TITLE 50: INSURANCE
CHAPTER I: DEPARTMENT OF INSURANCE SUBCHAPTER g: INSURANCE HOLDING COMPANY SYSTEMS PART 652 REGISTRATION OF INSURERS SECTION 652.ILLUSTRATION C FORM C - SUMMARY OF REGISTRATION STATEMENT
Section 652.ILLUSTRATION C Form C − Summary of Registration Statement
FORM C
SUMMARY OF CHANGES TO REGISTRATION STATEMENT
Filed with the Department of Insurance of the State of Illinois
Furnish a brief description of all items in the current annual registration statement that represent changes from the prior year's annual registration statement. The description shall include specific references to item numbers in the annual registration statement and to the terms contained in the item. Changes occurring under Item 2, insofar as changes in the percentage of each class of voting securities held by each affiliate is concerned, need only be included if the changes are ones that result in ownership or holdings of 10% or more of voting securities, or loss or transfer of control or acquisition or loss of partnership interest. Changes occurring under Item 4 of the annual registration statement need only be included if: (1) an individual is, for the first time, made a director or executive officer of the ultimate controlling person or (2) a director or executive officer terminates his or her responsibilities with the ultimate controlling person.
If a transaction disclosed on the prior year's annual registration statement has been amended, the nature of the amendment shall be included. If a transaction disclosed on the prior year's annual registration statement has been completed, furnish the mode of completion and any flow of funds between affiliates resulting from the transaction.
The insurer shall furnish statements that transactions entered into since the filing of the prior year's annual registration statement are not part of a plan or series of like transactions whose purpose it is to avoid statutory threshold amounts, disclosure and the review that might otherwise occur pursuant to Section 131.20a of the Code.
SIGNATURE Signature and certification of the form as follows:
CERTIFICATION
(Source: Amended at 41 Ill. Reg. 13640, effective October 27, 2017) |