|
| | 10000HB1272ham001 | - 2 - | LRB100 03005 SMS 23653 a |
|
|
1 | | therapy occurs in the state where the patient/client is located |
2 | | at the time of the patient/client encounter. The Compact |
3 | | preserves the regulatory authority of states to protect public |
4 | | health and safety through the current system of state |
5 | | licensure. |
6 | | This Compact is designed to achieve the following |
7 | | objectives: |
8 | | 1. Increase public access to physical therapy services |
9 | | by providing for the mutual recognition of other member |
10 | | state licenses; |
11 | | 2. Enhance the states' ability to protect the public's |
12 | | health and safety; |
13 | | 3. Encourage the cooperation of member states in |
14 | | regulating multi-state physical therapy practice; |
15 | | 4. Support spouses of relocating military members; |
16 | | 5. Enhance the exchange of licensure, investigative, |
17 | | and disciplinary information between member states; and |
18 | | 6. Allow a remote state to hold a provider of services |
19 | | with a compact privilege in that state accountable to that |
20 | | state's practice standards. |
21 | | SECTION 2. DEFINITIONS |
22 | | As used in this Compact, and except as otherwise provided, |
23 | | the following definitions shall apply: |
24 | | 1. "Active Duty Military" means full-time duty status in |
25 | | the active uniformed service of the United States, including |
|
| | 10000HB1272ham001 | - 3 - | LRB100 03005 SMS 23653 a |
|
|
1 | | members of the National Guard and Reserve on active duty orders |
2 | | pursuant to 10 U.S.C. Section 1209 and 1211. |
3 | | 2. "Adverse Action" means disciplinary action taken by a |
4 | | physical therapy licensing board based upon misconduct, |
5 | | unacceptable performance, or a combination of both. |
6 | | 3. "Alternative Program" means a non-disciplinary |
7 | | monitoring or practice remediation process approved by a |
8 | | physical therapy licensing board. This includes, but is not |
9 | | limited to, substance abuse issues. |
10 | | 4. "Compact privilege" means the authorization granted by a |
11 | | remote state to allow a licensee from another member state to |
12 | | practice as a physical therapist or work as a physical |
13 | | therapist assistant in the remote state under its laws and |
14 | | rules. The practice of physical therapy occurs in the member |
15 | | state where the patient/client is located at the time of the |
16 | | patient/client encounter. |
17 | | 5. "Continuing competence" means a requirement, as a |
18 | | condition of license renewal, to provide evidence of |
19 | | participation in, and/or completion of, educational and |
20 | | professional activities relevant to practice or area of work. |
21 | | 6. "Data system" means a repository of information about |
22 | | licensees, including examination, licensure, investigative, |
23 | | compact privilege, and adverse action. |
24 | | 7. "Encumbered license" means a license that a physical |
25 | | therapy licensing board has limited in any way. |
26 | | 8. "Executive Board" means a group of directors elected or |
|
| | 10000HB1272ham001 | - 4 - | LRB100 03005 SMS 23653 a |
|
|
1 | | appointed to act on behalf of, and within the powers granted to |
2 | | them by, the Commission. |
3 | | 9. "Home state" means the member state that is the |
4 | | licensee's primary state of residence. |
5 | | 10. "Investigative information" means information, |
6 | | records, and documents received or generated by a physical |
7 | | therapy licensing board pursuant to an investigation. |
8 | | 11. "Jurisprudence Requirement" means the assessment of an |
9 | | individual's knowledge of the laws and rules governing the |
10 | | practice of physical therapy in a state. |
11 | | 12. "Licensee" means an individual who currently holds an |
12 | | authorization from the state to practice as a physical |
13 | | therapist or to work as a physical therapist assistant. |
14 | | 13. "Member state" means a state that has enacted the |
15 | | Compact. |
16 | | 14. "Party state" means any member state in which a |
17 | | licensee holds a current license or compact privilege or is |
18 | | applying for a license or compact privilege. |
19 | | 15. "Physical therapist" means an individual who is |
20 | | licensed by a state to practice physical therapy. |
21 | | 16. "Physical therapist assistant" means an individual who |
22 | | is licensed/certified by a state and who assists the physical |
23 | | therapist in selected components of physical therapy. |
24 | | 17. "Physical therapy," "physical therapy practice," and |
25 | | "the practice of physical therapy" mean the care and services |
26 | | provided by or under the direction and supervision of a |
|
| | 10000HB1272ham001 | - 5 - | LRB100 03005 SMS 23653 a |
|
|
1 | | licensed physical therapist. |
2 | | 18. "Physical Therapy Compact Commission" or "Commission" |
3 | | means the national administrative body whose membership |
4 | | consists of all states that have enacted the Compact. |
5 | | 19. "Physical therapy licensing board" or "licensing |
6 | | board" means the agency of a state that is responsible for the |
7 | | licensing and regulation of physical therapists and physical |
8 | | therapist assistants. |
9 | | 20. "Remote State" means a member state other than the home |
10 | | state, where a licensee is exercising or seeking to exercise |
11 | | the compact privilege. |
12 | | 21. "Rule" means a regulation, principle, or directive |
13 | | promulgated by the Commission that has the force of law. |
14 | | 22. "State" means any state, commonwealth, district, or |
15 | | territory of the United States of America that regulates the |
16 | | practice of physical therapy. |
17 | | SECTION 3. STATE PARTICIPATION IN THE COMPACT |
18 | | A. To participate in the Compact, a state must: |
19 | | 1. Participate fully in the Commission's data system, |
20 | | including using the Commission's unique identifier as |
21 | | defined in rules; |
22 | | 2. Have a mechanism in place for receiving and |
23 | | investigating complaints about licensees; |
24 | | 3. Notify the Commission, in compliance with the terms |
25 | | of the Compact and rules, of any adverse action or the |
|
| | 10000HB1272ham001 | - 6 - | LRB100 03005 SMS 23653 a |
|
|
1 | | availability of investigative information regarding a |
2 | | licensee; |
3 | | 4. Fully implement a criminal background check |
4 | | requirement, within a time frame established by rule, by |
5 | | receiving the results of the Federal Bureau of |
6 | | Investigation record search on criminal background checks |
7 | | and use the results in making licensure decisions in |
8 | | accordance with Section 3.B.; |
9 | | 5. Comply with the rules of the Commission; |
10 | | 6. Utilize a recognized national examination as a |
11 | | requirement for licensure pursuant to the rules of the |
12 | | Commission; and |
13 | | 7. Have continuing competence requirements as a |
14 | | condition for license renewal. |
15 | | B. Upon adoption of this statute, the member state shall |
16 | | have the authority to obtain biometric-based information from |
17 | | each physical therapy licensure applicant and submit this |
18 | | information to the Federal Bureau of Investigation for a |
19 | | criminal background check in accordance with 28 U.S.C. §534 and |
20 | | 42 U.S.C. §14616. |
21 | | C. A member state shall grant the compact privilege to a |
22 | | licensee holding a valid unencumbered license in another member |
23 | | state in accordance with the terms of the Compact and rules. |
24 | | D. Member states may charge a fee for granting a compact |
25 | | privilege |
|
| | 10000HB1272ham001 | - 7 - | LRB100 03005 SMS 23653 a |
|
|
1 | | SECTION 4. COMPACT PRIVILEGE |
2 | | A. To exercise the compact privilege under the terms and |
3 | | provisions of the Compact, the licensee shall: |
4 | | 1. Hold a license in the home state; |
5 | | 2. Have no encumbrance on any state license; |
6 | | 3. Be eligible for a compact privilege in any member |
7 | | state in accordance with Section 4D, G and H; |
8 | | 4. Have not had any adverse action against any license |
9 | | or compact privilege within the previous 2 years; |
10 | | 5. Notify the Commission that the licensee is seeking |
11 | | the compact privilege |
12 | | within a remote state(s); |
13 | | 6. Pay any applicable fees, including any state fee, |
14 | | for the compact privilege; |
15 | | 7. Meet any jurisprudence requirements established by |
16 | | the remote state(s) in which the licensee is seeking a |
17 | | compact privilege; and |
18 | | 8. Report to the Commission adverse action taken by any |
19 | | non-member state within 30 days from the date the adverse |
20 | | action is taken. |
21 | | B. The compact privilege is valid until the expiration date |
22 | | of the home license. The licensee must comply with the |
23 | | requirements of Section 4.A. to maintain the compact privilege |
24 | | in the remote state. |
25 | | C. A licensee providing physical therapy in a remote state |
26 | | under the compact privilege shall function within the laws and |
|
| | 10000HB1272ham001 | - 8 - | LRB100 03005 SMS 23653 a |
|
|
1 | | regulations of the remote state. |
2 | | D. A licensee providing physical therapy in a remote state |
3 | | is subject to that state's regulatory authority. A remote state |
4 | | may, in accordance with due process and that state's laws, |
5 | | remove a licensee's compact privilege in the remote state for a |
6 | | specific period of time, impose fines, and/or take any other |
7 | | necessary actions to protect the health and safety of its |
8 | | citizens. The licensee is not eligible for a compact privilege |
9 | | in any state until the specific time for removal has passed and |
10 | | all fines are paid. |
11 | | E. If a home state license is encumbered, the licensee |
12 | | shall lose the compact privilege in any remote state until the |
13 | | following occur: |
14 | | 1. The home state license is no longer encumbered; and |
15 | | 2. Two years have elapsed from the date of the adverse |
16 | | action. |
17 | | F. Once an encumbered license in the home state is restored |
18 | | to good standing, the licensee must meet the requirements of |
19 | | Section 4A to obtain a compact privilege in any remote state. |
20 | | G. If a licensee's compact privilege in any remote state is |
21 | | removed, the individual shall lose the compact privilege in any |
22 | | remote state until the following occur: |
23 | | 1. The specific period of time for which the compact |
24 | | privilege was removed has ended; |
25 | | 2. All fines have been paid; and |
26 | | 3. Two years have elapsed from the date of the adverse |
|
| | 10000HB1272ham001 | - 9 - | LRB100 03005 SMS 23653 a |
|
|
1 | | action. |
2 | | H. Once the requirements of Section 4G have been met, the |
3 | | license must meet the requirements in Section 4A to obtain a |
4 | | compact privilege in a remote state. |
5 | | SECTION 5. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES |
6 | | A licensee who is active duty military or is the spouse of |
7 | | an individual who is active duty military may designate one of |
8 | | the following as the home state: |
9 | | A. Home of record; |
10 | | B. Permanent Change of Station (PCS); or |
11 | | C. State of current residence if it is different than the |
12 | | PCS state or home of record. |
13 | | SECTION 6. ADVERSE ACTIONS |
14 | | A. A home state shall have exclusive power to impose |
15 | | adverse action against a license issued by the home state. |
16 | | B. A home state may take adverse action based on the |
17 | | investigative information of a |
18 | | remote state, so long as the home state follows its own |
19 | | procedures for imposing adverse action. |
20 | | C. Nothing in this Compact shall override a member state's |
21 | | decision that participation in an alternative program may be |
22 | | used in lieu of adverse action and that such participation |
23 | | shall remain non-public if required by the member state's laws. |
24 | | Member states must require licensees who enter any alternative |
|
| | 10000HB1272ham001 | - 10 - | LRB100 03005 SMS 23653 a |
|
|
1 | | programs in lieu of discipline to agree not to practice in any |
2 | | other member state during the term of the alternative program |
3 | | without prior authorization from such other member state. |
4 | | D. Any member state may investigate actual or alleged |
5 | | violations of the statutes and rules authorizing the practice |
6 | | of physical therapy in any other member state in which a |
7 | | physical therapist or physical therapist assistant holds a |
8 | | license or compact privilege. |
9 | | E. A remote state shall have the authority to: |
10 | | 1. Take adverse actions as set forth in Section 4.D. |
11 | | against a licensee's compact privilege in the state; |
12 | | 2. Issue subpoenas for both hearings and |
13 | | investigations that require the attendance and testimony |
14 | | of witnesses, and the production of evidence. Subpoenas |
15 | | issued by a physical therapy licensing board in a party |
16 | | state for the attendance and testimony of witnesses, and/or |
17 | | the production of evidence from another party state, shall |
18 | | be enforced in the latter state by any court of competent |
19 | | jurisdiction, according to the practice and procedure of |
20 | | that court applicable to subpoenas issued in proceedings |
21 | | pending before it. The issuing authority shall pay any |
22 | | witness fees, travel expenses, mileage, and other fees |
23 | | required by the service statutes of the state where the |
24 | | witnesses and/or evidence are located; and |
25 | | 3. If otherwise permitted by state law, recover from |
26 | | the licensee the costs of investigations and disposition of |
|
| | 10000HB1272ham001 | - 11 - | LRB100 03005 SMS 23653 a |
|
|
1 | | cases resulting from any adverse action taken against that |
2 | | licensee. |
3 | | F. Joint Investigations |
4 | | 1. In addition to the authority granted to a member |
5 | | state by its respective physical therapy practice act or |
6 | | other applicable state law, a member state may participate |
7 | | with other member states in joint investigations of |
8 | | licensees. |
9 | | 2. Member states shall share any investigative, |
10 | | litigation, or compliance materials in furtherance of any |
11 | | joint or individual investigation initiated under the |
12 | | Compact. |
13 | | SECTION 7. ESTABLISHMENT OF THE PHYSICAL THERAPY COMPACT |
14 | | COMMISSION. |
15 | | A. The Compact member states hereby create and establish a |
16 | | joint public agency known as the Physical Therapy Compact |
17 | | Commission: |
18 | | 1. The Commission is an instrumentality of the Compact |
19 | | states. |
20 | | 2. Venue is proper and judicial proceedings by or |
21 | | against the Commission shall be brought solely and |
22 | | exclusively in a court of competent jurisdiction where the |
23 | | principal office of the Commission is located. The |
24 | | Commission may waive venue and jurisdictional defenses to |
25 | | the extent it adopts or consents to participate in |
|
| | 10000HB1272ham001 | - 12 - | LRB100 03005 SMS 23653 a |
|
|
1 | | alternative dispute resolution proceedings. |
2 | | 3. Nothing in this Compact shall be construed to be a |
3 | | waiver of sovereign immunity. |
4 | | B. Membership, Voting, and Meetings |
5 | | 1. Each member state shall have and be limited to one |
6 | | (1) delegate selected by that member state's licensing |
7 | | board. |
8 | | 2. The delegate shall be a current member of the |
9 | | licensing board, who is a physical therapist, physical |
10 | | therapist assistant , public member, or the board |
11 | | administrator. |
12 | | 3. Any delegate may be removed or suspended from office |
13 | | as provided by the law of the state from which the delegate |
14 | | is appointed. |
15 | | 4. The member state board shall fill any vacancy |
16 | | occurring in the Commission. |
17 | | 5. Each delegate shall be entitled to one (1) vote with |
18 | | regard to the promulgation of rules and creation of bylaws |
19 | | and shall otherwise have an opportunity to participate in |
20 | | the business and affairs of the Commission. |
21 | | 6. A delegate shall vote in person or by such other |
22 | | means as provided in the bylaws. The bylaws may provide for |
23 | | delegates' participation in meetings by telephone or other |
24 | | means of communication. |
25 | | 7. The Commission shall meet at least once during each |
26 | | calendar year. Additional meetings shall be held as set |
|
| | 10000HB1272ham001 | - 13 - | LRB100 03005 SMS 23653 a |
|
|
1 | | forth in the bylaws. |
2 | | C. The Commission shall have the following powers and |
3 | | duties: |
4 | | 1. Establish the fiscal year of the Commission; |
5 | | 2. Establish bylaws; |
6 | | 3. Maintain its financial records in accordance with |
7 | | the bylaws; |
8 | | 4. Meet and take such actions as are consistent with |
9 | | the provisions of this Compact and the bylaws; |
10 | | 5. Promulgate uniform rules to facilitate and |
11 | | coordinate implementation and administration of this |
12 | | Compact. The rules shall have the force and effect of law |
13 | | and shall be binding in all member states; |
14 | | 6. Bring and prosecute legal proceedings or actions in |
15 | | the name of the Commission, provided that the standing of |
16 | | any state physical therapy licensing board to sue or be |
17 | | sued under applicable law shall not be affected; |
18 | | 7. Purchase and maintain insurance and bonds; |
19 | | 8. Borrow, accept, or contract for services of |
20 | | personnel, including, but not limited to, employees of a |
21 | | member state; |
22 | | 9. Hire employees, elect or appoint officers, fix |
23 | | compensation, define duties, grant such individuals |
24 | | appropriate authority to carry out the purposes of the |
25 | | Compact, and to establish the Commission's personnel |
26 | | policies and programs relating to conflicts of interest, |
|
| | 10000HB1272ham001 | - 14 - | LRB100 03005 SMS 23653 a |
|
|
1 | | qualifications of personnel, and other related personnel |
2 | | matters; |
3 | | 10. Accept any and all appropriate donations and grants |
4 | | of money, equipment, supplies, materials and services, and |
5 | | to receive, utilize and dispose of the same; provided that |
6 | | at all times the Commission shall avoid any appearance of |
7 | | impropriety and/or conflict of interest; |
8 | | 11. Lease, purchase, accept appropriate gifts or |
9 | | donations of, or otherwise to own, hold, improve or use, |
10 | | any property, real, personal or mixed; provided that at all |
11 | | times the Commission shall avoid any appearance of |
12 | | impropriety; |
13 | | 12. Sell convey, mortgage, pledge, lease, exchange, |
14 | | abandon, or otherwise dispose of any property real, |
15 | | personal, or mixed; |
16 | | 13. Establish a budget and make expenditures; |
17 | | 14. Borrow money; |
18 | | 15. Appoint committees, including standing committees |
19 | | composed of members, state regulators, state legislators |
20 | | or their representatives, and consumer representatives, |
21 | | and such other interested persons as may be designated in |
22 | | this Compact and the bylaws; |
23 | | 16. Provide and receive information from, and |
24 | | cooperate with, law enforcement agencies; |
25 | | 17. Establish and elect an Executive Board; and |
26 | | 18. Perform such other functions as may be necessary or |
|
| | 10000HB1272ham001 | - 15 - | LRB100 03005 SMS 23653 a |
|
|
1 | | appropriate to achieve the purposes of this Compact |
2 | | consistent with the state regulation of physical therapy |
3 | | licensure and practice. |
4 | | D. The Executive Board |
5 | | The Executive Board shall have the power to act on behalf |
6 | | of the Commission according to the terms of this Compact |
7 | | 1. The Executive Board shall be composed of nine |
8 | | members: |
9 | | a. Seven voting members who are elected by the |
10 | | Commission from the current membership of the |
11 | | Commission; |
12 | | b. One ex-officio, nonvoting member from the |
13 | | recognized national physical therapy professional |
14 | | association; and |
15 | | c. One ex-officio, nonvoting member from the |
16 | | recognized membership organization of the physical |
17 | | therapy licensing boards. |
18 | | 2. The ex-officio members will be selected by their |
19 | | respective organizations. |
20 | | 3. The Commission may remove any member of the |
21 | | Executive Board as provided in bylaws. |
22 | | 4. The Executive Board shall meet at least annually. |
23 | | 5. The Executive Board shall have the following Duties |
24 | | and responsibilities: |
25 | | a. Recommend to the entire Commission changes to |
26 | | the rules or bylaws, changes to this Compact |
|
| | 10000HB1272ham001 | - 16 - | LRB100 03005 SMS 23653 a |
|
|
1 | | legislation, fees paid by Compact member states such as |
2 | | annual dues, and any commission Compact fee charged to |
3 | | licensees for the compact privilege; |
4 | | b. Ensure Compact administration services are |
5 | | appropriately provided, contractual or otherwise; |
6 | | c. Prepare and recommend the budget; |
7 | | d. Maintain financial records on behalf of the |
8 | | Commission; |
9 | | e. Monitor Compact compliance of member states and |
10 | | provide compliance reports to the Commission; |
11 | | f. Establish additional committees as necessary; |
12 | | and |
13 | | g. Other duties as provided in rules or bylaws. |
14 | | E. Meetings of the Commission |
15 | | 1. All meetings shall be open to the public, and public |
16 | | notice of meetings shall be given in the same manner as |
17 | | required under the rulemaking provisions in Section 9. |
18 | | 2. The Commission or the Executive Board or other |
19 | | committees of the Commission may convene in a closed, |
20 | | non-public meeting if the Commission or Executive Board or |
21 | | other committees of the Commission must discuss: |
22 | | a. Non-compliance of a member state with its |
23 | | obligations under the Compact; |
24 | | b. The employment, compensation, discipline or |
25 | | other matters, practices or procedures related to |
26 | | specific employees or other matters related to the |
|
| | 10000HB1272ham001 | - 17 - | LRB100 03005 SMS 23653 a |
|
|
1 | | Commission's internal personnel practices and |
2 | | procedures; |
3 | | c. Current, threatened, or reasonably anticipated |
4 | | litigation; |
5 | | d. Negotiation of contracts for the purchase, |
6 | | lease, or sale of goods, services, or real estate; |
7 | | e. Accusing any person of a crime or formally |
8 | | censuring any person; |
9 | | f. Disclosure of trade secrets or commercial or |
10 | | financial information that is privileged or |
11 | | confidential; |
12 | | g. Disclosure of information of a personal nature |
13 | | where disclosure would constitute a clearly |
14 | | unwarranted invasion of personal privacy; |
15 | | h. Disclosure of investigative records compiled |
16 | | for law enforcement purposes; |
17 | | i. Disclosure of information related to any |
18 | | investigative reports prepared by or on behalf of or |
19 | | for use of the Commission or other committee charged |
20 | | with responsibility of investigation or determination |
21 | | of compliance issues pursuant to the Compact; or |
22 | | j. Matters specifically exempted from disclosure |
23 | | by federal or member state statute. |
24 | | 3. If a meeting, or portion of a meeting, is closed |
25 | | pursuant to this provision, the Commission's legal counsel |
26 | | or designee shall certify that the meeting may be closed |
|
| | 10000HB1272ham001 | - 18 - | LRB100 03005 SMS 23653 a |
|
|
1 | | and shall reference each relevant exempting provision. |
2 | | 4. The Commission shall keep minutes that fully and |
3 | | clearly describe all matters discussed in a meeting and |
4 | | shall provide a full and accurate summary of actions taken, |
5 | | and the reasons therefore, including a description of the |
6 | | views expressed. All documents considered in connection |
7 | | with an action shall be identified in such minutes. All |
8 | | minutes and documents of a closed meeting shall remain |
9 | | under seal, subject to release by a majority vote of the |
10 | | Commission or order of a court of competent jurisdiction. |
11 | | F. Financing of the Commission |
12 | | 1. The Commission shall pay, or provide for the payment |
13 | | of, the reasonable expenses of its establishment, |
14 | | organization, and ongoing activities. |
15 | | 2. The Commission may accept any and all appropriate |
16 | | revenue sources, donations, and grants of money, |
17 | | equipment, supplies, materials, and services. |
18 | | 3. The Commission may levy on and collect an annual |
19 | | assessment from each member state or impose fees on other |
20 | | parties to cover the cost of the operations and activities |
21 | | of the Commission and its staff, which must be in a total |
22 | | amount sufficient to cover its annual budget as approved |
23 | | each year for which revenue is not provided by other |
24 | | sources. The aggregate annual assessment amount shall be |
25 | | allocated based upon a formula to be determined by the |
26 | | Commission, which shall promulgate a rule binding upon all |
|
| | 10000HB1272ham001 | - 19 - | LRB100 03005 SMS 23653 a |
|
|
1 | | member states. |
2 | | 4. The Commission shall not incur obligations of any |
3 | | kind prior to securing the funds adequate to meet the same; |
4 | | nor shall the Commission pledge the credit of any of the |
5 | | member states, except by and with the authority of the |
6 | | member state. |
7 | | 5. The Commission shall keep accurate accounts of all |
8 | | receipts and disbursements. The receipts and disbursements |
9 | | of the Commission shall be subject to the audit and |
10 | | accounting procedures established under its bylaws. |
11 | | However, all receipts and disbursements of funds handled by |
12 | | the Commission shall be audited yearly by a certified or |
13 | | licensed public accountant, and the report of the audit |
14 | | shall be included in and become part of the annual report |
15 | | of the Commission. |
16 | | G. Qualified Immunity, Defense, and Indemnification |
17 | | 1. The members, officers, executive director, |
18 | | employees and representatives of the Commission shall be |
19 | | immune from suit and liability, either personally or in |
20 | | their official capacity, for any claim for damage to or |
21 | | loss of property or personal injury or other civil |
22 | | liability caused by or arising out of any actual or alleged |
23 | | act, error or omission that occurred, or that the person |
24 | | against whom the claim is made had a reasonable basis for |
25 | | believing occurred within the scope of Commission |
26 | | employment, duties or responsibilities; provided that |
|
| | 10000HB1272ham001 | - 20 - | LRB100 03005 SMS 23653 a |
|
|
1 | | nothing in this paragraph shall be construed to protect any |
2 | | such person from suit and/or liability for any damage, |
3 | | loss, injury, or liability caused by the intentional or |
4 | | willful or wanton misconduct of that person. |
5 | | 2. The Commission shall defend any member, officer, |
6 | | executive director, employee or representative of the |
7 | | Commission in any civil action seeking to impose liability |
8 | | arising out of any actual or alleged act, error, or |
9 | | omission that occurred within the scope of Commission |
10 | | employment, duties, or responsibilities, or that the |
11 | | person against whom the claim is made had a reasonable |
12 | | basis for believing occurred within the scope of Commission |
13 | | employment, duties, or responsibilities; provided that |
14 | | nothing herein shall be construed to prohibit that person |
15 | | from retaining his or her own counsel; and provided |
16 | | further, that the actual or alleged act, error, or omission |
17 | | did not result from that person's intentional or willful or |
18 | | wanton misconduct. |
19 | | 3. The Commission shall indemnify and hold harmless any |
20 | | member, officer, executive director, employee, or |
21 | | representative of the Commission for the amount of any |
22 | | settlement or judgment obtained against that person |
23 | | arising out of any actual or alleged act, error or omission |
24 | | that occurred within the scope of Commission employment, |
25 | | duties, or responsibilities, or that such person had a |
26 | | reasonable basis for believing occurred within the scope of |
|
| | 10000HB1272ham001 | - 21 - | LRB100 03005 SMS 23653 a |
|
|
1 | | Commission employment, duties, or responsibilities, |
2 | | provided that the actual or alleged act, error, or omission |
3 | | did not result from the intentional or willful or wanton |
4 | | misconduct of that person. |
5 | | SECTION 8. DATA SYSTEM |
6 | | A. The Commission shall provide for the development, |
7 | | maintenance, and utilization of a coordinated database and |
8 | | reporting system containing licensure, adverse action, and |
9 | | investigative information on all licensed individuals in |
10 | | member states. |
11 | | B. Notwithstanding any other provision of state law to the |
12 | | contrary, a member state shall submit a uniform data set to the |
13 | | data system on all individuals to whom this Compact is |
14 | | applicable as required by the rules of the Commission, |
15 | | including: |
16 | | 1. Identifying information; |
17 | | 2. Licensure data; |
18 | | 3. Adverse actions against a license or compact |
19 | | privilege; |
20 | | 4. Non-confidential information related to alternative |
21 | | program participation; |
22 | | 5. Any denial of application for licensure, and the |
23 | | reason(s) for such denial; and |
24 | | 6. Other information that may facilitate the |
25 | | administration of this Compact, as determined by the rules |
|
| | 10000HB1272ham001 | - 22 - | LRB100 03005 SMS 23653 a |
|
|
1 | | of the Commission. |
2 | | C. Investigative information pertaining to a licensee in |
3 | | any member state will only be available to other party states. |
4 | | D. The Commission shall promptly notify all member states |
5 | | of any adverse action taken against a licensee or an individual |
6 | | applying for a license. Adverse action information pertaining |
7 | | to a licensee in any member state will be available to any |
8 | | other member state. |
9 | | E. Member states contributing information to the data |
10 | | system may designate information that may not be shared with |
11 | | the public without the express permission of the contributing |
12 | | state. |
13 | | F. Any information submitted to the data system that is |
14 | | subsequently required to be expunged by the laws of the member |
15 | | state contributing the information shall be removed from the |
16 | | data system. |
17 | | SECTION 9. RULEMAKING |
18 | | A. The Commission shall exercise its rulemaking powers |
19 | | pursuant to the criteria set forth in this Section and the |
20 | | rules adopted thereunder. Rules and amendments shall become |
21 | | binding as of the date specified in each rule or amendment. |
22 | | B. If a majority of the legislatures of the member states |
23 | | rejects a rule, by enactment of a statute or resolution in the |
24 | | same manner used to adopt the Compact within 4 years of the |
25 | | date of adoption of the rule, then such rule shall have no |
|
| | 10000HB1272ham001 | - 23 - | LRB100 03005 SMS 23653 a |
|
|
1 | | further force and effect in any member state. |
2 | | C. Rules or amendments to the rules shall be adopted at a |
3 | | regular or special meeting of the Commission. |
4 | | D. Prior to promulgation and adoption of a final rule or |
5 | | rules by the Commission, and at least thirty (30) days in |
6 | | advance of the meeting at which the rule will be considered and |
7 | | voted upon, the Commission shall file a Notice of Proposed |
8 | | Rulemaking: |
9 | | 1. On the website of the Commission or other publicly |
10 | | accessible platform; and |
11 | | 2. On the website of each member state physical therapy |
12 | | licensing board or other publicly accessible platform or |
13 | | the publication in which each state would otherwise publish |
14 | | proposed rules. |
15 | | E. The Notice of Proposed Rulemaking shall include: |
16 | | 1. The proposed time, date, and location of the meeting |
17 | | in which the rule will be considered and voted upon; |
18 | | 2. The text of the proposed rule or amendment and the |
19 | | reason for the proposed rule; |
20 | | 3. A request for comments on the proposed rule from any |
21 | | interested person; and |
22 | | 4. The manner in which interested persons may submit |
23 | | notice to the Commission of their intention to attend the |
24 | | public hearing and any written comments. |
25 | | F. Prior to adoption of a proposed rule, the Commission |
26 | | shall allow persons to submit written data, facts, opinions, |
|
| | 10000HB1272ham001 | - 24 - | LRB100 03005 SMS 23653 a |
|
|
1 | | and arguments, which shall be made available to the public. |
2 | | G. The Commission shall grant an opportunity for a public |
3 | | hearing before it adopts a rule or amendment if a hearing is |
4 | | requested by: |
5 | | 1. At least twenty-five (25) persons; |
6 | | 2. A state or federal governmental subdivision or |
7 | | agency; or |
8 | | 3. An association having at least twenty-five (25) |
9 | | members. |
10 | | H. If a hearing is held on the proposed rule or amendment, |
11 | | the Commission shall publish the place, time, and date of the |
12 | | scheduled public hearing. If the hearing is held via electronic |
13 | | means, the Commission shall publish the mechanism for access to |
14 | | the electronic hearing. |
15 | | 1. All persons wishing to be heard at the hearing shall |
16 | | notify the executive director of the Commission or other |
17 | | designated member in writing of their desire to appear and |
18 | | testify at the hearing not less than five (5) business days |
19 | | before the scheduled date of the hearing. |
20 | | 2. Hearings shall be conducted in a manner providing |
21 | | each person who wishes to comment a fair and reasonable |
22 | | opportunity to comment orally or in writing. |
23 | | 3. All hearings will be recorded. A copy of the |
24 | | recording will be made available on request. |
25 | | 4. Nothing in this section shall be construed as |
26 | | requiring a separate hearing on each rule. Rules may be |
|
| | 10000HB1272ham001 | - 25 - | LRB100 03005 SMS 23653 a |
|
|
1 | | grouped for the convenience of the Commission at hearings |
2 | | required by this section. |
3 | | I. Following the scheduled hearing date, or by the close of |
4 | | business on the scheduled hearing date if the hearing was not |
5 | | held, the Commission shall consider all written and oral |
6 | | comments received. |
7 | | J. If no written notice of intent to attend the public |
8 | | hearing by interested parties is received, the Commission may |
9 | | proceed with promulgation of the proposed rule without a public |
10 | | hearing. |
11 | | K. The Commission shall, by majority vote of all members, |
12 | | take final action on the proposed rule and shall determine the |
13 | | effective date of the rule, if any, based on the rulemaking |
14 | | record and the full text of the rule. |
15 | | L. Upon determination that an emergency exists, the |
16 | | Commission may consider and adopt an emergency rule without |
17 | | prior notice, opportunity for comment, or hearing, provided |
18 | | that the usual rulemaking procedures provided in the Compact |
19 | | and in this section shall be retroactively applied to the rule |
20 | | as soon as reasonably possible, in no event later than ninety |
21 | | (90) days after the effective date of the rule. For the |
22 | | purposes of this provision, an emergency rule is one that must |
23 | | be adopted immediately in order to: |
24 | | 1. Meet an imminent threat to public health, safety, or |
25 | | welfare; |
26 | | 2. Prevent a loss of Commission or member state funds; |
|
| | 10000HB1272ham001 | - 26 - | LRB100 03005 SMS 23653 a |
|
|
1 | | 3. Meet a deadline for the promulgation of an |
2 | | administrative rule that is established by federal law or |
3 | | rule; or |
4 | | 4. Protect public health and safety. |
5 | | M. The Commission or an authorized committee of the |
6 | | Commission may direct revisions to a previously adopted rule or |
7 | | amendment for purposes of correcting typographical errors, |
8 | | errors in format, errors in consistency, or grammatical errors. |
9 | | Public notice of any revisions shall be posted on the website |
10 | | of the Commission. The revision shall be subject to challenge |
11 | | by any person for a period of thirty (30) days after posting. |
12 | | The revision may be challenged only on grounds that the |
13 | | revision results in a material change to a rule. A challenge |
14 | | shall be made in writing, and delivered to the chair of the |
15 | | Commission prior to the end of the notice period. If no |
16 | | challenge is made, the revision will take effect without |
17 | | further action. If the revision is challenged, the revision may |
18 | | not take effect without the approval of the Commission. |
19 | | SECTION 10. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT |
20 | | A. Oversight |
21 | | 1. The executive, legislative, and judicial branches |
22 | | of state government in each member state shall enforce this |
23 | | Compact and take all actions necessary and appropriate to |
24 | | effectuate the Compact's purposes and intent. The |
25 | | provisions of this Compact and the rules promulgated |
|
| | 10000HB1272ham001 | - 27 - | LRB100 03005 SMS 23653 a |
|
|
1 | | hereunder shall have standing as statutory law. |
2 | | 2. All courts shall take judicial notice of the Compact |
3 | | and the rules in any judicial or administrative proceeding |
4 | | in a member state pertaining to the subject matter of this |
5 | | Compact which may affect the powers, responsibilities or |
6 | | actions of the Commission. |
7 | | 3. The Commission shall be entitled to receive service |
8 | | of process in any such proceeding, and shall have standing |
9 | | to intervene in such a proceeding for all purposes. Failure |
10 | | to provide service of process to the Commission shall |
11 | | render a judgment or order void as to the Commission, this |
12 | | Compact, or promulgated rules. |
13 | | B. Default, Technical Assistance, and Termination |
14 | | 1. If the Commission determines that a member state has |
15 | | defaulted in the performance of its obligations or |
16 | | responsibilities under this Compact or the promulgated |
17 | | rules, the Commission shall: |
18 | | a. Provide written notice to the defaulting state |
19 | | and other member states of the nature of the default, |
20 | | the proposed means of curing the default and/or any |
21 | | other action to be taken by the Commission; and |
22 | | b. Provide remedial training and specific |
23 | | technical assistance regarding the default. |
24 | | 2. If a state in default fails to cure the default, the |
25 | | defaulting state may be terminated from the Compact upon an |
26 | | affirmative vote of a majority of the member states, and |
|
| | 10000HB1272ham001 | - 28 - | LRB100 03005 SMS 23653 a |
|
|
1 | | all rights, privileges and benefits conferred by this |
2 | | Compact may be terminated on the effective date of |
3 | | termination. A cure of the default does not relieve the |
4 | | offending state of obligations or liabilities incurred |
5 | | during the period of default. |
6 | | 3. Termination of membership in the Compact shall be |
7 | | imposed only after all other means of securing compliance |
8 | | have been exhausted. Notice of intent to suspend or |
9 | | terminate shall be given by the Commission to the governor, |
10 | | the majority and minority leaders of the defaulting state's |
11 | | legislature, and each of the member states. |
12 | | 4. A state that has been terminated is responsible for |
13 | | all assessments, obligations, and liabilities incurred |
14 | | through the effective date of termination, including |
15 | | obligations that extend beyond the effective date of |
16 | | termination. |
17 | | 5. The Commission shall not bear any costs related to a |
18 | | state that is found to be in default or that has been |
19 | | terminated from the Compact, unless agreed upon in writing |
20 | | between the Commission and the defaulting state. |
21 | | 6. The defaulting state may appeal the action of the |
22 | | Commission by petitioning the U.S. District Court for the |
23 | | District of Columbia or the federal district where the |
24 | | Commission has its principal offices. The prevailing |
25 | | member shall be awarded all costs of such litigation, |
26 | | including reasonable attorney's fees. |
|
| | 10000HB1272ham001 | - 29 - | LRB100 03005 SMS 23653 a |
|
|
1 | | C. Dispute Resolution |
2 | | 1. Upon request by a member state, the Commission shall |
3 | | attempt to resolve disputes related to the Compact that |
4 | | arise among member states and between member and non-member |
5 | | states. |
6 | | 2. The Commission shall promulgate a rule providing for |
7 | | both mediation and binding dispute resolution for disputes |
8 | | as appropriate. |
9 | | D. Enforcement |
10 | | 1. The Commission, in the reasonable exercise of its |
11 | | discretion, shall enforce the provisions and rules of this |
12 | | Compact. |
13 | | 2. By majority vote, the Commission may initiate legal |
14 | | action in the United States District Court for the District |
15 | | of Columbia or the federal district where the Commission |
16 | | has its principal offices against a member state in default |
17 | | to enforce compliance with the provisions of the Compact |
18 | | and its promulgated rules and bylaws. The relief sought may |
19 | | include both injunctive relief and damages. In the event |
20 | | judicial enforcement is necessary, the prevailing member |
21 | | shall be awarded all costs of such litigation, including |
22 | | reasonable attorney's fees. |
23 | | 3. The remedies herein shall not be the exclusive |
24 | | remedies of the Commission. The Commission may pursue any |
25 | | other remedies available under federal or state law. |
|
| | 10000HB1272ham001 | - 30 - | LRB100 03005 SMS 23653 a |
|
|
1 | | SECTION 11. DATE OF IMPLEMENTATION OF THE INTERSTATE |
2 | | COMMISSION FOR PHYSICAL THERAPY PRACTICE AND ASSOCIATED RULES, |
3 | | WITHDRAWAL, AND AMENDMENT |
4 | | A. The Compact shall come into effect on the date on which |
5 | | the Compact statute is enacted into law in the tenth member |
6 | | state. The provisions, which become effective at that time, |
7 | | shall be limited to the powers granted to the Commission |
8 | | relating to assembly and the promulgation of rules. Thereafter, |
9 | | the Commission shall meet and exercise rulemaking powers |
10 | | necessary to the implementation and administration of the |
11 | | Compact. |
12 | | B. Any state that joins the Compact subsequent to the |
13 | | Commission's initial adoption of the rules shall be subject to |
14 | | the rules as they exist on the date on which the Compact |
15 | | becomes law in that state. Any rule that has been previously |
16 | | adopted by the Commission shall have the full force and effect |
17 | | of law on the day the Compact becomes law in that state. |
18 | | C. Any member state may withdraw from this Compact by |
19 | | enacting a statute repealing the same. |
20 | | 1. A member state's withdrawal shall not take effect |
21 | | until six (6) months after enactment of the repealing |
22 | | statute. |
23 | | 2. Withdrawal shall not affect the continuing |
24 | | requirement of the withdrawing state's physical therapy |
25 | | licensing board to comply with the investigative and |
26 | | adverse action reporting requirements of this act prior to |
|
| | 10000HB1272ham001 | - 31 - | LRB100 03005 SMS 23653 a |
|
|
1 | | the effective date of withdrawal. |
2 | | D. Nothing contained in this Compact shall be construed to |
3 | | invalidate or prevent any physical therapy licensure agreement |
4 | | or other cooperative arrangement between a member state and a |
5 | | non-member state that does not conflict with the provisions of |
6 | | this Compact. |
7 | | E. This Compact may be amended by the member states. No |
8 | | amendment to this Compact shall become effective and binding |
9 | | upon any member state until it is enacted into the laws of all |
10 | | member states. |
11 | | SECTION 12. CONSTRUCTION AND SEVERABILITY |
12 | | This Compact shall be liberally construed so as to |
13 | | effectuate the purposes thereof. The provisions of this Compact |
14 | | shall be severable and if any phrase, clause, sentence or |
15 | | provision of this Compact is declared to be contrary to the |
16 | | constitution of any party state or of the United States or the |
17 | | applicability thereof to any government, agency, person or |
18 | | circumstance is held invalid, the validity of the remainder of |
19 | | this Compact and the applicability thereof to any government, |
20 | | agency, person or circumstance shall not be affected thereby. |
21 | | If this Compact shall be held contrary to the constitution of |
22 | | any party state, the Compact shall remain in full force and |
23 | | effect as to the remaining party states and in full force and |
24 | | effect as to the party state affected as to all severable |
25 | | matters.".
|