
7 | | Transportation Agency may use any work product developed by the |
8 | | Construction Manager/General Contractor to complete the |
9 | | transportation facility.
|
10 | | Section 55. Funding and financing.
|
11 | | (a) The Transportation Agency may use any lawful source of |
12 | | funding and financing to compensate a design-builder and |
13 | | Construction Manager/General Contractor for work and services |
14 | | performed under a design-build contract or Construction |
15 | | Manager/General Contractor contract, as applicable, and the |
16 | | Transportation Agency may combine federal, State, local, and |
17 | | private funds to finance a transportation facility.
|
18 | | (b) Subject to appropriation by the General Assembly of the |
19 | | required amounts, the Transportation Agency may obligate and |
20 | | make expenditures of funds as and when needed to satisfy its |
21 | | payment obligations under a design-build contract or |
22 | | Construction Manager/General Contractor contract.
|
23 | | Section 56. Utilization requirements. Design-builder and |
24 | | Construction Manager/General Contractor projects shall comply |
|
| | SB3002 | - 24 - | LRB100 17205 LNS 32361 b |
|
|
1 | | with Section 2-105 of the Illinois Human Rights Act and all |
2 | | applicable laws and rules that establish standards and |
3 | | procedures for the utilization of minority, disadvantaged, and |
4 | | women-owned businesses, including, but not limited to, the |
5 | | Business Enterprise for Minorities, Women, and Persons with |
6 | | Disabilities Act. |
7 | | Section 60. Acquisition of property and related |
8 | | agreements. The Transportation Agency may exercise any and all |
9 | | powers of condemnation or eminent domain, including quick-take |
10 | | powers, to acquire lands or estates or interests in land for a |
11 | | transportation facility under this Act to the extent the |
12 | | Transportation Agency finds that the action serves the public |
13 | | purpose of this Act and deems the action appropriate in the |
14 | | exercise of its powers under this Act. In addition, the |
15 | | Transportation Agency and a design-builder or Construction |
16 | | Manager/General Contractor may enter into leases, licenses, |
17 | | easements, and other grants of property interests that the |
18 | | Transportation Agency determines are necessary to deliver a |
19 | | transportation facility under this Act. |
20 | | Section 65. Federal requirements. In the procurement of |
21 | | design-build contracts and Construction Manager/General |
22 | | Contractor contracts, the Transportation Agency shall, to the |
23 | | extent applicable, comply with federal law and regulations and |
24 | | take all necessary steps to adapt its rules, policies, and |
|
| | SB3002 | - 25 - | LRB100 17205 LNS 32361 b |
|
|
1 | | procedures to remain eligible for federal aid. |
2 | | Section 70. Powers. The powers granted to the |
3 | | Transportation Agency under this Act, including the power to |
4 | | procure and enter into design-build contracts and Construction |
5 | | Manager/General Contractor contracts, shall be liberally |
6 | | construed to accomplish its purpose, are in addition to any |
7 | | existing powers of the Transportation Agency, and shall not |
8 | | affect or impair any other powers authorized under applicable |
9 | | law. |
10 | | Section 75. Rulemaking. |
11 | | (a) The Illinois Administrative Procedure Act applies to |
12 | | all administrative rules and procedures of the Transportation |
13 | | Agency under this Act, except that nothing in this Act shall be |
14 | | construed to render any prequalification or other |
15 | | responsibility criteria as a "license" or "licensing" under |
16 | | that Act. |
17 | | (b) The appropriate chief procurement officer, in |
18 | | consultation with the Transportation Agency, may adopt rules to |
19 | | carry out the provisions of this Act. |
20 | | Section 905. The Department of Transportation Law of the
|
21 | | Civil Administrative Code of Illinois is amended by adding |
22 | | Section 2705-233 as follows: |
|
| | SB3002 | - 26 - | LRB100 17205 LNS 32361 b |
|
|
1 | | (20 ILCS 2705/2705-233 new) |
2 | | Sec. 2705-233. Innovations for Transportation |
3 | | Infrastructure Act. The Department may exercise all powers |
4 | | granted to it under the Innovations for Transportation |
5 | | Infrastructure Act, including, but not limited to, the power to |
6 | | enter into all contracts or agreements necessary or incidental |
7 | | to the performance of its powers under that Act, and powers |
8 | | related to any transportation facility implemented under that |
9 | | Act. |
10 | | Section 910. The Illinois Finance Authority Act is amended |
11 | | by adding Section 825-108 as follows: |
12 | | (20 ILCS 3501/825-108 new) |
13 | | Sec. 825-108. Transportation project financing. For the |
14 | | purpose of financing a transportation facility undertaken |
15 | | under the Innovations for Transportation Infrastructure Act, |
16 | | the Authority may apply for an allocation of tax-exempt bond |
17 | | financing authorization provided by subsection (m) of Section |
18 | | 142 of the United States Internal Revenue Code, as well as |
19 | | financing available under any other federal law or program. |
20 | | Section 915. The Illinois Procurement Code is amended by |
21 | | adding Section 1-10.5 as follows: |
22 | | (30 ILCS 500/1-10.5 new) |
|
| | SB3002 | - 27 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Sec. 1-10.5. Alternative Technical Concepts. |
2 | | (a) For the purposes of this Section, "Alternative |
3 | | Technical Concepts" and "design-bid-build project delivery |
4 | | method" have the meanings ascribed to those terms in the |
5 | | Innovations for Transportation Infrastructure Act. |
6 | | (b) Notwithstanding subsection (b) of Section 1-10 of this |
7 | | Code, the Department of Transportation may allow bidders and |
8 | | proposers to submit Alternative Technical Concepts in their |
9 | | bids and proposals, if the Department determines that the |
10 | | Alternative Technical Concepts provide an equal or better |
11 | | solution than the underlying technical requirements applicable |
12 | | to the work. Notwithstanding the foregoing, for projects the |
13 | | Department delivers using the design-bid-build project |
14 | | delivery method, the Department shall use the Alternative |
15 | | Technical Concepts process for no more than 3 projects. If the |
16 | | Department allows bidders or proposers for a particular |
17 | | contract to submit Alternative Technical Concepts, the |
18 | | Department shall describe the process for submission and |
19 | | evaluation of Alternative Technical Concepts in the |
20 | | procurement documents for that contract, including the |
21 | | potential use of confidential meetings and the exchange of |
22 | | confidential information with bidders and proposers to review |
23 | | and discuss potential or proposed Alternative Technical |
24 | | Concepts. |
25 | | Section 920. The Public Construction Bond Act is amended by |
|
| | SB3002 | - 28 - | LRB100 17205 LNS 32361 b |
|
|
1 | | adding Section 1.9 as follows: |
2 | | (30 ILCS 550/1.9 new) |
3 | | Sec. 1.9. Design-build contracts and Construction |
4 | | Manager/General Contractor contracts. This Act applies to any |
5 | | design-build contract or Construction Manager/General |
6 | | Contractor contract entered into under the Innovations for |
7 | | Transportation Infrastructure Act. |
8 | | Section 925. The Employment of Illinois Workers on Public |
9 | | Works Act is amended by adding Section 2.8 as follows: |
10 | | (30 ILCS 570/2.8 new) |
11 | | Sec. 2.8. Design-build and Construction Manager/General |
12 | | Contractor contracts. This Act applies to any design-build |
13 | | contracts and Construction Manager/General Contractor |
14 | | contracts entered into under the Innovations for |
15 | | Transportation Infrastructure Act. |
16 | | Section 930. The Business Enterprise for Minorities, |
17 | | Women, and Persons with
Disabilities Act is amended by adding |
18 | | Section 2.8 as follows: |
19 | | (30 ILCS 575/2.8 new) |
20 | | Sec. 2.8. Design-build and Construction Manager/General |
21 | | Contractor contracts. This Act applies to any design-build |
|
| | SB3002 | - 29 - | LRB100 17205 LNS 32361 b |
|
|
1 | | contracts and Construction Manager/General Contractor |
2 | | contracts entered into under the Innovations for |
3 | | Transportation Infrastructure Act. |
4 | | Section 935. The Toll Highway Act is amended by adding |
5 | | Section 11.2 as follows: |
6 | | (605 ILCS 10/11.2 new) |
7 | | Sec. 11.2. Innovations for Transportation Infrastructure |
8 | | Act. The Authority may exercise all powers granted to it under |
9 | | the Innovations for Transportation Infrastructure Act, |
10 | | including, but not limited to, the power to enter into all |
11 | | contracts or agreements necessary to perform its powers under |
12 | | that Act, and any powers related to a transportation facility |
13 | | implemented under that Act. |
14 | | Section 940. The Eminent Domain Act is amended by adding |
15 | | Section 15-5-48 as follows: |
16 | | (735 ILCS 30/15-5-48 new) |
17 | | Sec. 15-5-48. Eminent domain powers in new Acts. The |
18 | | following provisions of law may include express grants of the |
19 | | power to acquire property by condemnation or eminent domain: |
20 | | The Innovations for Transportation Infrastructure Act; for |
21 | | the purposes of constructing a transportation facility under |
22 | | the Act. |
|
| | SB3002 | - 30 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Section 945. The Prevailing Wage Act is amended by changing |
2 | | Section 2 as follows:
|
3 | | (820 ILCS 130/2) (from Ch. 48, par. 39s-2)
|
4 | | Sec. 2. This Act applies to the wages of laborers, |
5 | | mechanics and
other workers employed in any public works, as |
6 | | hereinafter defined, by
any public body and to anyone under |
7 | | contracts for public works. This includes any maintenance, |
8 | | repair, assembly, or disassembly work performed on equipment |
9 | | whether owned, leased, or rented.
|
10 | | As used in this Act, unless the context indicates |
11 | | otherwise:
|
12 | | "Public works" means all fixed works constructed or |
13 | | demolished by
any public body,
or paid for wholly or in part |
14 | | out of public funds. "Public works" as
defined herein includes |
15 | | all projects financed in whole
or in part with bonds, grants, |
16 | | loans, or other funds made available by or through the State or |
17 | | any of its political subdivisions, including but not limited |
18 | | to: bonds issued under the Industrial Project Revenue Bond
Act |
19 | | (Article 11, Division 74 of the Illinois Municipal Code), the |
20 | | Industrial
Building Revenue Bond Act, the Illinois Finance |
21 | | Authority Act,
the Illinois Sports Facilities Authority Act, or |
22 | | the Build Illinois Bond Act; loans or other funds made
|
23 | | available pursuant to the Build Illinois Act; loans or other |
24 | | funds made available pursuant to the Riverfront Development |
|
| | SB3002 | - 31 - | LRB100 17205 LNS 32361 b |
|
|
1 | | Fund under Section 10-15 of the River Edge Redevelopment Zone |
2 | | Act; or funds from the Fund for
Illinois' Future under Section |
3 | | 6z-47 of the State Finance Act, funds for school
construction |
4 | | under Section 5 of the General Obligation Bond Act, funds
|
5 | | authorized under Section 3 of the School Construction Bond Act, |
6 | | funds for
school infrastructure under Section 6z-45 of the |
7 | | State Finance Act, and funds
for transportation purposes under |
8 | | Section 4 of the General Obligation Bond
Act. "Public works" |
9 | | also includes (i) all projects financed in whole or in part
|
10 | | with funds from the Department of Commerce and Economic |
11 | | Opportunity under the Illinois Renewable Fuels Development |
12 | | Program
Act for which there is no project labor agreement; (ii) |
13 | | all work performed pursuant to a public private agreement under |
14 | | the Public Private Agreements for the Illiana Expressway Act or |
15 | | the Public-Private Agreements for the South Suburban Airport |
16 | | Act; and (iii) all projects undertaken under a public-private |
17 | | agreement under the Public-Private Partnerships for |
18 | | Transportation Act ; and (iv) all transportation facilities |
19 | | undertaken under a design-build contract or a Construction |
20 | | Manager/General Contractor contract under the Innovations for |
21 | | Transportation Infrastructure Act . "Public works" also |
22 | | includes all projects at leased facility property used for |
23 | | airport purposes under Section 35 of the Local Government |
24 | | Facility Lease Act. "Public works" also includes the |
25 | | construction of a new wind power facility by a business |
26 | | designated as a High Impact Business under Section 5.5(a)(3)(E) |
|
| | SB3002 | - 32 - | LRB100 17205 LNS 32361 b |
|
|
1 | | of the Illinois Enterprise Zone Act.
"Public works" does not |
2 | | include work done directly by any public utility company, |
3 | | whether or not done under public supervision or direction, or |
4 | | paid for wholly or in part out of public funds. "Public works" |
5 | | also includes any corrective action performed pursuant to Title |
6 | | XVI of the Environmental Protection Act for which payment from |
7 | | the Underground Storage Tank Fund is requested. "Public works" |
8 | | does not include projects undertaken by the owner at an |
9 | | owner-occupied single-family residence or at an owner-occupied |
10 | | unit of a multi-family residence. "Public works" does not |
11 | | include work performed for soil and water conservation purposes |
12 | | on agricultural lands, whether or not done under public |
13 | | supervision or paid for wholly or in part out of public funds, |
14 | | done directly by an owner or person who has legal control of |
15 | | those lands.
|
16 | | "Construction" means all work on public works involving |
17 | | laborers,
workers or mechanics. This includes any maintenance, |
18 | | repair, assembly, or disassembly work performed on equipment |
19 | | whether owned, leased, or rented.
|
20 | | "Locality" means the county where the physical work upon |
21 | | public works
is performed, except (1) that if there is not |
22 | | available in the county a
sufficient number of competent |
23 | | skilled laborers, workers and mechanics
to construct the public |
24 | | works efficiently and properly, "locality"
includes any other |
25 | | county nearest the one in which the work or
construction is to |
26 | | be performed and from which such persons may be
obtained in |
|
| | SB3002 | - 33 - | LRB100 17205 LNS 32361 b |
|
|
1 | | sufficient numbers to perform the work and (2) that, with
|
2 | | respect to contracts for highway work with the Department of
|
3 | | Transportation of this State, "locality" may at the discretion |
4 | | of the
Secretary of the Department of Transportation be |
5 | | construed to include
two or more adjacent counties from which |
6 | | workers may be accessible for
work on such construction.
|
7 | | "Public body" means the State or any officer, board or |
8 | | commission of
the State or any political subdivision or |
9 | | department thereof, or any
institution supported in whole or in |
10 | | part by public funds,
and includes every county, city, town,
|
11 | | village, township, school district, irrigation, utility, |
12 | | reclamation
improvement or other district and every other |
13 | | political subdivision,
district or municipality of the state |
14 | | whether such political
subdivision, municipality or district |
15 | | operates under a special charter
or not.
|
16 | | The terms "general prevailing rate of hourly wages", |
17 | | "general
prevailing rate of wages" or "prevailing rate of |
18 | | wages" when used in
this Act mean the hourly cash wages plus |
19 | | annualized fringe benefits for training and
apprenticeship |
20 | | programs approved by the U.S. Department of Labor, Bureau of
|
21 | | Apprenticeship and Training, health and welfare, insurance, |
22 | | vacations and
pensions paid generally, in the
locality in which |
23 | | the work is being performed, to employees engaged in
work of a |
24 | | similar character on public works.
|
25 | | (Source: P.A. 97-502, eff. 8-23-11; 98-109, eff. 7-25-13; |
26 | | 98-482, eff. 1-1-14; 98-740, eff. 7-16-14; 98-756, eff. |