Public Act 096-1030
 
SB2542 EnrolledLRB096 16372 ASK 31636 b

    AN ACT concerning athlete agents.
 
    Be it enacted by the People of the State of Illinois,
represented in the General Assembly:
 
    Section 1. Short title. This Act may be cited as the
Illinois Athlete Agents Act.
 
    Section 10. Declaration of public policy. Practice as an
athlete agent in the State of Illinois is hereby declared to
affect the public health, safety, and well-being of its
citizens and to be subject to regulation and control in the
public interest. It is further declared that the practice as an
athlete agent, as defined in this Act, merits the confidence of
the public, and that only qualified persons shall be authorized
to engage in such practice in the State of Illinois. This Act
shall be liberally construed to best carry out this purpose.
 
    Section 15. Definitions. In this Act:
    "Address of record" means the designated address recorded
by the Department in the applicant's or licensee's application
file or license file maintained by the Department's licensure
maintenance unit. It is the duty of the applicant or licensee
to inform the Department of any change of address, and such
changes must be made either through the Department's website or
by contacting the Department's licensure maintenance unit.
    "Agency contract" means an agreement in which a
student-athlete authorizes a person to negotiate or solicit on
behalf of the student-athlete a professional-sports-services
contract or an endorsement contract.
    "Athlete agent" means an individual who enters into an
agency contract with a student-athlete or, directly or
indirectly, recruits or solicits a student-athlete to enter
into an agency contract. The term includes an individual who
represents to the public that the individual is an athlete
agent. The term does not include a spouse, parent, sibling,
grandparent, or guardian of the student-athlete or an
individual acting solely on behalf of a professional sports
team or professional sports organization.
    "Athletic director" means an individual responsible for
administering the overall athletic program of an educational
institution or, if an educational institution has separately
administered athletic programs for male students and female
students, the athletic program for males or the athletic
program for females, as appropriate.
    "Contact" means a communication, direct or indirect,
between an athlete agent and a student-athlete, to recruit or
solicit the student-athlete to enter into an agency contract.
    "Department" means the Department of Financial and
Professional Regulation.
    "Endorsement contract" means an agreement under which a
student-athlete is employed or receives consideration to use on
behalf of the other party any value that the student-athlete
may have because of publicity, reputation, following, or fame
obtained because of athletic ability or performance.
    "Intercollegiate sport" means a sport played at the
collegiate level for which eligibility requirements for
participation by a student-athlete are established by a
national association for the promotion or regulation of
collegiate athletics.
    "License" means a person holding licensure as an athlete
agent pursuant to this Act.
    "Person" means an individual, corporation, business trust,
estate, trust, partnership, limited liability company,
association, joint venture, government; governmental
subdivision, agency, or instrumentality; public corporation,
or any other legal or commercial entity.
    "Professional-sports-services contract" means an agreement
under which an individual is employed, or agrees to render
services, as a player on a professional sports team, with a
professional sports organization, or as a professional
athlete.
    "Record" means information that is inscribed on a tangible
medium or that is stored in an electronic or other medium and
is retrievable in perceivable form.
    "Secretary" means the Secretary of Financial and
Professional Regulation.
    "State" means a state of the United States, the District of
Columbia, Puerto Rico, the United States Virgin Islands, or any
territory or insular possession subject to the jurisdiction of
the United States.
    "Student-athlete" means an individual who engages in, is
eligible to engage in, or may be eligible in the future to
engage in, any intercollegiate sport. If an individual is
permanently ineligible to participate in a particular
intercollegiate sport, the individual is not a student-athlete
for purposes of that sport.
    "Licensed athlete agent" means an individual who is
licensed under this Act to engage as an athlete agent in
Illinois.
 
    Section 20. Exemptions. Nothing in this Act shall be
construed to prohibit practice as an athlete agent for the
following:
    (a) practice as an athlete agent by officers and employees
of the United States government within the scope of their
employment.
    (b) practice as an athlete agent by any person licensed in
this State under any other Act from engaging in the practice
for which he is licensed.
 
    Section 25. Restrictions and limitations.
    (a) No person without a license under this Act or who is
otherwise exempt from this Act shall: (i) in any manner hold
himself or herself out to the public as a licensed athlete
agent; (ii) attach the title "licensed athlete agent" to his or
her name; or (iii) render or offer to render to any individual,
athlete or other person or entity any services or activities
constituting the practice of an athlete agent as defined in
this Act.
    (b) A person shall be construed to practice, render or
offer to practice as an athlete agent, within the meaning and
intent of this Act, if that person: (i) by verbal claim, sign,
advertisement, letterhead, card, or any other means,
represents himself or herself to be an athlete agent or through
the use of some title implies that he or she is an athlete
agent or is licensed under this Act; (ii) holds himself or
herself out as able to perform or does perform services or work
defined in this Act as the practice of an athlete agent; or
(iii) provides services as an athlete agent as set forth in
this Act.
    Individuals practicing as an athlete agent in Illinois as
of the effective date of this Act may continue to practice as
provided in this Act until the Department has adopted rules
implementing this Act. To continue practicing as an athlete
agent after the adoption of rules, individuals shall apply for
licensure within 90 days after the effective date of the rules.
If an application is received during the 90-day period, then
the individual may continue to practice until the Department
acts to grant or deny licensure. If an application is not filed
within the 90-day period, then the individual must cease
practice as an athlete agent at the conclusion of the 90-day
period and until the Department acts to grant a license to the
individual.
 
    Section 30. Practice pending licensure; void contracts.
    (a) Except as otherwise provided in Section 20 or in
subsection (b) of this Section, an individual may not act as an
athlete agent in this State without holding a license issued
under this Act.
    (b) Before being issued a license, an individual may act as
an athlete agent in this State for all purposes except signing
an agency contract if:
        (1) a student-athlete or another person acting on
    behalf of the student-athlete initiates communication with
    the individual; and
        (2) within 7 days after an initial act as an athlete
    agent, the individual submits an application and the
    application and fee have been received by the Department
    for licensure as an athlete agent in this State.
    (c) An agency contract resulting from conduct in violation
of this Section is void and the athlete agent shall return any
consideration received under the contract.
 
    Section 35. Powers and duties of the Department. Subject to
the provisions of this Act, the Department may:
        (1) Conduct or authorize examinations, at the
    discretion of the Department, to ascertain the fitness and
    qualifications of applicants for licensure and issue
    licenses to those who are found to be fit and qualified.
        (2) Prescribe rules for a method of examination of
    candidates if required.
        (3) Conduct hearings on proceedings to revoke,
    suspend, or otherwise discipline or take non-disciplinary
    action.
        (4) Promulgate rules required for the administration
    of this Act.
 
    Section 40. Application for original license. Applications
for original licenses shall be made to the Department on forms
prescribed by the Department and accompanied by the required
fee. All applications shall contain the information that, in
the judgment of the Department, will enable the Department to
pass on the qualifications of the applicant for a license to
practice as an athlete agent.
 
    Section 45. Qualifications for licensure.
    (a) A person is qualified for licensure as an athlete agent
if that person:
        (1) is at least 21 years of age;
        (2) has applied in writing on forms prepared and
    furnished by the Department;
        (3) has not engaged or is not engaged in any practice
    or conduct that would be grounds for disciplining a
    licensee under this Act;
        (4) pays the required non-refundable fee as set forth
    in rule;
        (5) submits an application which is signed or otherwise
    authenticated by the applicant under penalty of perjury
    which contains the following information:
            (A) the name and social security number of the
        applicant, and the address of the applicant's
        principal place of business;
            (B) the name of the applicant's business or
        employer, if applicable;
            (C) any business or occupation engaged in by the
        applicant for the five years next preceding the date of
        submission of the application;
            (D) a description of the applicant's:
                (i) education or formal training as an athlete
            agent;
                (ii) work history, including but not limited
            to any practical experience as an athlete agent;
            and
                (iii) educational background;
            (E) the names and addresses of all persons who are:
                (i) with respect to the athlete agent's
            business if it is not a corporation, the partners,
            members, officers, managers, associates, or
            profit-sharers of the business; and
                (ii) with respect to a corporation employing
            the athlete agent, the officers, directors, and
            any shareholder of the corporation having an
            interest of five percent or greater;
            (F) the names and addresses of 3 individuals not
        related to the applicant who are willing to serve as
        references; and
            (G) the name, sport, and last known team for each
        individual for whom the applicant acted as an athlete
        agent during the 5 years next preceding the date of
        submission of the application; and
        (7) has complied with all other requirements of this
    Act and rules established for the implementation of this
    Act.
    (b) Applicants have 3 years from the date of application to
complete the application process. If the process has not been
completed in 3 years, then the application shall be denied, the
fee shall be forfeited, and the applicant must reapply and meet
the requirements in effect at the time of reapplication.
 
    Section 50. Licensure by endorsement.
    (a) The Department may, in its discretion, grant a license
on submission of the required application and payment of the
required non-refundable fee to any person who, at the time of
application, is licensed by another state or the United States
or of a foreign country or province whose standards, in the
opinion of the Department, were substantially equivalent at the
date of his or her licensure in the other jurisdiction to the
requirements then in force in this State or to any person who
at the time of his or her licensure possessed individual
qualifications that were substantially equivalent to the
requirements of this Act.
    (b) The Department may adopt rules to further define the
licensing criteria under this Section.
    (c) Applicants have 3 years from the date of application to
complete the application process. If the process has not been
completed in 3 years, then the application shall be denied, the
fee shall be forfeited, and the applicant must reapply and meet
the requirements in effect at the time of reapplication.
 
    Section 55. Licenses; renewals; restoration; person in
military service.
    (a) The expiration date and renewal period for each license
issued under this Act shall be set by rule. As a condition for
renewal of a license, the licensee may be required to complete
continuing education under requirements set forth in rules of
the Department.
    (b) Any person who has permitted his or her license to
expire may have his or her license restored by making
application to the Department and filing proof acceptable to
the Department of fitness to have his or her license restored,
which may include sworn evidence certifying to active practice
in another jurisdiction satisfactory to the Department,
complying with any continuing education requirements, and
paying the required restoration fee.
    (c) If the person has not maintained an active practice in
another jurisdiction satisfactory to the Department, then the
Department shall determine, by an evaluation program
established by rule, the person's fitness to resume active
status and may require the person to complete a period of
evaluated experience. However, any person whose license
expired while (i) in federal service on active duty with the
Armed Forces of the United States or called into service or
training with the State Militia, or (ii) in training or
education under the supervision of the United States
preliminary to induction into the military service may have his
or her license renewed or restored without paying any lapsed
renewal fees if, within 2 years after honorable termination of
the service, training or education, except under condition
other than honorable, he or she furnishes the Department with
satisfactory evidence to the effect that he or she has been so
engaged and that the service, training, or education has been
so terminated.
    (d) Any person who notifies the Department, in writing on
forms prescribed by the Department, may place his or her
license on inactive status and shall be excused from the
payment of renewal fees until the person notifies the
Department in writing of the intention to resume active
practice.
    (e) Any person requesting his or her license be changed
from inactive to active status shall be required to pay the
current renewal fee and shall also demonstrate compliance with
any applicable continuing education requirements.
    (f) Any licensee whose license is nonrenewed or on inactive
status shall not engage in the practice as an athlete agent as
set forth in this Act in the State of Illinois and use the
title or advertise that he or she performs the services of an
athlete agent.
    (g) Any person violating subsection (f) of this Section
shall be considered to be practicing without a license and will
be subject to the disciplinary provisions of this Act.
    (h) The Department may adopt additional rules in order to
effectively administer the provisions in this Section.
 
    Section 60. Fees.
    (a) The fees for the administration and enforcement of this
Act, including but not limited to original licensure, renewal,
and restoration fees, shall be set by the Department by rule.
The fees shall not be refundable.
    (b) All fees and other monies collected under this Act
shall be deposited in the General Professions Dedicated Fund.
 
    Section 65. Roster. The Department shall maintain a roster
of names and addresses of all persons who hold valid licenses
and all persons whose licenses have been suspended, revoked or
otherwise disciplined within the previous year. This roster
shall be available upon request and payment of the required fee
as set forth by rule.
 
    Section 70. Returned checks; fines. Any person who delivers
a check or other payment to the Department that is returned to
the Department unpaid by the financial institution upon which
it is drawn shall pay to the Department, in addition to the
amount already owed to the Department, a fine of $50. The fines
imposed by this Section are in addition to any other discipline
provided under this Act for unlicensed practice or practice on
a nonrenewed license. The Department shall notify the person
that payment of fees and fines shall be paid to the Department
by certified check or money order within 30 calendar days of
the notification. If, after the expiration of 30 days from the
date of the notification, the person has failed to submit the
necessary remittance, then the Department shall automatically
terminate the license or deny the application, without hearing.
If, after termination or denial, the person seeks a license,
then he or she shall apply to the Department for restoration or
issuance of the license and pay all fees and fines due to the
Department. The Department may establish a fee for the
processing of an application for restoration of a license to
pay all expenses of processing this application. The Secretary
may waive the fines due under this Section in individual cases
where the Secretary finds that the fines would be unreasonable
or unnecessarily burdensome.
 
    Section 75. Grounds for disciplinary action.
    (a) The Department may refuse to issue or renew, or may
revoke, suspend, place on probation, reprimand, or take other
disciplinary or non-disciplinary action as the Department may
deem appropriate, including imposing fines not to exceed
$10,000 for each violation, with regard to any license for any
one or combination of the following:
        (1) Making a material misstatement in furnishing
    information to the Department.
        (2) Violating this Act, or the rules adopted pursuant
    to this Act.
        (3) Conviction of or entry of a plea of guilty or nolo
    contendere, finding of guilt, jury verdict, or entry of
    judgment or by sentencing of any crime, including but not
    limited to convictions, preceding sentences of
    supervision, conditional discharge or first offender
    probation, to any crime that is a felony under the laws of
    the United States or any state or territory thereof or that
    is a misdemeanor of which as essential element is
    dishonesty, or any crime that is directly related to the
    practice of the profession.
        (4) Making any misrepresentation for the purpose of
    obtaining licensure or violating any provision of this Act
    or the rules adopted under this Act pertaining to
    advertising.
        (5) Professional incompetence.
        (6) Gross malpractice.
        (7) Aiding or assisting another person in violating any
    provision of this Act or rules adopted under this Act.
        (8) Failing, within 60 days, to provide information in
    response to a written request made by the Department.
        (9) Engaging in dishonorable, unethical, or
    unprofessional conduct of a character likely to deceive,
    defraud, or harm the public.
        (10) Inability to practice with reasonable judgment,
    skill or safety as a result of habitual or excessive use or
    addiction to alcohol, narcotics, stimulants or any other
    chemical agent or drug.
        (11) Denial of any application as an athlete agent or
    discipline by another state, District of Columbia,
    territory, or foreign nation, if at least one of the
    grounds for the discipline is the same or substantially
    equivalent to those set forth in this Section.
        (12) A finding by the Department that the licensee,
    after having his or her license placed on probationary
    status, has violated the terms of probation.
        (13) Willfully making or filing false records or
    reports in his or her practice, including but not limited
    to, false records filed with State agencies or departments.
        (14) Inability to practice the profession with
    reasonable judgment, skill, or safety as a result of a
    physical illness, including but not limited to
    deterioration through the aging process or loss of motor
    skill, or a mental illness or disability.
        (15) Solicitation of professional services other than
    permitted advertising.
        (16) Conviction of or cash compromise of a charge or
    violation of the Illinois Controlled Substances Act
    regulating narcotics.
        (17) Gross, willful, or continued overcharging for
    professional services, including filing false statements
    for collection of fees for which services are not rendered.
        (18) Practicing under a false or, except as provided by
    law, an assumed name.
        (19) Fraud or misrepresentation in applying for, or
    procuring, a license under this Act or in connection with
    applying for renewal of a license under this Act.
        (20) Any instance in which the conduct of the applicant
    or any person named pursuant to item (5) of subsection (a)
    of Section 45 resulted in the imposition of a sanction,
    suspension, or declaration of ineligibility to participate
    in an interscholastic or intercollegiate athletic event on
    a student-athlete or educational institution.
        (21) Any instance in which the conduct of any person
    named pursuant to item (5) of subsection (a) of Section 45
    resulted in the denial of an application as an athlete
    agent or discipline of a license as an athlete agent by
    another state, District of Columbia, territory, or foreign
    nation, if at least one of the grounds for the discipline
    is the same or substantially equivalent to those set forth
    in this Section.
        (22) Committing any of the activities set forth in
    subsection (b) of Section 175 of this Act.
    (b) A person holding a license under this Act or has
applied for licensure under this Act who, because of a physical
or mental illness or disability, including but not limited to
deterioration through the aging process or loss of motor skill,
is unable to practice the profession with reasonable judgment,
skill, or safety may be required by the Department to submit to
care, counseling or treatment by physicians approved or
designated by the Department as a condition, term or
restriction for continued, reinstated or renewed licensure to
practice. Submission to care, counseling or treatment as
required by the Department shall not be considered discipline
of the license. If the licensee refuses to enter into a care,
counseling, or treatment agreement or fails to abide by the
terms of the agreement, then the Department may file a
complaint to suspend, revoke, or otherwise discipline the
license of the individual. The Secretary may order the license
suspended immediately, pending a hearing by the Department.
Fines shall not be assessed in disciplinary actions involving
physical or mental illness or impairment.
    (c) The determination by a circuit court that a licensee is
subject to involuntary admission or judicial admission as
provided in the Mental Health and Developmental Disabilities
Code, as amended, operates as an automatic suspension. The
suspension will end only upon a finding by a court that the
licensee is no longer subject to the involuntary admission or
judicial admission and issues an order so finding and
discharging the licensee; and upon review of the order by the
Secretary or his or her designee, the licensee may be allowed
to resume his or her practice.
    (d) The Department may refuse to issue or may suspend
without hearing as provided for in the Code of Civil Procedure
the license of any person who fails to file a return, or to pay
the tax, penalty or interest shown in a filed return, or to pay
any final assessment of the tax, penalty, or interest as
required by any tax Act administered by the Illinois Department
of Revenue, until such time as the requirements of any such tax
Act are satisfied.
    (e) In enforcing this Section, the Department upon a
showing of a possible violation may compel an individual
licensed to practice under this Act, or who has applied for
licensure under this Act, to submit to a mental or physical
examination, or both, as required by and at the expense of the
Department. The Department may order the examining physician to
present testimony concerning the mental or physical
examination of the licensee or applicant. No information shall
be excluded by reason of any common law or statutory privilege
relating to communications between the licensee or applicant
and the examining physician. The examining physicians shall be
specifically designated by the Department. The individual to be
examined may have, at his or her own expense, another physician
of his or her choice present during all aspects of this
examination. Failure of an individual to submit to a mental or
physical examination, when directed, shall be grounds for the
immediate suspension of his or her license until the individual
submits to the examination if the Department finds that the
refusal to submit to the examination was without reasonable
cause as defined by rule.
    In instances in which the Secretary immediately suspends a
person's license for his or her failure to submit to a mental
or physical examination, when directed, a hearing on that
person's license must be convened by the Department within 15
days after the suspension and completed without appreciable
delay.
    In instances in which the Secretary otherwise suspends a
person's license pursuant to the results of a compelled mental
or physical examination a hearing on that person's license must
be convened by the Department within 15 days after the
suspension and completed without appreciable delay. The
Department shall have the authority to review the subject
individual's record of treatment and counseling regarding the
impairment to the extent permitted by applicable federal
statutes and regulations safeguarding the confidentiality of
medical records.
    An individual licensed under this Act and affected under
this Section shall be afforded an opportunity to demonstrate to
the Department that he or she can resume practice in compliance
with acceptable and prevailing standards under the provisions
of his or her license.
 
    Section 80. Required form of contract.
    (a) An agency contract must be in a record, signed or
otherwise authenticated by the parties.
    (b) An agency contract must state or contain the following:
        (1) the amount and method of calculating the
    consideration to be paid by the student-athlete for
    services to be provided by the athlete agent under the
    contract and any other consideration the athlete agent has
    received or will receive from any other source for entering
    into the contract or for providing the services;
        (2) the name of any person not listed in the
    application for registration or renewal of registration
    who will be compensated because the student-athlete signed
    the agency contract;
        (3) a description of any expenses that the
    student-athlete agrees to reimburse;
        (4) a description of the services to be provided to the
    student-athlete;
        (5) the duration of the contract; and
        (6) the date of execution.
    (c) An agency contract must contain, in close proximity to
the signature of the student-athlete, a conspicuous notice in
boldface type in capital letters stating:
 
WARNING TO STUDENT-ATHLETE IF YOU SIGN THIS CONTRACT:
        (1) YOU MAY LOSE YOUR ELIGIBILITY TO COMPETE AS A
    STUDENT-ATHLETE IN YOUR SPORT;
        (2) IF YOU HAVE AN ATHLETIC DIRECTOR, WITHIN 72 HOURS
    AFTER ENTERING INTO THIS CONTRACT OR BEFORE YOUR NEXT
    SCHEDULED ATHLETIC EVENT, WHICHEVER OCCURS FIRST, BOTH YOU
    AND YOUR ATHLETE AGENT MUST NOTIFY YOUR ATHLETIC DIRECTOR;
    AND
        (3) YOU MAY CANCEL THIS CONTRACT WITHIN 14 DAYS AFTER
    SIGNING IT. CANCELLATION OF THIS CONTRACT MAY NOT REINSTATE
    YOUR ELIGIBILITY.
 
    (d) An agency contract that does not conform to this
Section is voidable by the student-athlete. If a
student-athlete voids an agency contract, then the
student-athlete is not required to pay any consideration under
the contract or to return any consideration received from the
athlete agent to induce the student-athlete to enter into the
contract.
    (e) The athlete agent shall give a record of the signed or
otherwise authenticated agency contract to the student-athlete
at the time of execution.
 
    Section 85. Student-athlete's right to cancel.
    (a) A student-athlete may cancel an agency contract by
giving notice of the cancellation to the athlete agent in a
record within 14 days after the contract is signed.
    (b) A student-athlete may not waive the right to cancel an
agency contract.
    (c) If a student-athlete cancels an agency contract, then
the student-athlete is not required to pay any consideration
under the contract or to return any consideration received from
the athlete agent to induce the student-athlete to enter into
the contract.
 
    Section 90. Notice to educational institution.
    (a) Within 72 hours after entering into an agency contract
or before the next scheduled athletic event in which the
student-athlete may participate, whichever occurs first, the
athlete agent shall give notice in a record of the existence of
the contract to the athletic director of the educational
institution at which the student-athlete is enrolled or the
athlete agent has reasonable grounds to believe the
student-athlete intends to enroll.
    (b) Within 72 hours after entering into an agency contract
or before the next athletic event in which the student-athlete
may participate, whichever occurs first, the student-athlete
shall inform the athletic director of the educational
institution at which the student-athlete is enrolled that he or
she has entered into an agency contract.
 
    Section 95. Required records.
    (a) An athlete agent shall retain the following records for
a period of 5 years:
        (1) the name and address of each individual represented
    by the athlete agent;
        (2) any agency contract entered into by the athlete
    agent; and
        (3) any direct costs incurred by the athlete agent in
    the recruitment or solicitation of a student-athlete to
    enter into an agency contract.
    (b) Records required by subsection (a) of this Section to
be retained shall be open to inspection by the Department
during normal business hours.
 
    Section 100. Injunctive action; cease and desist order.
    (a) If any person violates the provisions of this Act, then
the Secretary, in the name of the People of the State of
Illinois, through the Attorney General or the State's Attorney
of the county in which the violation is alleged to have
occurred, may petition for an order enjoining the violation or
for an order enforcing compliance with this Act. Upon the
filing of a verified petition, the court with appropriate
jurisdiction may issue a temporary restraining order, without
notice or bond, and may preliminarily and permanently enjoin
the violation. If it is established that the person has
violated or is violating the injunction, then the court may
punish the offender for contempt of court. Proceedings under
this Section are in addition to, and not in lieu of, all other
remedies and penalties provided by this Act.
    (b) Whenever, in the opinion of the Department, a person
violates any provision of this Act, the Department may issue a
rule to show cause why an order to cease and desist should not
be entered against that person. The rule shall clearly set
forth the grounds relied upon by the Department and shall allow
at least 7 days from the date of the rule to file an answer
satisfactory to the Department. Failure to answer to the
satisfaction of the Department shall cause an order to cease
and desist to be issued.
 
    Section 105. Investigations; notice and hearing. The
Department may investigate the actions of any applicant or of
any person or persons rendering or offering to render services
as an athlete agent or any person holding or claiming to hold a
license as an athlete agent. The Department shall, before
revoking, suspending, placing on probation, reprimanding, or
taking any other disciplinary or non-disciplinary action under
Section 75 of this Act, at least 30 days before the date set
for the hearing, (i) notify the accused in writing of the
charges made and the time and place for the hearing on the
charges, (ii) direct him or her to file a written answer to the
charges with the Department under oath within 20 days after the
service on him or her of the notice, and (iii) inform the
accused that, if he or she fails to answer, default will be
taken against him or her or that his or her license may be
suspended, revoked, placed on probationary status, or other
disciplinary action taken with regard to the license, including
limiting the scope, nature, or extent of his or her practice,
as the Department may consider proper. At the time and place
fixed in the notice, the Department shall proceed to hear the
charges and the parties or their counsel shall be accorded
ample opportunity to present any pertinent statements,
testimony, evidence, and arguments. The Department may
continue the hearing from time to time. In case the person,
after receiving the notice, fails to file an answer, his or her
license may, in the discretion of the Department, be suspended,
revoked, placed on probationary status, or the Department may
take whatever disciplinary action considered proper, including
limiting the scope, nature, or extent of the person's practice
or the imposition of a fine, without a hearing, if the act or
acts charged constitute sufficient grounds for that action
under this Act. The written notice may be served by personal
delivery or by certified mail to the address specified by the
accused in his or her last notification with the Department.
 
    Section 110. Record of proceedings; transcript. The
Department, at its expense, shall preserve a record of all
proceedings at the formal hearing of any case. The notice of
hearing, complaint, all other documents in the nature of
pleadings, written motions filed in the proceedings, the
transcripts of testimony, the report of the Hearing Officer,
and orders of the Department shall be in the record of the
proceeding. The Department shall furnish a transcript of such
record to any person interested in such hearing upon payment of
the fee required under Section 2105-115 of the Department of
Professional Regulation Law (20 ILCS 2105/2105-115).
 
    Section 115. Subpoenas; depositions; oaths. The Department
has the power to subpoena documents, books, records or other
materials and to bring before it any person and to take
testimony either orally or by deposition, or both, with the
same fees and mileage and in the same manner as prescribed in
civil cases in the courts of this State.
    The Secretary, the designated hearing officer, and other
parties designated by the Department have the power to
administer oaths to witnesses at any hearing that the
Department is authorized to conduct, and any other oaths
authorized in any Act administered by the Department.
 
    Section 120. Compelling testimony. Any circuit court, upon
application of the Department or designated hearing officer may
enter an order requiring the attendance of witnesses and their
testimony, and the production of documents, papers, files,
books, and records in connection with any hearing or
investigation. The court may compel obedience to its order by
proceedings for contempt.
 
    Section 125. Findings and recommendations. At the
conclusion of the hearing, the Hearing Officer shall present to
the Secretary a written report of its findings of fact,
conclusions of law, and recommendations. The report shall
contain a finding whether or not the accused person violated
this Act or its rules or failed to comply with the conditions
required in this Act or its rules. The Hearing Officer shall
specify the nature of any violations or failure to comply and
shall make its recommendations to the Secretary. In making
recommendations for any disciplinary actions, the Hearing
Officer may take into consideration all facts and circumstances
bearing upon the reasonableness of the conduct of the accused
and the potential for future harm to the public, including but
not limited to previous discipline of the accused by the
Department, intent, degree of harm to the public and likelihood
of harm in the future, any restitution made by the accused, and
whether the incident or incidents contained in the complaint
appear to be isolated or represent a continuing pattern of
conduct. In making its recommendations for discipline, the
Hearing Officer shall endeavor to ensure that the severity of
the discipline recommended is reasonably related to the
severity of the violation.
    The report of findings of fact, conclusions of law, and
recommendation of the Hearing Officer may, but shall not be
required to be, the basis for the Department's order refusing
to issue, restore, or renew a license, or otherwise
disciplining a licensee. If the Secretary disagrees with the
recommendations of the Hearing Officer, then the Secretary may
issue an order in contravention. The finding is not admissible
in evidence against the person in a criminal prosecution
brought for a violation of this Act, but the hearing and
finding are not a bar to a criminal prosecution brought for a
violation of this Act.
 
    Section 130. Rehearing. At the conclusion of the hearing, a
copy of the Hearing Officer's report shall be served upon the
applicant or licensee by the Department, either personally or
as provided in this Act for the service of a notice of hearing.
Within 20 days after service, the applicant or licensee may
present to the Department a motion in writing for a rehearing,
which shall specify the particular grounds for rehearing. The
Department may respond to the motion for rehearing within 20
days after its service on the Department. If no motion for
rehearing is filed, then upon the expiration of the time
specified for filing such a motion, or if a motion for
rehearing is denied, then upon denial, the Secretary may enter
an order in accordance with recommendations of the Hearing
Officer except as provided in Section 135 of this Act. If the
applicant or licensee orders from the reporting service and
pays for a transcript of the record within the time for filing
a motion for rehearing, then the 20-day period within which a
motion may be filed shall commence upon the delivery of the
transcript to the applicant or licensee.
 
    Section 135. Secretary; rehearing. Whenever the Secretary
believes that substantial justice has not been done in the
revocation, suspension, or refusal to issue, restore, or renew
a license, or other discipline of an applicant or licensee, he
or she may order a rehearing the same or a different Hearing
Officer.
 
    Section 140. Appointment of a hearing officer. The
Secretary has the authority to appoint any attorney licensed to
practice law in the State of Illinois to serve as the hearing
officer in any action for refusal to issue, restore, or renew a
license or to discipline a licensee. The hearing officer has
full authority to conduct the hearing. The hearing officer
shall report his or her findings of fact, conclusions of law,
and recommendations to the Secretary. If the Secretary
disagrees with the recommendation of the hearing officer, then
the Secretary may issue an order in contravention of the
recommendation.
 
    Section 145. Order or certified copy; prima facie proof. An
order or certified copy thereof, over the seal of the
Department and purporting to be signed by the Secretary, is
prima facie proof that:
        (1) the signature is the genuine signature of the
    Secretary; and
        (2) the Secretary is duly appointed and qualified.
 
    Section 150. Restoration of suspended or revoked license.
At any time after the successful completion of a term of
suspension or revocation of a license, the Department may
restore it to the licensee, unless after an investigation and a
hearing the Department determines that restoration is not in
the public interest.
 
    Section 155. Surrender of license. Upon the revocation or
suspension of a license, the licensee shall immediately
surrender his or her license to the Department. If the licensee
fails to do so, then the Department has the right to seize the
license.
 
    Section 160. Summary suspension of a license. The Secretary
may summarily suspend a license, without a hearing,
simultaneously with the institution of proceedings for a
hearing provided for in Section 105 of this Act, if the
Secretary finds that evidence in the Secretary's possession
indicates that the continuation of practice as an athlete agent
would constitute an imminent danger to the public. In the event
that the Secretary summarily suspends a license, without a
hearing, a hearing must be commenced within 30 days after the
suspension has occurred and concluded as expeditiously as
practical.
 
    Section 165. Administrative review; venue.
    (a) All final administrative decisions of the Department
are subject to judicial review under the Administrative Review
Law and its rules. The term "administrative decision" is
defined as in Section 3-101 of the Code of Civil Procedure.
    (b) Proceedings for judicial review shall be commenced in
the circuit court of the county in which the party applying for
review resides, but if the party is not a resident of Illinois,
the venue shall be in Sangamon County.
 
    Section 170. Certifications of record; costs. The
Department shall not be required to certify any record to the
court, to file an answer in court, or to otherwise appear in
any court in a judicial review proceeding unless and until the
Department has received from the plaintiff payment of the costs
of furnishing and certifying the record, which costs shall be
determined by the Department. Failure on the part of the
plaintiff to file the receipt in court is grounds for dismissal
of the action.
 
    Section 175. Criminal penalties.
    (a) Any person who is found to have violated any provision
of this Act is guilty of a Class A misdemeanor. On conviction
of a second or subsequent offense, the violator shall be guilty
of a Class 4 felony.
    (b) In addition, an athlete agent or an individual holding
oneself out as an athlete agent shall be guilty of a Class A
misdemeanor if he or she, with the intent to induce a
student-athlete to enter into an agency contract, does any of
the following:
        (1) gives any materially false or misleading
    information or makes a materially false promise or
    representation;
        (2) furnishes anything of value to a student-athlete
    before the student-athlete enters into the agency
    contract;
        (3) furnishes anything of value to any individual other
    than the student-athlete or another athlete agent;
        (4) initiates contact with a student-athlete unless
    registered under this Act;
        (5) refuses or fails to retain or permit inspection of
    the records as required under this Act;
        (6) provides materially false or misleading
    information in an application for licensure;
        (7) predates or postdates an agency contract; or
        (8) fails to notify a student-athlete before the
    student-athlete signs or otherwise authenticates an agency
    contract for a particular sport that the signing or
    authentication may make the student-athlete ineligible to
    participate as a student-athlete in that sport.
 
    Section 180. Civil penalties.
    (a) In addition to any other penalty provided by law, any
person who violates this Act shall forfeit and pay a civil
penalty to the Department in an amount not to exceed $10,000
for each violation as determined by the Department. The civil
penalty shall be assessed by the Department in accordance with
the provisions of this Act.
    (b) The Department has the authority and power to
investigate any and all unlicensed activity.
    (c) The civil penalty shall be paid within 60 days after
the effective date of the order imposing the civil penalty. The
order shall constitute a judgment and may be filed and
execution had thereon in the same manner as any judgment from
any court of record.
    (d) All moneys collected under this Section shall be
deposited into the General Fund.
 
    Section 185. Civil remedies; educational institutions.
    (a) An educational institution has a right of action
against an athlete agent or a former student-athlete for
damages caused by a violation of this Act. In an action under
this Section, the court may award to the prevailing party costs
and reasonable attorney's fees.
    (b) Damages of an educational institution under subsection
(a) include losses and expenses incurred because, as a result
of the conduct of an athlete agent or former student-athlete,
the educational institution was injured by a violation of this
Act or was penalized, disqualified, or suspended from
participation in athletics by a national association for the
promotion and regulation of athletics, by an athletic
conference, or by reasonable self-imposed disciplinary action
taken to mitigate sanctions likely to be imposed by such an
organization.
    (c) A right of action under this Section does not accrue
until the educational institution discovers or by the exercise
of reasonable diligence would have discovered the violation by
the athlete agent or former student-athlete.
    (d) Any liability of the athlete agent or the former
student-athlete under this Section is several and not joint.
    (e) This Act does not restrict rights, remedies, or
defenses of any person under law or equity.
 
    Section 190. Consent order. At any point in the proceedings
as provided in Sections 100 through 145 and Section 165, both
parties may agree to a negotiated consent order. The consent
order shall be final upon signature of the Secretary.
 
    Section 195. Illinois Administrative Procedure Act;
application. The Illinois Administrative Procedure Act is
expressly adopted and incorporated in this Act as if all of the
provisions of that Act were included in this Act, except that
the provision of paragraph (d) of Section 10-65 of the Illinois
Administrative Procedure Act, which provides that at hearings
the registrant or licensee has the right to show compliance
with all lawful requirements for retention or continuation or
renewal of the license, is specifically excluded. For the
purpose of this Act, the notice required under Section 10-25 of
the Illinois Administrative Procedure Act is considered
sufficient when mailed to the last known address of a party.
 
    Section 200. Home rule. The regulation and licensing as an
athlete agent are exclusive powers and functions of the State.
A home rule unit may not regulate or license an athlete agent
or the practice as an athlete agent, except as provided under
Section 20 of this Act. This Section is a denial and limitation
of home rule powers and functions under subsection (h) of
Section 6 of Article VII of the Illinois Constitution.
 
    Section 205. Relation to electronic signatures in Global
and National Commerce Act. This Act modifies, limits, and
supersedes the federal Electronic Signatures in Global and
National Commerce Act, 15 U.S.C. Section 7001, et seq., but
does not modify, limit, or supersede Section 101(c) of that
Act, 15 U.S.C. Section 7001(c), or authorize electronic
delivery of any of the notices described in Section 103(b) of
that Act, 15 U.S.C. Section 7003(b).
 
    Section 210. Severability. The provisions of this Act are
severable under Section 1.31 of the Statute on Statutes.
 
    Section 215. Agent for service of process. By acting as an
athlete agent in this State, a nonresident individual appoints
the Department as the individual's agent for service of process
in any civil action in this State related to the individual's
acting as an athlete agent in this State.